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Practice Areas
- Securities Law
- Business Law
- Gov & Administrative Law
Jurisdictions Admitted to Practice
- Georgia
- U.S. District Court for the Northern District of Georgia.
Languages
- English
Professional Experience
- Of Counsel
- Parker MacIntyre
- Current
Education
- University of Georgia
- MBA
- University of Virginia School of Law
- J.D.
- Georgia Institute of Technology
- B.S. | Economics
Awards
- Outstanding Service Award
- North American Securities Administrators Association (NASAA)
- Outstanding Service Award
- North American Securities Administrators Association (NASAA)
Professional Associations
- Georgia State Bar
- Member
- Current
- North American Securities Administrators Association (NASAA)
- Past Member, Board of Directors
- Current
- NASAA/FINRA CRD Steering Committee
- Past Vice Chair
- Current
Publications
Articles & Publications
- The Georgia Uniform Securities Act of 2008
- Georgia Bar Journal
Websites & Blogs
- Website
- Robert D. Terry's RIA Compliance Website Profile
- Website
- Page Perry Website
- Website
- Parker MacIntyre - RIA Compliance Website
- Blog
- RIA Compliance Blog
- SEC Charges Adviser and its COO with Fraud for Orchestrating Sham Cross Trade between Clients
22 April 2019 - Parker MacIntyre Co-Sponsors Financial Education and Empowerment Workshop for Women
17 April 2019 - Firm’s Failure to Act on Numerous Compliance “Red Flags” Results in $250,000 Penalty and Censure by SEC
4 April 2019 - SEC Solicits “Dialogue” with Public on Custody Rule Implications Raised by Crypto-Assets
28 March 2019 - SEC Case Against Wells Fargo Adviser Highlights Need for Supervision of Account Statements Sent to Clients
18 March 2019 - Advisers Encouraged to Assess Use of New Electronic Messaging Technologies as part of Annual Compliance Review Process
13 March 2019 - Georgia Commissioner of Securities Proposes Amendments to Broker-Dealer and Investment Adviser Examination Requirements to Incorporate FINRA SIE Exam
1 March 2019 - FINRA Issues Warning of Phishing Scheme Targeting Compliance Personnel
26 February 2019 - FINRA Invites Member Firms to Self-Report Potential Share Class Selection Violations
15 February 2019
- Blog
- Small Business Investment Lawyers
- SEC Adopts Temporary Rules to Extend Filing Deadlines in Response to Hurricane Michael
19 October 2018 - Do U.S. Securities Laws Apply to Your Transaction?
27 August 2018 - An SEC Commissioner Hears and Heeds the Call to Rationalize the Private Placement Broker (“Finder”) Industry
7 March 2018 - South Dakota Proposes Rules Governing Federal Regulation Crowdfunding and Regulation A Notice Filings
21 November 2017 - Iowa Adopts Amendments Implementing Notice Filings for Federal Crowdfunding and Regulation A Offerings
16 November 2017 - Crowdfunding Portals – If You Build It, Will They Come?
18 October 2017 - Parker MacIntyre Publishes Whitepaper on Private Investment Fund Formation
3 October 2017 - Georgia Securities Commissioner Holds Second “Fairness Hearing” in Recent M&A Deal
25 August 2017 - SEC Chairman Delivers Speech Affirming Agency’s Role in Facilitating Capital Formation
17 July 2017
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