Free Consultation: (212) 696-1999Tap to Call This Lawyer
Robert J. Moses
LaxNevilleBadges
Claimed Lawyer ProfileBlawgsearch
Practice Areas
- Business Law
- Bankruptcy
- Securities Law
Fees
- Free Consultation
Jurisdictions Admitted to Practice
- California
- Connecticut
- New York
Languages
- English: Spoken, Written
Professional Experience
- Of Counsel
- LaxNeville
- Current
Education
- Benjamin N. Cardozo School of Law
- J.D.
- Long Island University - Brooklyn Campus
- B.S.
Professional Associations
- New York State Bar # 2558286
- Member
- - Current
Websites & Blogs
- Website
- Robert J. Moses' Website Profile
- Website
- LaxNeville Website
- Blog
- New York Securities Lawyer Blog
- TWO MORE FORMER CREDIT SUISSE ADVISERS REPRESENTED BY LAX & NEVILLE LLP WIN FINRA AWARD, NEW YORK LABOR LAW CLAIMS AGAINST CREDIT SUISSE
10 May 2019 - FINRA Issues New Guidance Easing Broker to Client Contact in the Event of Transition
12 April 2019 - BB&T to Return $5 Million to Retail Investors and Pay $500,000 Penalty
15 March 2019 - FINRA Bars Merrill Lynch Employee over Expense Reports
1 March 2019 - State Street Advisors Announces it is Laying off 1,500 Employees
18 January 2019 - Wells Fargo Increases Recruiting Efforts
18 January 2019 - ANOTHER FORMER CREDIT SUISSE ADVISER REPRESENTED BY LAX & NEVILLE LLP WINS A FINRA ARBITRATION AWARD AGAINST CREDIT SUISSE SECURITIES (USA) LLC IN THE DEFERRED COMPENSATION ARBITRATIONS
15 November 2018 - Former Credit Suisse Adviser Represented By Lax & Neville LLP Wins First FINRA Arbitration Award Against Credit Suisse Securities (USA) LLC in the Deferred Compensation Arbitrations
11 October 2018 - J.P. Morgan Settles Churning Claims against broker Trevor Rahn; and then waits Three Months to Terminate Him
10 October 2018
Social Media
Contact & Map