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J. Steven Parker
Parker MacIntyre- Securities Law, Business Law, Gov & Administrative Law
- Georgia
Badges
Claimed Lawyer ProfileLII GoldBlawgsearch
Practice Areas
- Securities Law
- Business Law
- Gov & Administrative Law
Additional Practice Areas
- Registered Investment Adviser Compliance
- Broker Dealer Compliance
- Securities Litigation and Regulation
- Securities Enforcement
Fees
- Credit Cards Accepted
Accept Visa, MasterCard, Discover, and American Express
Jurisdictions Admitted to Practice
- Georgia
- 11th Circuit
- U.S. District Courts for the Eastern District of Michigan
- U.S. District Courts for the Northern Districts of Georgia
- U.S. District Courts for the Southern Districts of Georgia
Languages
- English
Professional Experience
- Partner
- Parker MacIntyre
- Current
- Partner
- Page Perry
- -
- Director of the Securities Division
- State of Georgia
- -
- Partner
- Parker, Terry & Center
- -
- Associate
- Kilpatrick & Cody
- -
Education
- The University of Georgia School of Law
- J.D.
- Honors: magna cum laude
- Activities: Recent Developments Editor of the Georgia Journal of International and Comparative Law (1985-86) and a member of the Order of the Coif (1986).
- Furman University
- B.A.
- Honors: Magna Cum Laude
Professional Associations
- American Bar Association
- State Securities Law and Regulation Liaison
- Current
- State Bar of Georgia
- Member
- Current
- North American Securities Administrators Association
- Member
- -
Publications
Articles & Publications
- Georgia Securities Act - Let the Buyer Beware
- Georgia Bar Journal
- Motions to Vacate: How Much Information Should Arbitrators Disclose?
- PIABA Bar Journal
Websites & Blogs
- Website
- J. Steven Parker's RIA Compliance Website Profile
- Website
- Page Perry Website
- Website
- Parker MacIntyre - RIA Compliance Website
- Blog
- RIA Compliance Blog
- Louisiana Adopts Amendments to Written Examination Requirements for Investment Adviser Representatives
29 September 2016 - Investment Advisers Charged for Failure to Disclose Conflicts of Interest Arising From Receipt of Forgivable Loans
27 September 2016 - SEC Continues Increased Focus on RIA Performance Advertising
19 September 2016 - Court Affirms SEC’s Sanction of Investment Adviser Over Fraudulent Performance Advertising
7 September 2016 - FINRA Proposes Changes to Gifts and Gratuities Rule
25 August 2016 - Performance-Based Fee Threshold Will Change Effective August 15, 2016
2 August 2016 - Private Equity Fund Adviser Sanctioned for Acting as Unregistered Broker-Dealer
28 July 2016 - SEC Fines Broker-Dealer for Failing to Protect Confidential Client Information
19 July 2016 - SEC Proposes Business Continuity and Transition Plan Rule for RIAs
15 July 2016
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