Mark W. Pugsley
Pugsley Wood LLPMark Pugsley's practice is focused on financial fraud, investment disputes, FINRA Arbitrations, and whistleblower cases filed with the SEC, CFTC and IRS. He frequently handles civil enforcement actions and regulatory investigations brought by the U.S. Securities and Exchange Commission (SEC), the Utah Division of Securities, the Commodity Futures Trading Commission (CFTC) and the Financial Industry Regulatory Authority (FINRA) involving individuals, brokers, brokerage firms and investment advisors. He also handles receivership litigation, clawback cases, Qui Tam or False Claims Act cases, shareholder disputes, investor class actions, and internal investigations involving private and publicly-traded companies.
- Arbitration & Mediation
- Business - Arbitration/Mediation, Consumer - Arbitration/Mediation, Family - Arbitration/Mediation
- Stockbroker & Investment Fraud
- Securities Law
- California
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- Utah
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- 4th Circuit
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- 10th Circuit
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- U.S. Supreme Court
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- English: Spoken, Written
- Founder and Partner
- Pugsley Wood LLP
- Current
- Ray Quinney & Nebeker
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- Duke University School of Law
- J.D.
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- Duke University
- M.A. (1994) | Public Policy
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- University of Utah
- B.S. (1991) | Political Science
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- Highly recommended for Securities Litigation
- Super Lawyers
- 2010-2019
- Litigation – Securities (Lawyer of the Year, Utah)
- Best Lawyers in America
- Securities Regulation (Lawyer of the Year, Utah)
- Best Lawyers in America
- Top 100 in Mountain States Region
- Super Lawyers
- Corporate Law
- Best Lawyers in America
- Federal Bar Association
- Member
- Current
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- American Bar Association
- Member
- Current
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- Taxpayers Against Fraud
- Member
- Current
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- The Public Investors Advocate Bar Association
- Member
- Current
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- Utah State Bar
- Member
- - Current
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- California State Bar # 174562
- Member
- - Current
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- Building Your Own Book of Business: Marketing Yourself and Your Firm
- Litigation Section of the Utah State Bar
- Panelist
- How Receiverships Can Create Additional Recoveries for Victims of Fraud, Annual Meeting
- Public Investors Advocate Bar Association
- Panel Moderator
- How to Spot Ponzi Schemes and Affinity Fraud - And What You Can Do About It, 30th Annual Tax & Business Seminar
- RQN
- Speaker
- Whistleblowers: Endangered Canaries or Bounty Hunters?, Annual Convention
- Public Investors Advocate Bar Association
- Panelist
- Litigating in Different Forums: JAMS, AAA, FINRA and Court, Mid-year Convention
- Public Investors Advocate Bar Association
- Panelist
- Website
- Pugsley Wood LLP Website
