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Ross B. Intelisano is a founding partner of Lax, Neville & Intelisano, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations. Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...

JJ Poole is the owner of JJ Poole Attorney at Law, LLC and an Associate Closing Attorney that works with Elite Law. He specializes in Sports and Entertainment Contracts, Civil Litigation, Intellectual and Real Property law, and is a certified Agent for the NFL and NBA player associations. Attorney Poole is an alumni of the University of Georgia and Atlanta’s John Marshall Law School. He is also a licensed five-star rated residential and commercial real estate broker, and graduate of the Atlanta Realtors Association Leadership and Development Program. His designations include Certified Foreign Investor Specialist, as well as Certified...

David Miller received his Bachelor of Arts degree in Economics and Political Science from Vanderbilt University. He received his Juris Doctor degree from the University of Houston Law Center, where he was a Lex Award recipient. As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Mr. Miller maintains an active securities arbitration and litigation practice. Mr. Miller has successfully represented individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers

Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...

Sam Edwards is a partner at SSEK and has developed a wide-ranging practice representing individuals and institutions from the United States and almost every continent in the world in investment and financial disputes. Over the last decade, that representation has included hundreds of clients who range from retirees that have lost their life savings, to community banks and credit unions who have been defrauded by Wall Street in investment schemes or bad products, to states and municipalities defrauded by investment banks. The cases Mr. Edwards has worked on include claims for unsuitable investment recommendations, churning, misrepresentations and outright fraud. The investments...

Eric L. Nesbitt is a real estate and business attorney who has been practicing law since 1991 and is licensed to practice in both Colorado and Illinois. His practice focuses primarily in the areas of real estate, business, contract negotiations and commercial and real estate litigation matters. Throughout his career, Eric has represented residential and commercial clients in a variety of real estate and business legal matters. Additionally, as a Colorado-licensed real estate broker, he is the founder and principal of the commercial real estate brokerage firm, The Nesbitt Commercial Group with Keller Williams DTC and KW Commercial. Eric’s experience includes...

Renee Roman is a seasoned attorney with extensive experience, holding licenses from the Washington State Bar Association. Additionally, she has achieved success as a real estate broker in the state of Washington. Prior to establishing Marine View Law & Escrow PLLC, Renee gained valuable experience in real estate and worked as part of a general practice law firm, specializing in family law, real estate matters, estate planning, and probate. Currently, Renee focuses her practice on real estate law,, estate planning, and probate cases. She is deeply committed to providing top-notch representation and passionately advocates for the rights of her clients. No matter...

My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 24 states, have written legal columns for a number of industry publications, been a...

Ron Makarem is the founder of Makarem & Associates, a top law firm located in Los Angeles, California.

Ron has been practicing law since 1995 and has obtained multi-million dollar settlements and judgments for consumer clients across the State. In 2012, Ron received the distinguished CLAY award for "Attorney of the Year" by California Lawyer Magazine for his work on a landmark California Supreme Court case. In 2007, Ron was selected as one of the "Top 20 Under 40" Attorneys in California by California's largest legal newspaper, The Daily Journal. He was selected by Super Lawyer's magazine as a "Super...

Thomas Mauriello assists clients with an array of legal matters, including Business, Consumer, Investment, Government, Real Estate, Stock Broker, Investment and Environmental Law disputes. With over 30 years of experience, Mr. Mauriello is committed to delivering quality legal solutions with efficient and personalized representation throughout the State of California.

Mr. Mauriello is dedicated to involvement in his community. This has included coaching youth basketball and volleyball, as well as working with both Volunteers in Parole and the San Diego AIDS Project. Additionally, he has served on the Legal Committee of the Los Angeles Chapter of the Sierra Club for many years.

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Alex Pia is an attorney at Belkin Burden Goldman, one of New York City’s largest real estate-focused law firms. Mr. Pia focuses his practice on real estate, construction, and complex landlord-tenant disputes. His clients include developers, contractors, landlords, commercial tenants, condo/co-op boards & owners, brokers/agents, institutional investors, and high-net-worth individuals. Mr. Pia is also approved by New York's Part 36 (Fiduciary Appointments) to be appointed as counsel to receivers of distressed properties and foreclosure proceedings. Mr. Pia is a member and subcommittee chair of the New York City Bar Association’s Construction Law Committee. While attending Brooklyn Law School, Mr. Pia served as...

California Attorney David L. Crockett has been providing comprehensive legal representation for over 40 years in the areas of Trust and Estate Litigation, Trust and Probate Administration, and Estate Planning including preparation of Wills and Trusts. As these areas all overlap, his experience with the courts and litigation has given him unique insight in the preparation of wills and trusts. Mr. Crockett is dedicated to the careful preparation of documents to meet the specific needs of his clients.

As a Licensed Certified Public Accountant and Real Estate Broker, Mr. Crockett prepares all types of estate, trust and real estate documents including...

Christian G Krupp II was born and raised in Grand Rapids, Michigan. He attended Michigan State University and graduated in 1988. Chris then attended Thomas M. Cooley Law School where he was a member of law review and one of the few students that had his law review article published. He graduated from law school with honors in the top ten percent of his class. Christian Krupp's legal career started at Dykema Gossett, Michigan’s largest law firm. While at Dykema, he was involved in a diverse practice groups including the Corporate, Finance, and Legislative areas. After leaving Dykema, Chris joined...

Catherine D. Holmes is an accomplished Business and Securities Law attorney, concentrating on Finance and Investment Law matters. With clients all over the world, she advises on raising, investing and managing capital from both U.S. and non-U.S. investors.

Cathy has practiced law for over 40 years. With a wealth of knowledge and skill, she is dedicated to providing exceptional legal representation. Cathy has been recognized for her extensive experience and success, having been named a Southern California Super Lawyer for 10 years. In addition, Cathy was honored by EB5 Investors Magazine as among the Top 15 Corporate Attorneys in 2017 and...

Managing Partner for a San Juan, Puerto Rico law firm that concentrates its legal practice in three major areas: Personal Injury (Plaintiff) ; Business Litigation ( Commercial Disputes, Arbitration, Mediation, Finra Broker Claims, Contracts) and Real Estate. Danos y Perjuicios, Accidentes, Caidas, Reclamaciones Comerciales, FINRA, Bienes Raices, Notario Publico. Consulta Inicial Gratuita. www.ragflaw.com Call us for a free initial consultation or write to us at admin@ragflaw.com.

Prior to graduating from law school, Mr. Kottaras received valuable training as an intern for two civil court Judges. After law school, Mr. Kottaras began working with a local law firm, where he honed his litigation skills representing real estate developers and personal injury clients.

In 1993, Mr. Kottaras opened a Law Office in the Chicago-Loop, and has been in continuous operation ever since. During this time, he became general counsel for a local real estate developer and owner of several Chicago-Loop commercial buildings, where he practiced real estate leasing, litigation and transactional law. After the developer retired,...

Mr. Reyes was born and raised in Los Angeles, California. He graduated from the University of California Los Angeles with a Bachelor of Arts in Political Science and obtained his law degree from the UCLA School of Law. Mr. Reyes specializes in employment law, wage and hour matters, personal injury law, real estate litigation, business litigation, and landlord/tenant matters. He is a member of the California State Bar and Consumer Attorneys Association of Los Angeles. Mr. Reyes has been a licensed Real Estate Broker in the state of California since December of 2008. He is admitted to practice law in...

Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal courts. He has arbitrated cases in at least 18 states and has been lead counsel on well over 500 matters.

Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys. Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution,...

Mr. Gort specializes in providing regulatory and compliance-related services to registered investment advisers (“RIAs”). At Parker MacIntyre, Mr. Gort manages the day to day task of keeping track of regulatory deadlines for all of the firm’s RIA clients and oversees the work of other Parker MacIntyre associates. In this role, Mr. Gort routinely drafts Investment Advisory Agreements for RIAs, disclosure documents (including Form ADV Parts 1 and 2, Form U4 and point of sale disclosures), compliance manual procedures and other ancillary documents for RIAs.

Mr. Gort has accumulated experience since 2013 in creating legal solutions for problems registered investment advisers...

David R. Chase, a securities lawyer, has an extensive background in SEC and FINRA securities regulatory defense, as well as the representation of defrauded stock market investors in cases to recover their investment losses.

Mr. Chase began his legal career at Greenberg Traurig, an international law firm in Miami, where he represented securities and financial firms in securities cases and SEC and FINRA investigations.

Thereafter, he accepted a position as Staff Counsel in the Enforcement Division of the U.S. Securities and Exchange Commission, where he worked for almost four years, ultimately obtaining the title of Senior Counsel. For part of that time,...

Devin is a partner at Paesano Akkashian, PC. He has successfully litigated complex business and securities matters in state and federal courts across Michigan and the United States. Devin’s securities practice spans both litigation and transactional work. On the litigation side, he represents investors and corporations in shareholder disputes and regulatory investigations conducted by the SEC and state securities agencies. His experience also includes handling FINRA arbitration cases, where he represents customers and brokers in investment disputes, employment claims, and other industry matters. On the transactional side, Devin advises companies on compliance with the Securities Act of 1933 and the...

Charles E. Liken, J.D. Senior Managing Associate Attorney Charles E. Liken is a Senior Associate Attorney at the Bagley Law Firm. Charles specializes in Family Law, Criminal Defense, Estate Planning, & Probate. Charles is also a certified mediator as well as a Child and Family Investigator (i.e., a "CFI"). Graduating from Sturm College of Law in 2002 from Denver University, Charles has built his career on taking the time to listen and giving an honest assessment of where things stand in his clients' cases. Notably, Charles is a former Deputy District Attorney for the Colorado 12th District in Del Norte, Colorado. This brings...

Ms. Strachan’s practice focuses on virtually all areas of commercial and residential real estate. Her practice includes representation of landlords, tenants, developers, investors, real estate investment trusts, franchisees, property management companies, and brokers. She handles all matters related to the ownership and operation of real estate projects including management, leasing, dispute resolution, development and construction for all types of residential, retail, office, industrial, hospitality and mixed-used projects. Ms. Strachan makes every effort to handle all matters is the most efficient way possible and is sensitive to time and costs concerns of all her clients.

Ms. Strachan attended college at...

Mrs. Klusmeyer specializes in providing legal advice and compliance support to registered investment adviser clients. During her time at Parker MacIntyre since 2016 she has provided compliance guidance to investment adviser and broker-dealer clients, assisted with various regulatory filings, drafted compliance policies and procedures, drafted agreements, helped prepare responses to SEC and state examinations, and represented clients in FINRA arbitration.

Mrs. Klusmeyer maintains familiarity and competence regarding recent developments in securities rules, the Financial Industry Regulatory Authority, and regulations from federal and state regulators, including the Securities and Exchange Commission and the Department of Labor. She has helped clients implement...

I joined Parker MacIntyre as an associate attorney in 2025. In my role, I represent investment advisers and broker-dealers in compliance, regulatory matters, investigations, mergers and acquisitions, and general business. I also provide guidance to issuers in private placements and securities offerings, including hedge fund formation, regulation, and compliance. I graduated from the University of Georgia School of Law in 2022. Since then, I have worked exclusively in private practice, representing clients in tax controversy matters, covering every stage from IRS examination to final resolution in Tax Court. Additionally, I have drafted and reviewed a wide range of contracts related to...