Rich, Intelisano & Katz, LLP
Attorneys
Business, Construction, Employment and Real Estate
Bankruptcy, Business, Construction and Securities
Business, Construction, Employment and International
Business, Construction, Employment and International
Business, Employment and Securities
Arbitration & Mediation, Business, Consumer and Securities
Business, Construction, Employment and Real Estate
Business, Construction, Employment and International
Bankruptcy, Real Estate and Securities
Business, Construction and Real Estate
Bankruptcy, Business, Construction and Real Estate
Business, Construction, Employment and International
Business, Construction, Real Estate and Securities
Business, Construction and Real Estate
Websites & Blogs
- RIK investigating TD Ameritrade for unregistered former TD broker Ralph Wood, Jr.’s illegal trading activity
6 June 2018 - Broker Protocol — Legal Pitfalls for Brokers/Advisors Switching Firms Post-Protocol
30 January 2018 - Private Share Litigation Cases are Challenging
27 October 2016 - Split Decision on Arbitration in Bank of America Case
19 June 2015 - SEC Fines Deutsche Bank $55 Million for Overvaluing Derivatives Portfolio During Financial Crisis
4 June 2015 - FINRA’s Regulatory Arm Announces Strengthening of Sanction Guidelines for Fraudulent Conduct by Brokers
22 May 2015 - FINRA Fines LPL for Failure to Supervise on Complex Products
8 May 2015 - Liability of Commercial Banks for Investment Advisor Fraud
1 May 2015 - Merrill Lynch Fined for Faulty Trade Reporting
22 April 2015
- The Court of Appeals Upholds the Fourth Department’s Lien Law Section 3 Consent Decision
29 November 2018 - The Divide in Interpretations of Lien Law Section 3’s Consent Requirement Continues
16 November 2018 - Lienor Unable To Establish Lien Fund Based Upon Owner’s Alleged “Bad Faith” Payment
25 October 2018 - Right To File A Mechanic’s Lien For Pre-Construction Services Is Upheld
27 September 2018 - Implied Contractual Indemnification Claim Sustained
30 August 2018 - Owners Are Possibly Not “Necessary Parties” When a Mechanic’s Lien Has Been Discharged
27 July 2018 - “Permanent Improvement” Under The Lien Law Does Not Include Vibration Monitoring
12 July 2018 - The Subcontractor’s Uphill Dig
21 June 2018 - Recent Case Law Suggests That The Impact of the Prompt Payment Act May Be Limited
1 June 2018
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