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Practice Areas
- Securities Law
- Business Law
- Gov & Administrative Law
Additional Practice Areas
- Registered Investment Adviser Compliance
- Broker Dealer Compliance
- Securities Litigation and Regulation
- Securities Enforcement
Fees
- Credit Cards Accepted
Accept Visa, MasterCard, Discover, and American Express
Jurisdictions Admitted to Practice
- Georgia
- 11th Circuit
- U.S. District Courts for the Eastern District of Michigan
- U.S. District Courts for the Northern Districts of Georgia
- U.S. District Courts for the Southern Districts of Georgia
Languages
- English
Professional Experience
- Partner
- Parker MacIntyre
- Current
- Partner
- Page Perry
- -
- Director of the Securities Division
- State of Georgia
- -
- Partner
- Parker, Terry & Center
- -
- Associate
- Kilpatrick & Cody
- -
Education
- The University of Georgia School of Law
- J.D.
- Honors: magna cum laude
- Activities: Recent Developments Editor of the Georgia Journal of International and Comparative Law (1985-86) and a member of the Order of the Coif (1986).
- Furman University
- B.A.
- Honors: Magna Cum Laude
Professional Associations
- American Bar Association
- State Securities Law and Regulation Liaison
- Current
- State Bar of Georgia
- Member
- Current
- North American Securities Administrators Association
- Member
- -
Publications
Articles & Publications
- Georgia Securities Act - Let the Buyer Beware
- Georgia Bar Journal
- Motions to Vacate: How Much Information Should Arbitrators Disclose?
- PIABA Bar Journal
Websites & Blogs
- Website
- J. Steven Parker's RIA Compliance Website Profile
- Website
- Page Perry Website
- Website
- Parker MacIntyre - RIA Compliance Website
- Blog
- RIA Compliance Blog
- New Wyoming Investment Adviser Registration Law Impacts SEC Registration Requirements
18 July 2017 - Nevada Enacts Statutory Amendments Creating Fiduciary Obligations for Investment Advisers and Broker-Dealers
12 July 2017 - SEC Charges Broker-Dealer for Violations Relating to Suspicious Activity Report Filings
11 July 2017 - SEC Charges Investment Adviser for Overbilling Clients to Pay Personal Expenses
10 July 2017 - SEC Proposes Amendments to Investment Advisers Act Regarding Small Business Investment Companies
29 June 2017 - Supreme Court Rules that SEC’s Ability to Seek Disgorgement is Subject to a Five-Year Statute of Limitations
13 June 2017 - SEC Charges Options Trading Instructor with Defrauding Investors in Private Funds
9 June 2017 - SEC’s Office of Compliance Inspections and Examinations Publishes Cybersecurity Alert Following Ransomware Attack
7 June 2017 - Firm and CEO Settle Charges with SEC for Ponzi-like Plot Relating to Life Settlements
23 May 2017
- Blog
- Small Business Investment Lawyers
- SEC Chairman Delivers Speech Affirming Agency’s Role in Facilitating Capital Formation
17 July 2017 - Georgia Amends State “Crowdfunding” Rule to Conform to New SEC Rule 147A
17 July 2017 - Private Placement Brokers Await Attention by SEC
6 June 2017 - SEC Adopts JOBS Act Inflation Adjustments for Title III Crowdfunding and Title I Emerging Growth Companies
25 May 2017 - On One-Year Anniversary of Reg CF, JOBS Act Author Urges Significant Revisions
24 May 2017 - States Begin to Adjust Exemptions as Effective Date for New Rule 147A Draws Near
16 February 2017 - SEC Adopts Final Rules Amending Intrastate and Small Offering Exemptions
30 November 2016
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