Pacific Grove Securities Lawyers

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Gary Linn Romel II
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Gary Linn Romel II
Monterey, CA Securities Law Lawyer
485 Spencer St Apt A
Monterey, CA 93940
Securities and Business
William J. Leatherberry
Monterey, CA Securities Law Lawyer with 27 years of experience
(831) 642-9300 2511 Garden Rd
Monterey, CA 93940
Securities, Business and Communications
SMU Dedman School of Law
Crystal Mothershead Gaudette
Monterey, CA Securities Law Lawyer with 17 years of experience
(831) 373-7500 24591 Silver Cloud Ct
STE 200
Monterey, CA 93940
Securities, Business and Criminal
University of California, Davis, School of Law
Bernard Vogel III
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Bernard Vogel III
San Jose, CA Securities Law Attorney with 41 years of experience
(408) 573-5700 One North Market St.
Suite 200
San Jose, CA 95113
Securities, Business and Tax
Santa Clara University School of Law and University of California - Los Angeles
Bernie Vogel is a shareholder and the CEO and President of Silicon Valley Law Group. His practice emphasizes complex corporate transactions, investment financings, mergers and acquisitions, as well as the formation and maintenance of partnerships and limited liability companies. He provides ongoing business counseling to a variety of entities, ranging from venture capital firms and start up high tech and biotech companies. Advices on directors & officers liability, corporate governance, stock option plans, licensing, and contracts, as well as advice on complex tax issues with respect to transaction structuring, entity formation, reorganizations, and business succession planning. Before practicing law, Bernie...
Terry Turner Johnson
Saratoga, CA Securities Law Attorney
(408) 257-9426 12153 Candy Ln
Saratoga, CA 95070
Securities and Business
University of California, Berkeley School of Law and University of California Berkeley Boalt Hall School of Law
Sara May Folchi
San Jose, CA Securities Law Attorney with 20 years of experience
(650) 473-2690 717 Paula Terrace
San Jose, CA 95126
Securities
University of California, Berkeley School of Law
Andrew Milton Farthing
Cupertino, CA Securities Law Attorney with 18 years of experience
(650) 328-4600 1 Apple Park Way
2NYJ
Cupertino, CA 95014
Securities, Business and Consumer
University of Southern California Gould School of Law and University of Southern California Gould School of Law
Sugithra Somasekar
San Jose, CA Securities Law Attorney with 17 years of experience
(408) 717-9374 5601 Great Oaks Pkwy
San Jose, CA 95119
Securities, Bankruptcy, Employment and Energy
University of California College of the Law, San Francisco
Daniel Christopher Freed
Santa Clara, CA Securities Law Lawyer with 19 years of experience
(213) 485-1234 5301 Stevens Creek Blvd
Santa Clara, CA 95051
Securities, Antitrust, Criminal and Health Care
Cornell Law School
Gabriel Jonathan Lowenkron
Cupertino, CA Securities Law Attorney with 19 years of experience
1 Infinite Loop
4I
Cupertino, CA 95014
Securities and Business
Yale Law School
Robert Dunn
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Robert Dunn
San Jose, CA Securities Law Lawyer
(408) 889-1690 99 South Almaden Boulevard
Suite 642
San Jose, CA 95113
Securities, Antitrust, Appeals and Consumer
The University of Chicago Law School
Shaina Loui Nishimoto
Cupertino, CA Securities Law Attorney with 17 years of experience
1 Infinite Loop
Stop 169-5MAL
Cupertino, CA 95014
Securities, Antitrust, Bankruptcy and Entertainment & Sports
Santa Clara University School of Law
James Matthew Penning
San Jose, CA Securities Law Attorney with 20 years of experience
(408) 642-6398 2502 Stevens Creek Blvd
San Jose, CA 95128
Securities, Antitrust, Bankruptcy and Entertainment & Sports
Santa Clara University School of Law
Sarah Wager
San Jose, CA Securities Law Attorney with 23 years of experience
(408) 715-7980 75 E Santa Clara St
1250
San Jose, CA 95113
Securities, Business and IP
Santa Clara University School of Law
Theresa Ann Sutton
Saratoga, CA Securities Law Lawyer with 23 years of experience
(650) 614-7307 14435 Big Basin Way
Suite 217
Saratoga, CA 95070
Securities, Business, Employment and Entertainment & Sports
Santa Clara University School of Law
Freeda Yllana Lugo
San Jose, CA Securities Law Attorney with 17 years of experience
(408) 288-8288 333 W San Carlos St
1050
San Jose, CA 95110
Securities and Business
University of California, Berkeley School of Law and University of California Berkeley Boalt Hall School of Law
Dhaivat Hasmukh Shah
Cupertino, CA Securities Law Attorney with 25 years of experience
(408) 255-6310 20400 Stevens Creek Blvd
STE 280
Cupertino, CA 95014
Securities
University of San Diego School of Law
John David Pernick
San Jose, CA Securities Law Lawyer with 32 years of experience
(408) 291-2253 111 N Market St
# 6
San Jose, CA 95113
Securities, Antitrust, Business and Health Care
University of Michigan Law School
Jason Arthur Whong
Cupertino, CA Securities Law Attorney with 27 years of experience
(650) 275-3281 22771 Stevens Creek Blvd
Cupertino, CA 95014
Securities, Business, Communications and Real Estate
New York University School of Law and Santa Clara University School of Law
Roya Shakoori
Campbell, CA Securities Law Attorney with 18 years of experience
240 E Hacienda Ave
Campbell, CA 95008
Securities, Bankruptcy, Construction and Health Care
Lincoln Law School of San Jose
Kristin Anne Dillehay
Los Gatos, CA Securities Law Lawyer
16291 Roseleaf Ln
Los Gatos, CA 95032
Securities and Business
Santa Clara University School of Law
Sonya Tien
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Sonya Tien
San Francisco, CA Securities Law Attorney with 12 years of experience
(888) 988-6613 580 California Street
12th Floor
San Francisco, CA 94104
Free ConsultationSecurities, Arbitration & Mediation, Business and Personal Injury
Columbia Law School
Sonya Tien leads her law firm's litigation, corporate, personal injury, and intellectual property practices. She received her law degree from Columbia University and was recognized as a Harlan Fiske Stone Scholar. Sonya received her business degree from the University of North Carolina at Chapel Hill, Kenan Flagler Business School, where she earned 17 scholarships. Sonya was named a Rising Star by Super Lawyers since 2020, Top 40 Under 40 Civil Plaintiffs' Lawyers, and Top 100 Civil Trial Lawyers by The National Trial Lawyers. Her articles have been published by the Wall Street Lawyer and Practising Law Institute. She has presented on the...
Kirk G. Smith
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Kirk G. Smith
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSan Francisco, CA Securities Law Attorney with 25 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
South Texas College of Law
As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...
Alan William Sparer
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Alan William Sparer
San Francisco, CA Securities Law Attorney with 41 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Business, Elder and Stockbroker Fraud
Stanford University and Massachusetts Institute of Technology
For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.

SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...
Ansel Jay Halliburton
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Ansel Jay Halliburton
San Francisco, CA Securities Law Lawyer with 11 years of experience
(415) 955-1155 150 Post Street
Suite 520
San Francisco, CA 94108
Free ConsultationSecurities, Business, Communications and IP
University of California, Davis, School of Law
Meghan Pratschler
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Meghan Pratschler
San Francisco, CA Securities Law Attorney
(415) 335-9226 95 Third Street, Second Floor
San Francisco, CA 94103
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Business
University of Dayton
Attorney licensed in California but traveling the world. Business law, contracts, and emerging technology nerd. I'm a specialist in startups and technology, so we're a perfect match if you: - need a contract or agreement written or reviewed, even if it's not tech-related - are a DAO, startup, or established business looking for legal help (even funding related!) - are a software developer or working with software devs and programmers - are interested in or planning on issuing a crypto token - have a legal question unique to technology Currently, I run my own law firm, teach Transactional Drafting at UC Boulder Law as an...
Robert A. Kantas
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Robert A. Kantas
San Francisco, CA Securities Law Lawyer with 27 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Stockbroker Fraud
Antone F. Johnson
Claimed Lawyer ProfileSocial Media
Antone F. Johnson
Berkeley, CA Securities Law Attorney with 27 years of experience
(415) 729-5405 2081 Center Street
Berkeley, CA 94704
Free ConsultationSecurities, Business, Communications and Entertainment & Sports
Columbia Law School
For 24 years, Antone Johnson has served as lawyer, advisor, executive and advocate for emerging growth technology/digital media ventures, founders and investors in a diverse range of business and intellectual property matters. Raised in Menlo Park and Palo Alto, California, suffused with Silicon Valley's unique culture of innovation, he came of age professionally during the Internet explosion of the late 1990s, an entrepreneurial crucible of unprecedented wealth and job creation, reinvention of countless industries, and related venture capital and Wall Street dealmaking. Antone was fortunate to have a ringside seat at major Los Angeles and Silicon Valley law firms, followed...
Michael L. Gallo
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Michael L. Gallo
San Francisco, CA Securities Law Lawyer with 22 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Offers Video ConferencingVideo ConfSecurities, Business and Employment
University of California, Berkeley School of Law
Michael Gallo is a dedicated and skilled Business, Employment, and Securities Law Attorney with Sparer Law Group. Since 2002, he has represented clients in a broad array of areas involving securities, employment, employee raiding, trade secret, public utility ratemaking, and professional responsibility. His experience includes plaintiff and defendant class action matters as well. Mr. Gallo is committed to providing comprehensive representation for his clients' legal needs.

Mr. Gallo received his B.A. from Swarthmore College and M.A. from University of California at Berkeley. In 2001, he obtained his J.D. from the University of California at Berkeley, Boalt Hall School of Law. Mr....
Tanya C. Edwards
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Tanya C. Edwards
San Francisco, CA Securities Law Attorney with 23 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Stockbroker Fraud
University of Houston Law Center and University of Houston Law Center
Ryan S. Cook
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Ryan S. Cook
San Francisco, CA Securities Law Lawyer with 12 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Offers Video ConferencingVideo ConfSecurities, Elder, Estate Planning and Stockbroker Fraud
South Texas College of Law
As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Ryan Cook maintains an active securities arbitration and litigation practice. Mr. Cook has worked on numerous cases dealing with individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers.

Prior to beginning his law practice, Mr. Cook worked in the securities industry as a licensed and registered representative with a large broker/dealer. He received his Juris Doctor (JD) degree from South Texas College of Law, where he earned his degree Summa Cum Laude (with highest honor) as the graduating salutatorian. Mr. Cook...
William S. Shepherd
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William S. Shepherd
San Francisco, CA Securities Law Attorney with 34 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Stockbroker Fraud
Georgetown University Law Center and South Texas College of Law
Brian David McAllister
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Brian David McAllister
Santa Clara, CA Securities Law Attorney with 29 years of experience
(408) 334-9074 5201 Great America Pkwy
Suite 320
Santa Clara, CA 95054
Securities, Business and Communications
University of California College of the Law, San Francisco
Adept at crafting and executing on strategy, building teams, and partnering across functions to advance the business. I have rich experience in law, management and corporate development across diverse settings in terms of scale and geography. This has included advising startups, public companies and investors as outside counsel; serving as a legal and corporate development executive at an industry-leading public company with extensive global operations; and founding a real estate technology start-up. Strengths include: structuring and negotiating complex transactions; mergers & acquisitions; joint ventures; startups; venture capital financings; strategy; corporate governance; securities offerings; SEC reporting requirements; and global operations for complex...
Martin Ross Sances
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Martin Ross Sances
Lafayette, CA Securities Law Lawyer with 29 years of experience
(925) 284-2810 3736 Mt. Diablo Blvd.
Suite 300
Lafayette, CA 94549
Securities, Business, Construction and Insurance Claims
Univ of Wisconsin Law School
Areas of Expertise

Business advice and counseling
Contract drafting and review
Corporate structure and transactions
Licensing and regulation
Employment and labor negotiation
Insurance coverage and claims handling
Education

B.A., Colgate University, 1991
Phi Beta Kappa, Magna Cum Laude
J.D., University of Wisconsin Law School, 1994

Martin is an experienced business attorney who facilitates transactions while minimizing the risks and pitfalls facing his clients. Martin takes a “can-do” approach to legal problems that focuses on crafting deals through an integrative and value creating process rather than conflict.
Patrick Delahunty
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Patrick Delahunty
San Francisco, CA Securities Law Lawyer with 15 years of experience
(415) 891-6215 4 Embarcadero Center
Suite 1400
San Francisco, CA 94111
Securities, Antitrust, Stockbroker Fraud and White Collar Crime
University of Washington School of Law
Patrick Delahunty is a former federal prosecutor and a seasoned trial attorney with more than 15 years of experience litigating in federal and state courts. Patrick’s practice focuses on white-collar criminal investigations and litigation resulting from them, including regulatory issues and corporate litigation. He guides his clients with clear advice about their options, legal risks, and—most importantly—the full spectrum of their rights that he will vigorously protect. At each step of the way, he looks for efficient and cost-effective solutions. He has a long track record of securing successful outcomes for his clients with this approach. Prior to...
Greg L Beattie
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Greg L Beattie
Berkeley, CA Securities Law Attorney with 44 years of experience
(510) 550-8605 2030 Addison Street
Suite 650
Berkeley, CA 94704
Securities, Business and IP
Harvard Law School
Greg Beattie practices corporate and technology law, and represents a broad spectrum of hardware, software and internet based companies, food and beverage companies including several wineries, cleantech/greentech companies and a variety of other distribution, retail, service, and manufacturing concerns, often serving as their general counsel. Greg graduated from Harvard Law School in 1980 (J.D., cum laude) and from Stanford University (highest honors) in 1976. His started his career at Cooley Godward, and has served as General Counsel of UB Networks, a pioneering Silicon Valley tech company, chair of the Venture and Technology Practice Group at Reed Smith,...
Will Edelman
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Will Edelman
San Francisco, CA Securities Law Lawyer
(415) 891-6225 4 Embarcadero Ctr.
Suite 1400
San Francisco, CA 94111
Securities, Antitrust, Stockbroker Fraud and White Collar Crime
Stanford Law School
Will Edelman is a former federal prosecutor, a former police officer, and a Stanford Law graduate who clerked for two federal judges. Will’s practice focuses on white-collar and regulatory matters, internal investigations, and complex commercial litigation. As a federal prosecutor in the Northern District of California, Will acted as first or second chair in ten trials. He also handled numerous contested evidentiary hearings and dispositive motion hearings. As a prosecutor, Will was the primary attorney responsible for a variety of complex matters, including multi-defendant RICO cases and fraud cases. Will also served as a police officer for a large southern California...
Marnie Cherie Lambert
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Marnie Cherie Lambert
San Francisco, CA Securities Law Lawyer with 30 years of experience
(888) 203-7833 One Embarcadero Center
Suite 500
San Francisco, CA 94111
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Pepperdine University
Marnie C. Lambert, the founding member of Lambert Law Firm, LLC, is licensed to practice law in all state courts and federal district courts in Ohio and California. She has spent most of her legal career representing consumers in complex civil litigation, commercial litigation, securities litigation and class actions. She has also represented clients seeking recovery for personal injuries, wrongful death and various business torts. Ms. Lambert received her juris doctorate from Pepperdine University School of Law in 1992. She spent the first five years after law school working in Los Angeles, California for a large international law firm....
Gordon Craig Young
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Gordon Craig Young
Danville, CA Securities Law Attorney with 31 years of experience
(925) 314-9999 318-C Diablo Road
Danville, CA 94526
Free ConsultationSecurities, Arbitration & Mediation, Probate and Stockbroker Fraud
U of San Francisco School of Law
Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...
Karen (Xiaorong) Chen
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Karen (Xiaorong) Chen
San Jose, CA Securities Law Lawyer
(408) 441-7500 1754 Technology Drive
Suite 135
San Jose, CA 95110
Securities, Business and Real Estate
Santa Clara University School of Law
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