LaxNeville
Legal Services Provided
Attorneys
Andrew Reich
Bankruptcy, Employment and Securities
Barry R. Lax
Free ConsultationBusiness, Employment and Securities
Lori Baitarian
Free ConsultationArbitration & Mediation, Securities and Stockbroker Fraud
Matthew C. Plant
Free ConsultationArbitration & Mediation, Securities and Stockbroker Fraud
Rick Mayer
Free ConsultationArbitration & Mediation, Securities and Stockbroker Fraud
Robert J. Grand
Free ConsultationBusiness, Employment and Securities
Robert J. Moses
Free ConsultationBankruptcy, Business and Securities
Robert R. Miller
Free ConsultationBusiness, Employment and Securities
Sandra P. Lahens
Free ConsultationArbitration & Mediation, Business, Employment and Securities
Websites & Blogs
- Client Represented by Lax & Neville Wins $1.8MM Award Against Morgan Stanley for Unsuitability and Failure to Supervise Investment in WisdomTree (WETF)
30 August 2023 - Ex-Merrill Financial Advisor Suspended and Fined for Violating FINRA Rule 2010 When He Took Photographs of Client’s Non-Public Information Before Leaving Firm
27 April 2023 - Four More Former Credit Suisse Advisers Represented by Lax & Neville LLP Win FINRA Arbitration Award Against Credit Suisse Securities (USA) LLC in the Deferred Compensation Arbitrations
24 April 2023 - Another Former Credit Suisse Adviser Represented by Lax & Neville LLP Wins a FINRA Arbitration Award Against Credit Suisse Securities (USA) LLC in the Deferred Compensation Arbitrations
9 February 2023 - CALIFORNIA AND ILLINOIS COURTS CONFIRM $10 MILLION AWARD AND $9.5 MILLION AWARD AGAINST CREDIT SUISSE FOR UNPAID DEFERRED COMPENSATION
22 September 2022 - Brokerchalk Podcast – Shocking Revelations Around Merrill’s CTP Program
7 March 2022 - Advisor Talk with Frank LaRosa – Legal Perspective Series – Advance Your Financial Advisor Career with Brian Neville
3 March 2022 - Advisor Talk with Frank LaRosa – Legal Tips For Financial Advisors Considering a Transition with Brian Neville
24 February 2022 - Lax & Neville has Won More Than $30 Million for Former Credit Suisse Advisers Seeking Deferred Compensation in FINRA Arbitrations
27 January 2022
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