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J. Steven Parker has extensive experience in the areas of investment adviser and broker dealer regulation, as well as securities litigation and arbitration. As a partner in the firm’s Regulatory Practice Group, representing individuals, broker-dealers, and investment advisers in regulatory and enforcement matters. Additionally, he represents broker-dealers, registered representative and others in securities litigation and arbitration matters.
Mr. Parker advises existing and start-up investment advisers, including advisers required to be registered with the Securities and Exchange Commission or with one or more state regulatory agencies. The landscape of regulation in this area of law is constantly shifting, requiring in most instances...

Experience Matters. 34+ years’ experience helping individuals, and small & large business clients, with commercial litigation & appeals, foreclosure defense, lender liability, mortgage loan modification, business operating and shareholder agreements & advice, and Chapter 7 & 13 bankruptcy. Scott understands all of these connected areas of law. Meet with Scott and review your options. Find your best solution. Get peace of mind from personal attention, competitive rates, flexible payment options, quality work, exceptional professional service, and a strategy to fit your budget. We strive to develop long-term relationships and help clients meet their goals. Scott has appeared in State, Federal,...

By hiring Robert w. Pearce, you will have the benefit of 43 years experience gained in complex securities, commodities and investment fraud disputes on both sides of the table. He is one of the most experienced Financial Industry Regulatory Authority (FINRA) arbitration attorneys winning his first investor case in 1983 after working 3 years with the SEC in NYC and moving to Florida. He has earned a peer rating of AV Preeminent continuously since 1996 through the Martindale-Hubbell peer review rating process, the highest available rating through that program. Mr. Pearce has been one of Thomson Reuters Florida Super...

Scott Silver has spent his entire legal career practicing securities and financial services law. Scott focuses his law practice on securities arbitration and litigation and plaintiff-side class action litigation, representing individual investors and institutions in claims against brokerage firms, investment advisors, commodities firms, hedge funds and others. Scott also routinely serves as counsel to receivers and trustees in matters relating to the recovery of investor losses in Ponzi schemes. Scott has extensive experience in arbitration before the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the American Arbitration Association (AAA). He has recovered millions of...

David Miller received his Bachelor of Arts degree in Economics and Political Science from Vanderbilt University. He received his Juris Doctor degree from the University of Houston Law Center, where he was a Lex Award recipient. As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Mr. Miller maintains an active securities arbitration and litigation practice. Mr. Miller has successfully represented individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers

Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...

Catherine D. Holmes is an accomplished Business and Securities Law attorney, concentrating on Finance and Investment Law matters. With clients all over the world, she advises on raising, investing and managing capital from both U.S. and non-U.S. investors.

Cathy has practiced law for over 40 years. With a wealth of knowledge and skill, she is dedicated to providing exceptional legal representation. Cathy has been recognized for her extensive experience and success, having been named a Southern California Super Lawyer for 10 years. In addition, Cathy was honored by EB5 Investors Magazine as among the Top 15 Corporate Attorneys in 2017 and...

Natalie's practice consists of estate planning, real estate law, drafting and negotiating employment contracts as well as general contract negotiations, dispute resolution, establishing and maintaining corporations, LLCs and other business entities, representing clients in both restructuring and mergers, advising on regulatory compliance for her clients, providing guidance and legal support for her business clients' day-to-day operations, as well as trademark and copyright protection. Prior to making Oregon her home, Natalie practiced as a business transactional attorney in NYC for a number of years. She worked in the investment banking division of JPMorgan Chase Bank, N.A., and in the legal...

I have lived in Mobile since birth. After graduating from the University Military School in Mobile, I attended the University of Alabama where I received my B.S. degree in Corporate Finance and Investment Management; my Masters in Business Administration and my Juris Doctorate degree. I have over 25 years of litigation experience in Family Law, Probate Law, Juvenile Law, Criminal and Civil Law before the Circuit District and Probate courts of Mobile and Baldwin counties. I am a very experienced trial lawyer who will aggressively and vigorously represent the rights of my clients.

I treat every client as if they were a member of my family, dedicating personal attention and maintaining open communication throughout every stage of their case. I respect my clients and invest time to ensure they fully comprehend the process they are undergoing. You deserve an attorney who will listen to you, conduct investigations, thoroughly examine the facts, and deliver the most favorable solution for you and your future. Feel welcome to call me for a free consultation.

Robert "Bert" Savage is a New Jersey native who has been living in Florida since college. He earned his law degree and master of business administration from the University of Florida and has been a member of the Florida Bar since January 1994. Mr. Savage has significant experience in all manner of investor stock and investment losses. He is licensed to practice in all Florida state courts and the Federal District Courts for the Middle District and the Southern District of Florida Since graduating from the University of Florida with his undergraduate, master of business administration and law degrees, Mr....

I am Mitchell A. Port, an attorney based in Los Angeles, and I represent individuals, families, and businesses in various legal areas including probate, trust administration, estate planning, and IRS tax controversies. My work primarily involves administering a decedent's estate, identifying, and distributing assets to beneficiaries, and handling other issues that may require probate court intervention. These issues include lost wills, will contests, the removal of executors and trustees, petitions for probate, trust administration, probate litigation, and other legal matters that must go through the California probate court, such as conservatorships and guardianships. Additionally, I handle post-mortem tax planning and have successfully...

Michael F. Pezzulli is a seasoned attorney with the experience and track record clients trust. He is a powerful advocate in court for clients facing high-conflict divorce, complex asset division, and every kind of civil trial matter. Pezzulli leverages deep knowledge of the law and decades of experience with judges and courts across Texas to fight for his clients. His passion for taking a strong case to court for a jury to decide, when settling would yield a fraction of its potential, has produced highly favorable results for many.

Pezzulli understands the emotional and financial toll of taking legal action...

I offer legal guidance to small business owners, entrepreneurs, and tax-exempt organizations throughout Indiana. My practice covers a range of activities including the formation of businesses and nonprofit corporations, the acquisition and sale of businesses, contract negotiations, resolution of business disputes, and the protection of rights for businesses and nonprofits. I have a broad background in forming and advising LLCs and assisting tax-exempt entities, particularly 501(c)(3) organizations. I also handle both civil and criminal appeals for my clients. Originally from Tennessee, I have been a resident of Indiana since 1978, starting when I joined Eli Lilly and Company in Lafayette. After...

Powell Law Offices, P.C. is client focused, and resuIts driven. We focus our practice in family law (divorce, custody, child support, modifications and enforcements), bankruptcy and estate planning. We are tenacious and fight for our clients. We also take the time to listen to and know our clients, because the information that can win a case often comes from the details we get from everyday conversations with our clients. We are there for our clients, every step of the way. I am licensed to practice law in Texas and Michigan. I am Nationally Board Certified through the American Board of...

J. Stephen Grooms is a lifelong resident of Conway, South Carolina. He took a job with the Horry County Solicitor's Office as prosecutor in 2011 to begin his career in criminal law. While working in the Solicitor’s Office Grooms handled over three thousand cases, and took numerous cases to trial achieving favorable results on cases ranging from drug offenses to murder. Grooms was recognized for his leadership and trial results and was promoted to Senior Assistant Prosecutor in 2014. In 2016 Grooms and a fellow prosecutor opened Grooms and Thomas, LLC. Grooms experience as a former prosecutor and criminal trial...

For over 28 years, Bucks County Family Law and Divorce Attorney Kevin Zlock has had a very successful career as one of the top family law attorneys in Bucks County, Pennsylvania. Attorney Kevin Zlock is a founding partner of Zlock, PC. The firm has offices in Yardley, PA and Doylestown, PA. Kevin Zlock received his J.D. degree from the Dickinson School of Law at Pennsylvania State University in 1990.

Kevin's practice focuses on divorce, custody, support, and property division issues, with the goal to resolve matters outside of court, but he is ready to litigate, if necessary. His wealth...

Jennifer McCallum Ph.D. is an experienced and skilled attorney in the fields of Intellectual Property, Patents and Trademarks. Ms. McCallum has a J.D. from the University of Colorado, as well as a Ph.D. in Physiology from Colorado State University. She is actively involved in complex biotechnology legal issues, new reproductive technologies and the development of nanotechnologies.

McCallum Law Firm P.C. is an international Intellectual Property Law Firm concentrating on biotechnology, pharmaceutical, nanotechnology, renewable energy and medical device companies; financial entities of many types, such as venture capital groups and investment banks; universities; and bankruptcy trustees.

Ms. Puertollano is the Managing Attorney of the law offices of Jacob Sapochnick and an active member of the American Immigration Lawyers Association (AILA). Born and raised in France, she earned two Master Degrees in Law; one in France in Public Law and one in the United States in Comparative Law (LL.M). She is fluent in French, English and Spanish.

As an attorney, Ms. Puertollano represents clients in removal before the Court of Appeals for the Ninth Circuit, the BIA and immigration court. She also practices all areas of immigration law: family based, employment-based, and investment-based immigrant and non-immigrant visas.

More precisely,...

Heidi concentrates her practice on representing Chapter 7 bankruptcy trustees, creditor’s rights issues, litigation, family law, and real estate. Prior to joining Racine Olson in 2016, Heidi practiced in Seattle, Washington with a nationally recognized mortgage banking law firm representing banks, credit unions, mortgage services, and trustees in mortgage and real property disputes.

Heidi is an experienced and skilled litigator and has successfully argued cases to the Ninth Circuit Court of Appeals and Washington appellate courts as well as Idaho and Washington state, federal, and bankruptcy trial courts.

Clients value Heidi’s hands-on, problem-solving approach and her ability to clearly communicate the nuances...

Jerome Moroux was born and raised in Lafayette, Louisiana and is a Partner at Broussard and David, LLC. He earned a B.A. from St. John’s College, in Santa Fe, NM, where he studied philosophy, literature, and the history of math and science.

Jerome attended law school at Louisiana State University, graduating cum laude. During law school, he was a Member of the Louisiana Law Review. After law school, Jerome clerked for the Honorable W. Eugene Davis of the United States Court of Appeals for the Fifth Circuit.

Jerome handles serious personal injury and wrongful death cases arising from maritime/offshore accidents, trucking/18-wheeler accidents,...

Jon has spent his entire legal career practicing securities. He handled over 1,000 securities matters and has successfully represented some of the most demanding clients in multi-million-dollar disputes throughout Florida and United States. He has represented individual and corporate clients in civil actions in state and federal court (at the trial and appellate level); in regulatory investigations; in arbitrations; and in private mediations.

Jon has handled a wide range of matters, including: (i) stockbroker misconduct and investment fraud disputes (including claims involving unsuitability, churning, unauthorized trading, failure to execute trades, failure to hedge, selling away, theft, research analyst conflicts of...

Alyssa C. Shorstein is a partner at The Law Offices of Shorstein and Lee, LLC, located in St. Augustine, Florida. Alyssa graduated from St. Augustine High School (High School Diploma) in 2002, Flagler College (B.A.) in 2005 and University of Florida Levin College of Law (J.D.) in 2009. She has been in private practice serving clients in Criminal Defense, Estate Planning & Probate law since 2009. Alyssa previously served on the St. Johns County Bar Association Board and served two terms on the Florida Bar Grievance Committee 7B. She is currently a Board Member of...

Sandra P. Lahens is a partner at Lax, Neville & Intelisano, LLP. Sandra’s practice involves representing businesses and individuals in commercial litigation and arbitration regarding securities and investment disputes, employment matters and regulatory investigations. She has successfully arbitrated and mediated cases before the Financial Industry Regulatory Authority (“FINRA”), the American Arbitration Association (“AAA”), JAMS, and litigated cases in federal and state courts, including in appeals before the New York Court of Appeals for the Second Circuit and the New York State Appellate Division. Sandra represents investors nationwide in customer sales practice disputes against their registered representatives, broker dealers and registered investment...