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Practice Areas
- Securities Law
- Business Law
- Gov & Administrative Law
Jurisdictions Admitted to Practice
- Georgia
- U.S. District Court for the Northern District of Georgia.
Languages
- English
Professional Experience
- Of Counsel
- Parker MacIntyre
- Current
Education
- University of Georgia
- MBA
- University of Virginia School of Law
- J.D.
- Georgia Institute of Technology
- B.S. | Economics
Awards
- Outstanding Service Award
- North American Securities Administrators Association (NASAA)
- Outstanding Service Award
- North American Securities Administrators Association (NASAA)
Professional Associations
- Georgia State Bar
- Member
- Current
- North American Securities Administrators Association (NASAA)
- Past Member, Board of Directors
- Current
- NASAA/FINRA CRD Steering Committee
- Past Vice Chair
- Current
Publications
Articles & Publications
- The Georgia Uniform Securities Act of 2008
- Georgia Bar Journal
Websites & Blogs
- Website
- Robert D. Terry's RIA Compliance Website Profile
- Website
- Page Perry Website
- Website
- Parker MacIntyre - RIA Compliance Website
- Blog
- RIA Compliance Blog
- FINRA Pay-to-Play Rule Applies to Capital Acquisition Brokers
15 August 2018 - SEC Publishes Risk Alert Detailing the Most Common Advisory Fee and Expense Compliance Deficiencies
9 August 2018 - SEC Settles Charges with Three Investment Advisers Over Violations of Pay-to-Play Rule
7 August 2018 - SEC Settles Charges with Investment Advisers and Representatives Over Use of Testimonials in Social Media
31 July 2018 - Wells Fargo Settles Charges with SEC For Misconduct in Sale of Market-Linked Investments
19 July 2018 - SEC Settles Charges with Investment Adviser for Failing to Disclose Conflicts of Interest
3 July 2018 - SEC Settles Charges With 13 Private Fund Advisers Over Filing Deficiencies
28 June 2018 - SEC No-Action Letter Addresses Financial Exploitation of Clients
15 June 2018 - SEC Directors Stress Importance of Budget Request to Expand and Improve Investment Adviser Examinations
14 June 2018
- Blog
- Small Business Investment Lawyers
- An SEC Commissioner Hears and Heeds the Call to Rationalize the Private Placement Broker (“Finder”) Industry
7 March 2018 - South Dakota Proposes Rules Governing Federal Regulation Crowdfunding and Regulation A Notice Filings
21 November 2017 - Iowa Adopts Amendments Implementing Notice Filings for Federal Crowdfunding and Regulation A Offerings
16 November 2017 - Crowdfunding Portals – If You Build It, Will They Come?
18 October 2017 - Parker MacIntyre Publishes Whitepaper on Private Investment Fund Formation
3 October 2017 - Georgia Securities Commissioner Holds Second “Fairness Hearing” in Recent M&A Deal
25 August 2017 - SEC Chairman Delivers Speech Affirming Agency’s Role in Facilitating Capital Formation
17 July 2017 - Georgia Amends State “Crowdfunding” Rule to Conform to New SEC Rule 147A
17 July 2017 - Private Placement Brokers Await Attention by SEC
6 June 2017
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