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Robert R. Miller is an associate at Lax & Neville LLP with a practice primarily in securities, employment, and corporate disputes before the Financial Industry Regulatory Authority (“FINRA”) the American Arbitration Association (“AAA”), and state and federal courts.

He represents individual investors in their claims against brokers, broker-dealers, and wealth managers for abusive customer sales practices, such as fraud, churning, unsuitability, and breach of fiduciary duty; brokers and other financial services professionals in a broad range of matters, including transitions between firms and disputes over deferred compensation, promissory notes, Form U-5 expungements, and employment agreements; and broker-dealers and other financial services...

Robert J. Grand is of counsel to Lax & Neville LLP. Mr. Grand’s practice is focused on representing corporations and individuals in complex civil litigation and arbitration involving securities and other financial products, employment, real estate, intellectual property, unfair business practices, and other commercial tort-related matters before federal and state courts, and private arbitration panels. Mr. Grand represents investors, financial service professionals, investment funds and financial institutions in securities litigation and arbitration, as well as in investigations and enforcement proceedings initiated by regulatory agencies such as FINRA, the SEC, and the CFTC.

Mr. Grand has extensive experience representing founders, partners, joint...

Courtney Carter is originally from Pittsburgh, Pennsylvania, but has resided in the Charlotte area since 2011. Prior to relocating to Charlotte, Courtney pursued her undergraduate degree at Kent State University. She graduated with her Bachelors of Science Degree in Business Management with a focus of Pre-Law in three years. During her time at Kent State University, Courtney had the opportunity to perform an internship with one of Pennsylvania’s State Senators. During Courtney’s time with the Senator’s office, she was able to assist constituents with government assistance programs, as well as organize events for children, veterans and senior citizens.

While in law...