PREMIUM
Robert D. Terry
Parker MacIntyre- Securities Law, Business Law, Gov & Administrative Law
- Georgia
Badges
Claimed Lawyer ProfileLII GoldBlawgsearch
Practice Areas
- Securities Law
- Business Law
- Gov & Administrative Law
Jurisdictions Admitted to Practice
- Georgia
- U.S. District Court for the Northern District of Georgia.
Languages
- English
Professional Experience
- Of Counsel
- Parker MacIntyre
- Current
Education
- Georgia Institute of Technology
- B.S. / Economics
- The University of Georgia School of Law
- MBA
- University of Virginia School of Law
- J.D.
Awards
- Outstanding Service Award
- North American Securities Administrators Association (NASAA)
- Outstanding Service Award
- North American Securities Administrators Association (NASAA)
Professional Associations
- Georgia State Bar
- Member
- Current
- North American Securities Administrators Association (NASAA)
- Past Member, Board of Directors
- Current
- NASAA/FINRA CRD Steering Committee
- Past Vice Chair
- Current
Publications
Articles & Publications
- The Georgia Uniform Securities Act of 2008
- Georgia Bar Journal
Websites & Blogs
- Website
- Robert D. Terry's RIA Compliance Website Profile
- Website
- Page Perry Website
- Website
- Parker MacIntyre - RIA Compliance Website
- Blog
- RIA Compliance Blog
- Investment Advisers Charged for Failure to Disclose Conflicts of Interest Arising From Receipt of Forgivable Loans
27 September 2016 - SEC Continues Increased Focus on RIA Performance Advertising
19 September 2016 - Court Affirms SEC’s Sanction of Investment Adviser Over Fraudulent Performance Advertising
7 September 2016 - FINRA Proposes Changes to Gifts and Gratuities Rule
25 August 2016 - Performance-Based Fee Threshold Will Change Effective August 15, 2016
2 August 2016 - Private Equity Fund Adviser Sanctioned for Acting as Unregistered Broker-Dealer
28 July 2016 - SEC Fines Broker-Dealer for Failing to Protect Confidential Client Information
19 July 2016 - SEC Proposes Business Continuity and Transition Plan Rule for RIAs
15 July 2016 - SEC Charges Private Fund Administrator with Failure to Satisfy Gatekeeper Responsibilities
28 June 2016
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