Search for "The Nasdaq Stock Market LLC "

Manuel G.R. Rivera
Claimed Lawyer ProfileSocial Media
Manuel G.R. Rivera
New York, NY Attorney with 26 years of experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Robert K. Savage
Claimed Lawyer ProfileQ&ALII GoldSocial Media
Robert K. Savage
(813) 200-0013 400 N Tampa St. #2820
Tampa, FL 33602
Tampa, FL Attorney with 30 years of experience
Business, Insurance Defense and Stockbroker Fraud
University of Florida Levin College of Law
Robert "Bert" Savage is a New Jersey native who has been living in Florida since college. He earned his law degree and master of business administration from the University of Florida and has been a member of the Florida Bar since January 1994. Mr. Savage has significant experience in all manner of investor stock and investment losses. He is licensed to practice in all Florida state courts and the Federal District Courts for the Middle District and the Southern District of Florida Since graduating from the University of Florida with his undergraduate, master of business administration and law degrees, Mr....
Mark J. Astarita
Claimed Lawyer ProfileOffers Video ConferencingLII GoldBlawg SearchSocial Media
Mark J. Astarita
New York, NY Attorney with 42 years of experience
(212) 509-6544 11 Broadway
Suite 615
New York, NY 10004
Free ConsultationOffers Video ConferencingVideo ConfArbitration & Mediation, Business, Securities and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
David R. Chase
Claimed Lawyer ProfileLII GoldBlawg SearchSocial Media
David R. Chase
Fort Lauderdale, FL Lawyer with 32 years of experience
(954) 920-7779 1700 E Las Olas Blvd
#305
Fort Lauderdale, FL 33301
Free ConsultationArbitration & Mediation, Securities and Stockbroker Fraud
University of Miami School of Law
David R. Chase, a securities lawyer, has an extensive background in SEC and FINRA securities regulatory defense, as well as the representation of defrauded stock market investors in cases to recover their investment losses.

Mr. Chase began his legal career at Greenberg Traurig, an international law firm in Miami, where he represented securities and financial firms in securities cases and SEC and FINRA investigations.

Thereafter, he accepted a position as Staff Counsel in the Enforcement Division of the U.S. Securities and Exchange Commission, where he worked for almost four years, ultimately obtaining the title of Senior Counsel. For part of that time,...
Brenda Hamilton
Claimed Lawyer ProfileBlawg SearchSocial Media
Brenda Hamilton
Boca Raton, FL Attorney with 30 years of experience
(561) 416-8956 200 E. Palmetto Park Rd
Suite 103
Boca Raton, FL 33432
Free ConsultationBusiness, Securities, Stockbroker Fraud and White Collar Crime
University of Arkansas - Fayetteville
Founder and Partner of Hamilton & Associates Law Group, P.A., an international corporate finance, securities, business and transactional law firm with offices in Boca Raton, Florida, 1998-Present. The firm represents issuers on the NASDAQ Stock Exchange (NASDAQ), NYSE Stock Exchange (NYSE) and OTC Markets in securities and corporate finance matters. Notable Experience & Engagements: • Initial Public Offerings (IPOs) and Direct Public Offerings (DPOs) • Listing of Issuers on NASDAQ and NYSE • Securities law disclosures and compliance for issuers on NASDAQ, NYSE and OTC Markets • Outside general counsel for domestic and international issuers • Securities offerings and/or going public transactions ranging from less than $1,000,000 to more than $300,000,000...
Daniel Joseph Miller
Claimed Lawyer ProfileOffers Video ConferencingBlawg SearchSocial Media
Daniel Joseph Miller
Baltimore, MD Attorney
(410) 529-3476 2800 Quarry Lake Drive
Suite 280
Baltimore, MD 21209
Free ConsultationOffers Video ConferencingVideo ConfMedical Malpractice, Personal Injury, Securities and Stockbroker Fraud
University of Baltimore School of Law
Principal of Miller Stern Lawyers, LLC - A "boutique" law firm, with a small firm atmosphere and large firm results. We handle all our cases with compassion, creativity, and aggressiveness when it's time to put on the gloves. We leave no stone unturned and strive forward as hard as we can to get the best possible result for our clients. We set the standard for thorough and zealous representation of our clients. In our Personal Injury division we handle Auto, Motorcycle, Trucking, Boating, and Aviation accidents, to catastrophic Medical Malpractice, including Cerebral Palsy, Birth Injury, Brain Injury, Wrongful Birth and...
Robert Howard Rex
Claimed Lawyer ProfileQ&ASocial Media
Robert Howard Rex
Austin, TX Attorney with 46 years of experience
(877) 224-3199 12600 Hill Country Blvd.
Suite R-275
Austin, TX 78738
Free ConsultationArbitration & Mediation, Securities and Stockbroker Fraud
University of Florida
Rex Securities Law- Robert H. Rex is a national securities lawyer with offices in Austin, Texas and Boca Raton, Florida. If you have questions about how to recover investment losses due to the fraud or negligence of a stock broker or stock brokerage firm, call for a no charge consultation.
Nicole A. Westbrook
Claimed Lawyer ProfileResponsive Law
Nicole A. Westbrook
Denver, CO Lawyer with 21 years of experience
(303) 573-1600 1999 Broadway, Ste. 3150
Denver, CO 80202
Vanderbilt University Law School
A former law clerk to a federal judge in the busiest trial court in the United States, Nicole’s trial practice focuses on one thing: the success of her clients. Nicole works with dedication, tenacity and commitment to prevail in significant, high-stakes business disputes that others won’t try. Nicole is experienced in representing businesses and individuals in complex business matters employing strategy and ingenuity to achieve outcomes that materially affect her clients’ economic lives. Nicole tries complex business matters, representing both plaintiffs and defendants in commercial cases ranging from antitrust to defamation to stock market manipulation, complex contract disputes, fraud, commercial...
Cathleen Anne Cowin
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Cathleen Anne Cowin
Fresno, CA Lawyer with 32 years of experience
(559) 545-2020 2344 Tulare Street
Suite 300
Fresno, CA 93721
Free ConsultationOffers Video ConferencingVideo ConfAgricultural, Arbitration & Mediation, Business and Real Estate
Santa Clara University School of Law
I've been in practice since 1991 serving clients primarily in areas of business law, real estate, and agricultural law. I love working with small business owners. On the transactional side of my practice, I enjoy helping them set up various entities (partnerships, LLCs, and corporations), analyze contracts/leases, avoid liability, and set up good business practices. On the litigation side, I've represented numerous clients dealing with business frauds and business relationships that have gone bad. I've also handled a number of business sales/purchases either in the form of stock purchases, LLC membership transfers, or asset purchases. Part of the fun of representing...
Debra Speyer
Claimed Lawyer ProfileSocial Media
Debra Speyer
Bala Cynwyd, PA Attorney with 38 years of experience
(610) 949-9555 Suite 300
Bala Cynwyd, PA 19004
Elder, Estate Planning, Securities and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
Has the thought of putting together an estate plan, trust , will, living will or power of attorney drain you? Do you need a guardianship for a loved one and don't know where to turn? Is the estate you need to administer or are about to probate making your life hectic? Has your family put you in charge of sorting a difficult family situation and you don't know where to turn or even the questions to ask? Do you need a plan for the future for yourself or a loved one that you have been putting off until now? Have you lost money due...
Bradford Michael Gucciardo
Claimed Lawyer ProfileSocial Media
Bradford Michael Gucciardo
Lakewood Ranch, FL Lawyer with 25 years of experience
(844) 846-6075 8470 Enterprise Cir
#110
Lakewood Ranch, FL 34202
Free ConsultationSecurities and Stockbroker Fraud
St. John's University School of Law
Bradford M. Gucciardo is an experienced attorney whose work is devoted almost exclusively to the representation of stock market investors who have been victims of stockbroker and brokerage firm misconduct. Specifically, Mr. Gucciardo helps brokerage firm customers recover stock market losses, most often of retirement savings, that they sustained as the result of mishandling of their brokerage accounts. After he earned a Bachelor of Arts degree in the study of English literature, creative writing and criminology from the University of South Florida, Mr. Gucciardo, a native New Yorker, returned to New York to attend St. John’s University School of...
Judd Matsunaga
Claimed Lawyer Profile
Judd Matsunaga
Torrance, CA Lawyer with 29 years of experience
(800) 403-6078 1609 Cravens Ave
Torrance, CA 90501
Elder and Estate Planning
Univ of West Los Angeles
Born and raised in Los Angeles, CA. I graduated Beverly Hills High School (Class of ‘76) and received my Bachelor's Degree in Economics from UCLA in 1980. Right out of school I started selling apartment buildings right here in the Southland and obtained my real estate brokers license in 1981. In 1989, I moved to Kahala, Hawaii to develop properties for sale to the Japanese investors. After the Tokyo Stock Market crashed in 1990, I moved back to Los Angeles and attended law school at the University of West Los Angeles.

My legal career began as a law clerk with Magana,...
Rania Arwani
Claimed Lawyer Profile
Rania Arwani
Orlando, FL Attorney with 9 years of experience
(407) 254-0060 55 E Washington St
Orlando, FL 32801
Criminal, Divorce, Family and Personal Injury
Mother, wife, family law attorney, business owner, woman rights advocate and philanthropist are one of the few hats that Rania Arwani wears on a daily basis. After gaining her B.B.A. in Finance from Texas, she planned to be a stock market analyst, and after working in that field for a short period of time, she felt that something was missing and that’s not where her passion was. Shortly thereafter she relocated to Florida and attended Barry University School of Law, where her commitment to family law took root.

Rania acted as a Research Assistant at Barry University School of Law and...
Justin Stock
Dashwood
69 Old Broad Street
London, EC2M 1QS
Antitrust and Business
Bruce Stocks
Denver, CO Lawyer
(303) 291-2300 1899 Wynkoop Street
Denver, CO 80202
Business and Securities
Brigham Young University Law Review
Zachary Stock
Claimed Lawyer ProfileSocial Media
Zachary Stock
Carmel, IN Attorney with 23 years of experience
(317) 324-8030 275 Medical Drive
#3387
Carmel, IN 46082
Appeals
Indiana University Robert H. McKinney School of Law
Christina Stock
Boston, MA Lawyer
(617) 937-2383 500 Boylston St.
14th Floor
Boston, MA 02116
IP and Patents
American University Washington College of Law
Stuart Stock
(861) 059-1005 2? Jianguomen Outer Street
BEIJING SHI
Business and Criminal
Harvard Law School
Eric Stock
 
Antitrust, Business and Consumer
Harvard Law School
Rachel Wilson Stock
San Francisco, CA Lawyer with 16 years of experience
(415) 788-5111 415 Mission St Ste 5700
San Francisco, CA 94105
Antitrust, Business, Real Estate and Tax
Columbia Law School
Stephen Jay Stocks
Claimed Lawyer Profile
Stephen Jay Stocks
Moab, UT Lawyer
(435) 210-1952 625 Rosetree Ln
Moab, UT 84532
Criminal, DUI & DWI, Domestic Violence and Traffic Tickets
David John Stock
San Jose, CA Attorney with 45 years of experience
(408) 293-0463 96 N 3rd St
500
San Jose, CA 95112
Arbitration & Mediation, Business, Estate Planning and Insurance Defense
Santa Clara University School of Law
Robert Brandon Stock
FARGO, ND Lawyer with 19 years of experience
(701) 237-6983 218 NP AVE. P.O. BOX 1389
FARGO, ND 58107
University of North Dakota School of Law
Jamie Stock-Retzloff
Madison, WI Attorney
(608) 833-2632 8150 Excelsior Dr
Madison, WI 53717
Civil Rights, Medical Malpractice and Personal Injury
Matthew J Stock
Seattle, WA Lawyer with 17 years of experience
(206) 957-5955 1601 5th Ave
2040
Seattle, WA 98101
Environmental and Real Estate
Howard Robert Daniels-Stock
Los Angeles, CA Lawyer with 44 years of experience
(818) 501-4343 15910 Ventura Blvd
FL 18
Los Angeles, CA 91436
Workers' Comp
Gonzaga University School of Law
Alice Beth Stock
Washington, D.C., DC Attorney with 37 years of experience
(212) 273-3819 1015 Half St SE
Washington, D.C., DC 20003
Employment and Immigration
Harvard Law School and Harvard Law School
John S. Stocks
Auburn, WA Attorney with 32 years of experience
(253) 859-8899 721 45th St NE
Auburn, WA 98002
Civil Rights, Criminal, DUI & DWI and Divorce
John Stocking
Milwaukee, WI Lawyer
(414) 276-2850 111 E Wisconsin Ave
Milwaukee, WI 53202
Civil Rights, Elder, Estate Planning and Social Security Disability
Vera Michelle Stock
Atlanta, GA Attorney with 19 years of experience
(404) 221-2319 Atlanta, GA 30303
Family, Medical Malpractice, Personal Injury and Products Liability
Emory University
Lauri Jane Stock
San Diego, CA Attorney with 35 years of experience
(619) 238-4836 401 B St
#1200
San Diego, CA 92101
Arbitration & Mediation, Criminal, DUI & DWI and Divorce
University of San Diego School of Law
Jim Stocks
Nashville, TN Attorney with 22 years of experience
(615) 313-3999 511 Union Street
Suite 1850
Nashville, TN 37219
Free ConsultationPersonal Injury, Social Security Disability and Workers' Comp
I handle primarily personal injury, disability and workers’ compensation matters, and also head up the Keith Williams Law Group’s appellate practice. I bring the experience and perspective I gained from defending big companies and government entities to now fight on behalf of individuals like you and your family, who have been injured or otherwise harmed by the negligence of others. Spending the first five years of my practice in large defense-oriented firms gave me an insider’s perspective when representing plaintiffs, allowing me to look at a case from the other side’s point of view and to tailor our client's...
James Hunter Stock
CORDOVA, TN Lawyer
7177 GOODLETT FARMS PKWY
CORDOVA, TN 38016
Employment and Real Estate
University of Memphis Cecil C. Humphreys School of Law
Benjamin Louis Stock
Oakland, CA Lawyer with 23 years of experience
(510) 273-8780 1901 Harrison St Ste 900
Oakland, CA 94612
Administrative, Environmental, Municipal and Real Estate
University of California College of the Law, San Francisco
Gail Elizabeth Stock
Dallas, TX Lawyer with 37 years of experience
(214) 369-6422 5429 Lyndon B Johnson Fwy
700
Dallas, TX 75240
Bankruptcy
Cindy Lee Stock
Las Vegas, NV Attorney with 40 years of experience
(702) 382-3401 2112 Jaymie Way
Las Vegas, NV 89106
Walter Raymond Stock
Dallas, TX Lawyer with 17 years of experience
(214) 653-3600 133 N Riverfront Blvd
19
Dallas, TX 75207
Criminal
Texas Wesleyan University School of Law - Texas Wesleyan University
Ian James Stock
Santa Cruz, CA Lawyer with 41 years of experience
(831) 345-7524 101 Cooper St
Santa Cruz, CA 95060
Yale Law School
Daniel H. Stock
New York, NY Lawyer with 39 years of experience
(646) 774-2920 200 Park Ave Ste 1700
New York, NY 10166
Pace Law School and Pace Law School
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