Search for "PAWLEYS INVESTMENT ADVISORS, LLC"

Jeffrey Lendrum’s practice is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty.

Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select attorneys who demonstrate preeminent legal abilities and the highest ethical standards.

As a former prosecutor, federal law clerk, and lawyer for fortune 500 companies, Mr. Lendrum has the knowledge, experience and track record to create winning strategies for his clients. Whether your...

The ONLY law firm in Wisconsin with an affiliated Geriatric Care Management Firm. I provide families with private care assessments and consultation on care options (facilities, in home care, life care plans) along with educating families with available options on how to pay for care including available county, state, federal, Veteran, and private grants available to help with covering care costs. I also offer Medicaid, Family Care and ISIS application assistance as well as holistic planning from day one through end of life care. W. Ryan Zenk is a practicing Attorney with Elder Law Center of WI, LLC...

Donna Stefans is the founder and lead attorney at Stefans Law Group, PC. She has over 23 years of experience in elder law, estate and asset protection planning, estate administration, geriatric care management, special needs planning, guardianship, elder law abuse and neglect, retirement income planning and Medicaid optimization. Ms. Stefans is also the President of Stefans Associates, Inc., a full service personal, business, and Trust, Income Tax and Accounting practice. The third major part of Ms. Stefans’ practice is capital management and investments. She has over 30 years of experience in retirement planning, asset protection planning, and wealth management. She...

Prior to attending law school, Mr. Young spent over eight years working in the securities industry. During that time period, he was a Vice President at a global securities and money management firm located in Winter Park, Florida, holding licenses as a General Securities Registered Representative (Series 7), a Registered Investment Advisor Representative (Series 65), a Uniform Securities Agent State Law Examination (Series 63) and Florida Insurance and Variable Annuity. Mr. Young joined the firm of Colling Gilbert Wright & Carter in September 2006 after spending several years practicing plaintiff-side securities litigation with Hooper & Weiss, LLC. He continues to...

Mr. Wroan is president of The Wroan Law Firm, Inc. where his practice focuses exclusively on sports and entertainment, technology and new media, business, real estate and related litigation. Mr. Wroan has negotiated, drafted and closed numerous production financing, sponsorship, licensing, talent, endorsement and related agreements on behalf of individual clients, companies and brands both here in the U.S. and internationally for over fifteen years. In addition, Mr. Wroan has consulted for and advised several Fortune 500 companies on their branded entertainment, integration and licensing strategies including: Brunswick, Life Fitness, Volkswagen of America, Zippo Manufacturing, Razor USA LLC, AllSteel and Bebe...

Vivek Tandon is the Founder and CEO of EB5 BRICS – the go to source for everything related to EB-5 U.S. Immigrant Investor Visa (Green Card) Program. A lawyer and an investment banker, Vivek’s primary focus is on educating investors in India, Mexico, Brazil and the Middle East about EB-5 Visa Program and EB-5 regional center projects and EB-5 direct investments. Vivek holds Financial Industry Regulatory Authority (FINRA) and U.S. Securities and Exchange Commission (SEC) securities licenses. EB5BRICS is associated with a registered broker-dealer NMS Capital Advisors, LLC – a Beverly Hills, California based global, privately held, independent, diversified financial...

Attorney Hanley has focused her practice on representing investors nationwide who have lost their savings and retirement funds as a result of their brokerage accounts being mishandled. Attorney Hanley represents investors in claims against their brokers, broker dealers, investment advisors, financial advisors, and insurance companies. Attorney Hanley is experienced in providing representation for investors who have been the victims of financial fraud, negligence and unsuitable investments. Attorney Hanley has experience in prosecuting claims against the major Wall Street brokerage firms.

Attorney Hanley has extensive experience in the areas of securities litigation and arbitration, including securities class actions, numerous arbitrations...

Calvin A. Slater has been a lawyer since 1981, with over 30 years of experience with helping clients, such as entrepreneurs, physicians, business owners and real estate investors. His legal expertise includes real estate matters, tax-deferred exchanges, trusts, estate planning, asset protection, as well as business matters such as formation, planning, and succession. He emphasizes a personal connection with each client to understand their needs and provide effective solutions. He encourages a team approach by collaborating with a client’s other professionals such as accountants and investment advisors. Mr. Slater is a certified specialist in Estate Planning, Trust & Probate Law by...

As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...

Daniel Dower was born in Dallas, Texas in 1972. He graduated from the Texas Academy of Math & Science at University of North Texas before moving on to complete a Bachelor’s degree in Business Administration at University of Texas at Dallas, a Master’s degree in Business Administration from South Methodist University, and Juris Doctor from Southern Methodist University School of Law.

Daniel has a long career as a financial executive, including a long tenure as CFO for CHI Investment Corporation, a local real estate investment company. He also served as President of Boo Koo Beverages, Inc. and engaged in...

Jay H. Salamon is a Principal at McCarthy Lebit. Mr. Salamon’s practice is primarily concentrated in the area of securities litigation and arbitration. His typical clients are investors who have been injured by the fraud or negligence of stockbrokers, investment advisors, life insurance agents, and other sellers of financial products and services. Mr. Salamon’s arbitration work is nationwide in scope. Mr. Salamon is also the author and regular commentator of stockmarketloss.com, the firm’s comprehensive securities arbitration website and blog.

THINKING OUTSIDE THE BOX LAW, INC.

I started my career as a broker and investment advisor. I became interested in the tax laws because helping my clients reduce their taxes was an area that made a huge difference in their future. .

I felt I could help my clients more if I studied the tax laws. I quit my full time job and enrolled in law school where I primarily studied taxation.

After I got my law degree I was helping my clients prepare tax returns and settle tax debts with the IRS. I...

Mark Pugsley's practice is focused on financial fraud, investment disputes, FINRA Arbitrations, and whistleblower cases filed with the SEC, CFTC and IRS. He frequently handles civil enforcement actions and regulatory investigations brought by the U.S. Securities and Exchange Commission (SEC), the Utah Division of Securities, the Commodity Futures Trading Commission (CFTC) and the Financial Industry Regulatory Authority (FINRA) involving individuals, brokers, brokerage firms and investment advisors. He also handles receivership litigation, clawback cases, Qui Tam or False Claims Act cases, shareholder disputes, investor class actions, and internal investigations involving private and publicly-traded companies.

Mr. Bartolic advises executives and other professionals regarding executive compensation and benefits, and represents them in all ERISA litigation. His practice is devoted exclusively to representing individuals such as executives and directors, managers, brokers, traders, investment advisors, attorneys, physicians, and educators. He helps the professionals obtain and protect the compensation and benefits they have earned through initial negotiation of compensation and benefits, internal administrative claims and appeals, and federal litigation if necessary. Mr. Bartolic also consults other attorneys on matters involving the Employee Retirement Income Security Act (ERISA). His practice includes advising: personal injury and workers compensation lawyers regarding rights of...

Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...

Daniel is an associate attorney with Amicus Law Firm. He is a 2015 graduate of the Creighton University School of Law, where he graduated summa cum laude. Prior to law school, Daniel worked with Amicus Financial Advisors, LLC. Daniel received his B.S. from Brigham Young University, where he graduated magna cum laude from the Marriott Business School of Management, with an emphasis in finance. Away from work, Daniel enjoys playing tennis, watching sports, and spending time with his wife Alisha and their four children.

Kristen Spees is a Nevada, California and Hawaii Estate Planning Attorney. She focuses on Estate Planning such as Wills and Trusts, Deeds, Charitable Giving, Corporate Social Responsibility and Foundations.

She works with her parents, Frank and Judy Spees, who have worked as estate and financial planning attorneys since 1984. Between the two, they are licensed in HI, NV, CA and FL. www.Spees.com. Their son, Justin Spees, began his career as an investment advisor in 2007 and started managing accounts for clients, trusts, foundations, and businesses. He formed Just Advisors in 2008 and has continued to manage the firm which offers...

Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...

Mike Dal Lago, the founder of Dal Lago Law, has more than 20 years of experience providing customized and comprehensive legal business solutions for businesses in Southwest Florida worth $1.5 million and more. He has consistently been recognized in Florida Trend’s prestigious Legal Elite list, and is an AV Preeminent® Peer Review Rated attorney by Martindale-Hubbell®, the highest rating an attorney can receive for their professional ethics and legal ability by their peers and judiciary. Mike is admitted to practice law in Florida, New York and New Jersey.

With broad experience in an array of industries including...

For over 35 years, the law office of Russell L. Forkey, P.A. has been representing investors, including seniors, in claims against brokerage firms and investment advisors, for among other things, fraud, negligence, breach of fiduciary, and violations of the federal and state securities laws with the goal of loss recovery. Additionally, we handle business and contract disputes in state and federal courts.

Dean Hedeker is a leading Chicago-area authority on estate and tax planning, business law and investments. A long-time resident of north suburban Lincolnshire, Dean has more than 25-years experience helping business owners and families grow, protect and pass on their hard-earned money through tax planning, estate planning and investment management services. Dean is among a rare breed of professionals because he possesses wide-ranging experience and certifications in the fields of law, estate, tax and financial planning and accounting. Over the past 10 years alone, Dean has created more than 2,000 estate plans and every year he handles more than 300 complex...

Adam Marquardt is an attorney representing investors in securities litigation claims against financial professionals including brokers, investment advisors, and their firms. Unsuitable investments, negligence, and fraud are just a few of the possible claims. Adam has a history of protecting investors and individuals. Adam spent time as a regulator at the Financial Industry Regulatory Authority, Inc. (FINRA), the primary securities regulator of broker-dealers and over 630,000 brokers. At FINRA, Adam helped protect investors by ensuring broker-dealers and their registered representatives complied with federal securities laws and stock exchange and FINRA rules. Before regulating brokers, Adam represented individuals in civil...

Philip W. Fisher, Partner at Reger Rizzo Darnall LLP Philadelphia Office and Chair of the Firm’s Corporate & Business Services Group, has extensive experience in a wide range of matters, including structuring and negotiating mergers and acquisitions, dispositions, private securities offerings, corporate finance, secured transactions, licensing, leasing, joint ventures and real estate transactions.

Mr. Fisher’s client base is as diverse as his experience, including start-up companies and smaller entities to large established organizations, such as software developers, private-equity companies, broker-dealers, investment advisors, distributors, banks and finance companies, manufacturing companies, technology companies, inventors and founders, and telecommunications corporations. Additionally, Mr. Fisher has...

Chad M. Kohler, an associate attorney at Meyer Wilson, LPA, was born in Sidney, Ohio. He attended the University of Dayton and graduated cum laude in 1998 with a B.A. After earning his undergraduate degree, he attended the Case Western Reserve University School of Law and earned his J.D. in 2001. After graduating from law school, Mr. Kohler focused his practice on business litigation involving contracts, fiduciary relationships, and business torts. Later, he worked as a stockbroker at one of the nation's largest brokerage firms and obtained his Series 7, 63, and 65 securities licenses. In addition, Mr. Kohler has managed regulatory...

Financial Services

Cohan PLLC provides a wide range of legal and regulatory services to life insurance companies, broker-dealers, investment advisors, and product administrators related to the design, marketing, and sale of group variable life insurance products, individual and group annuities, stable value wraps, synthetic instruments, and other insurance products.

Corporate Litigation

Clients from global brands and middle-market companies to innovative startups and individuals each trust Cohan PLLC to resolve their trickiest legal disputes. Whether that’s litigation in state or federal trial and appellate courts in Nevada; or mediation, arbitration, and regulatory agency proceedings.

Emerging Companies

Cohan PLLC works with high-growth companies and their...

Michael is a 4th generation entrepreneur and attorney. His great grandfather, Henry W. Stahle, Esq., founded a real estate development, management, and investment firm that he and his family still operate to this day. Michael earned a Bachelor’s Degree in Political Science (Magna Cum Laude) from Weber State University, and a J.D. from the University of Denver Sturm College of Law.

Michael is the Managing Attorney of Hepworth & Associates, LLC. He is also the Principal Broker and President of Security Real Estate, LLC located in Bountiful, Utah, and Vice President of Hepworth Investment Group, LLC, which is a...

After practicing law for 26 years, Pennsylvania uncontested divorce attorney James Cairns has proven his worth as an able and knowledgeable legal professional. Having earned his Juris Doctorate from the Cleveland-Marshall College of Law at Cleveland State University, Attorney Cairns has been helping individuals find peace about divorce and family law for many years. Attorney Cairns' credentials stem beyond the legal field. He currently serves as a professor of estate planning at Pennsylvania State University. He is also Registered Investment Advisor, acting as Director of Retirement Services at a local financial firm. Having a background in financial planning, divorce as...

Andrew Lillywhite advises clients in the areas of business law, contracts, estate planning, probate and estate administration, real property law, tax law, and water law. He focuses on protecting client assets, avoiding probate, and minimizing income, employment, gift, and estate taxes.

Prior to coming to Hillyard, Anderson & Olsen, Andrew practiced in a Salt Lake City firm in the areas of tax, estate, and business law. He has successfully represented large agricultural operations, other lawyers, CPAs, doctors, dentists, corporate executives, board members, construction companies, and other business owners and individuals in their business and estate planning needs. He has worked with...