Search for "Financial Service"

Alan Abergel is an attorney licensed by both the State Bar of California and the State Bar of Texas. My firm’s concentration is in the representation of entrepreneurs and their businesses. My firm provides transactional, regulatory, and administrative litigation services. My firm often acts as outside general counsel for its clients’ businesses. My firm serves many business industries including, lending, financial services, equipment leasing and finance, real estate, technology startups, professional services, music/entertainment, new media, fitness/wellness, manufacturing, restaurants, and apparel. As a Texas and California, business law firm, my firm...

Charles Gullickson is a Financial Services lawyer at Davenport, Evans, Hurwitz & Smith, LLP in Sioux Falls, SD. Financial and insurance regulatory matters make up a substantial portion of Chuck’s practice. He devotes a significant amount of time to such banking law matters as lending transactions, loan documentation, bank acquisitions and branching, and Chuck advises banking clients regularly on regulatory matters and oversight of third party vendors and servicers, and credit card lending and securitizations. Chuck also handles various insurance regulatory matters and serves as Executive Director and General Counsel for the South Dakota Life & Health Insurance Guaranty Association....

A native of Burke, South Dakota, Tiffany joined the firm in 2007. Her practice focuses primarily on banking and financial services law with an emphasis on bank regulatory compliance. Tiffany advises clients with regard to matters involving various state and federal banking laws, including the Truth-in-Lending Act (TILA), Telephone Consumer Protection Act (TCPA), Equal Credit Opportunity Act (ECOA), Gramm-Leach-Bliley Act (GLBA), Bank Secrecy Act (BSA), Electronic Fund Transfer Act (EFTA), Fair Credit Reporting Act (FCRA), Fair Debt Collection Practices Act (FDCPA), UDAAP, E-SIGN, and their implementing regulations. Tiffany also regularly assists financial institution clients in the drafting of consumer disclosures...

Keith Gauer is a Financial Services lawyer at Davenport, Evans, Hurwitz & Smith, LLP in Sioux Falls, SD. His practice is focused on the representation of banks and companies involved in the development, marketing, and distribution of financial services. He regularly counsels banks with respect to the negotiation and drafting of agreements related to national financial products, including contracts relating to credit card products, prepaid cards, student loans, and other national products. While representing payment card issuers, Keith also regularly works on agreements to document the transfer of card portfolios between institutions. In connection with payment card programs, Keith has...

Scott D. Smith is a seasoned trial lawyer who has obtained favorable verdicts for clients on both sides of the docket. Mr. Smith has experience in all phases of litigation in both state and federal courts throughout the United States, including resolving a broad array of business and commercial disputes, as well as having extensive experience representing financial advisers and financial institutions in financial services litigation in FINRA and AAA arbitration proceedings. He frequently represents financial advisers and financial institutions in employment disputes, securities enforcement actions, as well as regulatory and compliance matters, and assists his clients...

In addition to being a frequent speaker and author on consumer financial services litigation, Don serves as vice chair of the Debt Collection Practices and Bankruptcy Subcommittee within the Consumer Financial Services Committee, Business Law Section of the ABA.

Alan Mark is a Co-Chair of the firm’s Real Estate and Chair of the Financial Services practice groups. He is also a senior member of the Corporate group. For more than 40 years, Alan has concentrated on corporate, commercial and real estate finance matters. He has served as outside counsel to numerous local, regional and national financial institutions, publicly traded biotechnology companies and hotel owners and operators. He has also served as outside counsel to information and telecommunication technology clients, government entities and individuals in connection with technology transfers, business acquisitions, project development and equity and debt financings. Since 1996,...

Kenneth M. Krock is a principal in the law firm of Rapp & Krock, PC. He concentrates his practice in advising and representing clients in business and commercial litigation; real estate and real estate-related disputes; landlord/tenant disputes; construction claims; bankruptcy litigation; financial services and fiduciary claims; and employment litigation. Mr. Krock has experience representing parties in litigation in State and Federal courts at the trial and appellate levels, and has represented debtors and creditors in proceedings in various bankruptcy courts. Mr. Krock represents parties in arbitrations before the Financial Industry Regulatory Authority (FINRA) and other arbitration forums.

Kathy Palumbo is a member of the firm’s Real Estate, Financial Services and Corporate practice groups. Her practice includes a wide range of sophisticated real estate and commercial transactional matters, with emphasis on drafting and negotiating documentation for complex transactions. She has assisted both purchasers and sellers in the acquisition or sale of commercial real estate properties in Maryland and the District of Columbia and has represented lenders and borrowers in conjunction with real estate and asset-based financing, including refinancing, construction loans and construction/permit loans, among other things. Kathy also represents both tenants and landlords in the structuring, documenting and...

Mark Goldstein, one of the founders of the firm, is a member of its Corporate, Financial Services, Estate Planning and Estate & Trust Administration practice groups. He concentrates on corporate, business, estate and tax planning and advises large and small corporations, general and limited partnerships, associations and proprietorships on sophisticated business planning issues. He represents a large number of estate planning clients and is well respected for his ability to communicate and implement complicated plans in a practical manner. Mark has significant experience in structuring and negotiating business and financing transactions, reorganizations and private placement syndications. He has served as...

Robert E. Hayes is a Financial Services lawyer at Davenport, Evans, Hurwitz & Smith, LLP in Sioux Falls, SD. Bob has long been recognized for his expertise in the field of creditors rights law, a fact reflected not only by his having served for years on the State Bar’s Debtor Creditor Committee but accumulating nearly a decade as chair of that committee. Bob has received an AV Preeminent® Peer Review Rating by Martindale-Hubbell®, for the highest level of professional excellence for their legal knowledge, communication skills and ethical standards. He was also selected by Best Lawyers® in the areas of...

Peter is Great Lakes Law Firm, PLLC's managing member. He graduated, magna cum laude and in the top of his class, from W.M.U. Cooley Law School with a J.D. in Transactional Law. He also received the Distinguished Student Award in the term he graduated. And he completed a LL.M. (Masters of Law) in Tax Law there too. Previously, Peter received a M.B.A. in Business Management from Eastern Michigan University, and he received a Graduate Degree in Banking from the University of Wisconsin, Madison. And, following in a family tradition, he also graduated from the University...

As a personal injury attorney, Carol D. Kellogg has dedicated her entire legal career to protecting the rights of injured persons and helping them obtain the largest financial recovery possible for their injuries. After graduating in 1987 with a Juris Doctorate Degree from University of LaVerne, she started her own practice, Law Offices of Carol D. Kellogg, in Burbank, California in 1988. Ms. Kellogg is committed to fighting for the rights of injured victims and holding liable the negligent parties accountable for the actions. She does this by offering her personal injury clients the best legal representation available and...

Andrew H. “Andy” Hook is the president of Hook Law Center, where he practices in the areas of elder law, estate and trust administration, estate, tax, retirement and financial planning, long-term care planning, asset protection planning, special needs planning, business succession planning and personal injury settlement consulting. A 1975 graduate of the University of Virginia School of Law, Mr. Hook is a Fellow of the American College of Trust and Estate Counsel (ACTEC), and a Fellow of the National Academy of Elder Law Attorneys (NAELA). Mr. Hook is certified as an Elder Law Attorney (CELA) by the National Elder Law...

Having practiced more than 50 years, I now principally serve as an arbitrator through IACPR and AAA and provide services as an expert witness. I retired from Sutherland, Asbill & Brennan and later from King & Spalding.

Experienced International Attorney. I serve American and foreign clients with a variety of legal needs in the U.S., Russia, Ukraine, Belarus, Kazakhstan, Uzbekistan, Azerbaijan, including International Notary Services, Apostille, etc. We provide certified English/Russian/Ukrainian translations. The international part of our practice is to provide services as a Russian/Ukrainian divorce attorney. We also assist in the matters of Russia and Ukrainian citizenships. I provide legal expertise regarding Russian law for law firms and U.S. Citizenship & Immigration Services. My primary focus is on working with courts and immigration authorities to interpret Russian law with respect to family law, enforcement of Russian court...

I have been practicing law since 1987 and have participated in dozens of trials and settlements resulting in million dollar recoveries for many of our consumer law clients, including in the areas of consumer credit, mortgage loan servicing, debt collection and credit reporting. I provide training to lawyers across the country in the area of consumer law and trial skills training. My partner, Luke Wallace, and I are dedicated to fully understanding the truth of our client’s story and to sharing this truth with the jury. Our results speak for themselves. We have earned a reputation...

Ken Caldwell is an attorney and former Texas Certified Public Accountant with over twenty-five (25) years of legal, compliance and corporate accounting experience in both domestic and international positions. His prior business and legal experience includes over eight (8) years with a Fortune 50 oil, gas and chemical company, where he concentrated on and provided oversight to internal control evaluation and Foreign Corrupt Practice Act (“FCPA”) compliance for approximately eighty-five (85) worldwide companies. Mr. Caldwell subsequently became a partner in a Nevada law firm where he practiced in the areas of corporate and securities litigation, trademark and copyright protection, business...

Keith M. Fleischman is a founding partner of Fleischman Bonner & Rocco, as well as its predecessor firm, Fleischman Law Firm, PLLC. Keith is a nationally recognized trial lawyer who has successfully investigated, litigated, and tried to verdict some of the largest and most complex civil and criminal cases in the country. Keith began his career as a prosecutor, first with the Bronx District Attorney’s Office and later with the Department of Justice. His practice presently focuses on representing public and private companies, financial institutions, and institutional investors in connection with the prosecution and defense of complex...

Jonathan Walzman concentrates his practice on representing healthcare providers and other businesses in transactional and corporate matters, with a focus on managing all aspects of corporate transactions, including mergers, acquisitions and sales, joint ventures, private equity transaction, management services arrangements, affiliation transactions and financing transactions. Jonathan also advises health care practitioners, hospitals, medical practices and other providers in regulatory compliance and licensure matters. Jonathan counsels clients on a wide array of health care fraud and abuse issues, including Stark Law and Anti-Kickback Statute compliance. In addition, Jonathan advises clients in all aspects of contract drafting and negotiation, including employment agreements, independent...

Beau Mayfield has been providing his clients with efficient and practical legal advice since 2010. Beau believes in three pillars of practicing law; ethical advice, practical legal counsel, and passionate advocacy. At the Law Office of Beau Mayfield, clients can rest assured that Attorney Beau Mayfield will provide sound legal advice in an efficient manner. Call today for a free consultation.

Mr. Mayfield began his career as a judicial law clerk in the First Circuit-State of Hawai'i for the Honorable Judge Rhonda A. Nishimura and Honorable Judge Edward H. Kubo Jr. Mr. Mayfield participated as a law clerk in over...

My commitment to each client is to achieve results that exceed expectations by providing high quality, personalized legal services. My commitment to each small business client is to provide high quality, creative, and results-oriented legal services and to serve as a primary resource in all aspects of the client's growth and development througout the formation, operations, and termination stages of the business life cycle.

Mr. Arnold is a Partner in the firm Sosin, Arnold & Schoenbeck, Ltd. George is a Graduate of Loyola University Chicago's School of Law and holds a Bachelors of Science in Accountancy from the University of Illinois at Urbana-Champaign. An alumnus of St. Ignatius College Preparatory, George Arnold has also served as an adjunct professor of Business Law at a local college. George Arnold concentrates his practice in corporate transactional law, financial institution law, commercial real estate transactions, and zoning/land use. He is currently admitted to the State Bar of Illinois, the U.S. District Court of Northern Illinois, the...

David Sanford is the Chairman and Co-Founder of Sanford Heisler Sharp, LLP, a national law firm with offices in the District of Columbia, New York, California, Tennessee, and Maryland. He received his J.D. from Stanford Law School, M.A. from the University of North Carolina at Chapel Hill, and B.A. from Vassar College. David has recovered more than one billion dollars for individual clients and the United States government since 2004.

David represents C-suite executives and non-managerial hourly employees throughout the US. He has served as lead counsel in more than 50 class actions and numerous qui tam cases around the country...

Kimberlee Gee is the Founder and Managing Member of Kimberlee Gee Legal, which is based in Washington, D.C. and Maryland and serves clients nationwide. Prior to founding Kimberlee Gee Legal in 2017, Ms. Gee worked as a Deputy Assistant General Counsel and in-house attorney for a small financial services corporation providing general oversight and execution of the Corporation’s ethics compliance program and providing high-level legal counsel to the Board of Directors and senior leadership officials on employment, personnel and HR compliance matters. Ms. Gee oversaw workplace investigations, trainings and the management of litigation, dispute resolution and individual appeal matters, representing...