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Mr. McDonald's practice consists of business, corporate and securities representation, as well as securities and commercial litigation and securities and corporate transactions. He has counseled clients in various financings and securities transactions, including public and private offerings, mergers and acquisitions and tender offers. He has also represented investment advisers and broker-dealers. He also advises public reporting clients regarding corporate governance, disclosure/reporting and compliance matters. In addition, Mr. McDonald regularly advises businesses on choice of entity and formation matters. His securities litigation practice has included representing plaintiffs and defendants in complex class and derivative actions, representing underwriters with respect to county...

A highly experienced attorney with a broad spectrum of legal expertise and extensive track record of success in Securities, Corporate, Business, Real Estate, and Construction Law. Strengths include specialized knowledge of broker-dealers, investment managers, investment companies, insurance securities, investment advisers. Extensive experience with private placements, entrepreneurial ventures, venture capital, and private equity. Helps starts-ups to $Billion dollar entities with financing rounds, offerings, and planning. Additional qualifications include accounting investigations and related securities investigations and litigation. Corporate Law skills in M & A, financing transactions. Extensive real estate skills as counsel and as owner, in the acquisition, development, construction,...

Stephen M. Kohn, along with his partners are America's leading whistleblower attorneys. He successfully represented the most important tax whistleblower in U.S. history (Bradley Birkenfeld) and won the largest whistleblower reward ever paid to an individual whistleblower ($104 million). Since 1984 his practice has focused exclusively on advocating for whistleblowers, expanding laws that protect and reward whistleblowers and litigating many cutting-edge cases. He has successfully represented whistleblowers under numerous state and federal laws, including the False Claims Act/qui tam laws, and established important precedent protecting whistleblowers under the First Amendment. Since 2009 his practice has expanded to helping...

Lynne Bolduc, a Partner with Oswald & Yap, practices securities and corporate law. She represents both private and public companies, as well as investment bankers and broker/dealers. Lynne's experience includes entity selection and formation matters for businesses just getting started, contract negotiations and drafting, mergers and acquisitions, private offerings, taking private companies public, and public company reporting with the Securities and Exchange Commission. She has structured and implemented over $1 billion in financings.

David T. Bartels is an experienced business attorney, representing businesses, and their officers and directors, in government enforcement actions, class actions and complex commercial litigation, as well as transactional and regulatory issues.

His experience includes securities and government enforcement litigation, complex commercial litigation, and intellectual property litigation. Mr. Bartels advises corporate directors and defended individuals, companies, underwriters, financial institutions and accounting firms in shareholder class action and derivative lawsuits, merger and acquisition disputes and in proceedings before the Department of Justice, the Securities and Exchange Commission (“SEC”), the Financial Industry Regulatory Authority (“FINRA”) and the Federal Trade Commission (“FTC”). Mr. Bartels...

Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...

My practice is 100% dedicated to the defense of individuals and businesses accused or suspected of committing federal white collar crimes. This includes defending against federal white collar criminal investigations conducted by the United States Department of Justice (DOJ) and parallel proceedings brought by federal agencies such as the Securities and Exchange Commission (SEC), Federal Trade Commission (FTC), and the Internal Revenue Service (IRS). It's all I do. I've been representing and defending white collar clients for the past 23 years. During that time period I have kept scores of clients from ever being charged with a federal white collar criminal...

LAWRENCE O. HELD is an associate attorney with Kitroser & Associates. Mr. Held is a 2017 graduate from the University of Florida Fredric G. Levin College of Law. Prior to law school, he attended Florida International University where he obtained a Bachelors in History and a Masters in Latin American and Caribbean Studies.

Born and raised in Miami-Dade County, Mr. Held is a Cuban-American South Florida native. He has both complex litigation and transactional experience. He has previously interned with the Securities and Exchange Commission, with both the Enforcement Division and the Office of Compliance, Inspections, and Examinations, where he worked...

Thatcher is a highly experienced AV-rated commercial finance, aviation and structured finance lawyer, who has worked with airlines, power companies, manufacturers, banks and export credit agencies all over the world on documenting and litigating complicated financial transactions. In addition, his airline passenger rights practice is world famous since his victory in New York over Continental Airlines in 2005 establishing passenger rights under contract in denied boarding scenarios. Thatcher has extensive experience with export credit agencies, the rating agency process at national statistical rating agencies like Moody's and S& P, and just about every facet of the aviation industry. Currently Thatcher...

Mr. Morris is a former SEC Enforcement Attorney. He specializes in complex securities litigation with special emphasis in representing issuers, officers and directors, investment funds, analysts, and brokers in connection with Securities and Exchange Commission and Financial Industry Regulatory Authority investigations, litigation, and arbitration.

Mr. Si focuses his practice on immigration and nationality law. He also counsels on family law matters and provides strategic advice on business formation, real estate, investment, and international trade.

He has represented multinational companies in carrying out internal audits and discovery in response to Federal Trade Commission (FTC) and Securities and Exchange Commission (SEC) investigations. In addition, he handled False Claims Act litigation and investigations to provide specialized, industry-specific counsel and service requiring coordination with the Justice Department, state, and local law enforcement entities. He also has experience handling Equal Employment Opportunity Commission (EEOC) discrimination matters.

Martin P. Russo is an accomplished litigator with more than 20 years of experience handling complex business litigation in state and federal courts nationwide, as well as before a panoply of alternative dispute resolution forums. His practice includes sophisticated commercial disputes, financial services litigation, regulatory defense, white collar defense, corporate compliance and internal investigations for publicly-held and private companies in the?United States?and abroad.

Marty has developed a robust practice representing prominent local and international individuals and entities in multi-jurisdictional litigation. His ‘value-added’ and a key driver of success is the ability to craft and execute innovative strategies to accomplish his clients’...

Albukerk & Associates was founded by Nick Albukerk. Nick has 30 years of experience with every facet of litigation. He has tried over 700 cases, and handled thousands of criminal, injury, medical fraud, malpractice, civil rights and Securities and Exchange Commission cases. Call us and for free we can discuss the details of your case and examples of the excellent results we have achieved in cases similar to yours.

Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...

Mahal is a family law attorney based in the San Francisco Bay Area. She began her practice in 2014, having spent the previous fourteen years as a law clerk, educator, and paralegal specialist for the U.S. Securities and Exchange Commission. Her law practice integrates her passion for civil rights and her love for community. Mahal was born in Vallejo, and after a series of family tragedies enrolled herself in the tenth grade at Oakland Technical High School. She was legally emancipated as a minor the following spring. These childhood experiences inspired her to become an attorney and...

BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For four decades, I have represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. I have the distinction of representing witnesses during Congressional investigations; and in 2015, I achieved a significant award of approximately $1.5 million from the Securities and Exchange Commission on behalf of a whistleblower client, who was the...

Mr. Brian Higley graduated from the University of Utah S.J. Quinney College of Law and has focused on securities law his entire legal career. He is licensed to practice in the State of Utah and is a member of the Utah State Bar Securities Section. He is also fluent in Spanish.

Mr. Higley assists various clients primarily in the areas of public company disclosure, corporate finance, and mergers and acquisitions, including private placements, public and private offerings, Securities and Exchange Commission and Blue Sky compliance and reporting requirements, asset and stock purchases, and general corporate practice.

During law school, Mr. Higley externed...

Bruce Lewitas has litigated financial services disputes for three decades, beginning his career as an Enforcement attorney for the United States Securities and Exchange Commission (SEC) and thereafter serving as both in-house and outside counsel representing both individuals and broker-dealers. Bruce has overseen thousands of matters involving customer disputes, employment matters, regulatory inquiries and internal investigations.

At Lewitas Hyman PC, our core values include putting the client first and providing cost-effective counsel coupled with professional and aggressive advocacy.

For over 25 years Doug Hyman has been representing investors, brokerage firms, registered representatives, investment advisor representatives and RIAs in various types of matters relevant to the financial services industry, both in the context of general counseling and in connection with representing clients nationwide in arbitrations and in state/federal courts.

At Lewitas Hyman PC, our core values include putting the client first and providing cost-effective counsel coupled with professional and aggressive advocacy.

Doug is also committed to serving his profession and community. For many years he has served as Treasurer for the Association of Securities and Exchange Commission Alumni Association, a non-profit...

Roxanna Talaie represents corporations, boards of directors and individuals in a variety of practice areas. Her focus includes securities litigation, personal injury and workers’ compensation matters. She began her legal career with one of the country’s most prominent securities litigation firms, which handled a broad array of cases involving United States Securities and Exchange Commission matters; litigation practices, including class actions, discovery, state and federal proceedings; meticulous client preparation; case evaluation; and portfolio monitoring. Later, she defended insurance carriers, third party administrators and employers in workers’ compensation matters at one of the oldest workers’ compensation firms in California. Currently, she...

Brad Henry represents entities and individuals in criminal and regulatory litigation and investigations, international arbitrations, and internal investigations. Brad is a board-certified criminal trial specialist and has represented and defended clients in trials and investigations involving U.S. Attorneys’ Offices in over fifteen different districts around the country.

Brad represents clients in investigations and litigation involving the Department of Justice (National Security Division, Computer Crime and Intellectual Property Section, Environment and Natural Resources Division), Securities and Exchange Commission, Commodity Futures Trading Commission, Office of Foreign Assets Control, as well as other federal, state and local agencies. He also conducts internal investigations...

James P. Galvin is the founder of Galvin Legal. He is a member of the Florida Bar and the State Bar of Georgia. He graduated from Georgia State University in Atlanta, Georgia with a Bachelor of Business Administration degree in Finance. He obtained his Juris Doctor from the University of Miami School of Law in Coral Gables, Florida. At the University of Miami, he completed the litigation skills program, which included serving as a Certified Legal Intern with the Miami-Dade State Attorney’s Office. Mr. Galvin actively participated in the Investor Rights Clinic as a Certified Legal Intern, Returning Fellow,...

Daniel H. Smith is an elder law and estate planning attorney at Advocates in Aging, Law Office of Wiesner Smith PLLC in Sarasota, Florida, focusing on Elder Law, Medicaid Planning, Veterans Benefits, Wills, Trusts, and Estate Planning, Special Needs Planning, Probate and Trust Administration, Guardianship, and Assisted Living/Nursing Home Issues. Daniel is licensed to practice law in Florida and Virginia. Daniel is also a VA Accredited Attorney, and represents veterans and their families with benefits claims and appeals of VA Benefits decisions. Daniel received his law degree with honors from the George Mason University School of Law in Arlington,...

Albert is a Partner at Scarinci Hollenbeck in the Entertainment, Sports, Media, and Intellectual Property practice group. Albert is also the founder of Beat Street Entertainment and Beat Street Music Group. Albert represents clients in a variety of practice areas, including entertainment, litigation, trademark, commercial transactions, licensing, and more. Albert has counseled a variety of notable clients, including NFL running back Brian Westbrook of the Philadelphia Eagles, hip-hop legend Havoc of Mobb Deep, DJ and producer DJ L.E.S., Rapper Big Noyd, hip-hop pioneer E-40, recording artist and winner of America’s Got Talent Bianca Ryan, singer Riley McEvoy,...

Derek Miller is a seasoned criminal attorney who served thirteen years as a Deputy Attorney General with the New Jersey Office of the Attorney General, Division of Criminal Justice, before co-founding Lackey & Miller, LLC. While serving as a Deputy Attorney General, Mr. Miller was assigned to the Cyber and Financial Crimes Unit and the Office of Securities Fraud and Financial Crimes Prosecution, concentrating his investigations and prosecutions on complex financial and white-collar crimes. During Mr. Miller’s tenure, he obtained convictions at trials involving offenses such as corporate misconduct, theft by deception, tax evasion, identity theft, and money laundering. Throughout Mr....

JD is an associate attorney at Cook Craig & Francuzenko, PLLC. JD joined Cook Craig & Francuzenko after previously working for Stern & Eisenberg. JD concentrates his practice on constitutional rights, civil rights, business, and commercial law. JDis licensed to practice law in the Commonwealth of Virginia and the District of Columbia. He is a member of the Virginia Bar Association, Fairfax Bar Association and the Virginia Trial Lawyers Association. JD appears primarily in the Ciricuit and General District courts of Northern Virginia. JD obtained his Bachelors of Science in Political Science from University of Maryland Global Campus, while living in the...

Mark Pugsley's practice is focused on financial fraud, investment disputes, FINRA Arbitrations, and whistleblower cases filed with the SEC, CFTC and IRS. He frequently handles civil enforcement actions and regulatory investigations brought by the U.S. Securities and Exchange Commission (SEC), the Utah Division of Securities, the Commodity Futures Trading Commission (CFTC) and the Financial Industry Regulatory Authority (FINRA) involving individuals, brokers, brokerage firms and investment advisors. He also handles receivership litigation, clawback cases, Qui Tam or False Claims Act cases, shareholder disputes, investor class actions, and internal investigations involving private and publicly-traded companies.

Mr. Lesser heads Thornton Law Firm’s False Claims Act / Qui Tam litigation section, representing whistleblowers that report fraud on the Federal and State governments. While practicing in traditional areas of False Claims litigation, including Medicare and Medicaid fraud, Mr. Lesser also handles litigation involving finance and bank fraud. In 2020 Mr. Lesser's client, an FX trader who worked for Bank of New York Mellon, was awarded the then largest individual SEC whistleblower award in the history of SEC whistleblower litigation. The client's almost $50 million dollar award was for providing original information to the Securities and...

A native Rochesterian, Mark grew up in Penfield, New York. After attending Bishop Kearney High School, Mark pursued a bachelor's degree in political science at the University of Rochester. While attending the U of R, Mark competed nationally within the University Athletic Association conference for the school's indoor and outdoor Track and Field teams, where he was named the team's field captain for his leadership. In his junior year, Mark was accepted into an accelerated 3-2 program for the school's top ranked Public Policy Analysis Program. Mark's master's thesis was a well-received study on the effects of political action committee...