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Practice Areas
- Securities Law
- Business Law
- Gov & Administrative Law
Jurisdictions Admitted to Practice
- Georgia
- U.S. District Court for the Northern District of Georgia.
Languages
- English
Professional Experience
- Of Counsel
- Parker MacIntyre
- Current
Education
- Georgia Institute of Technology
- B.S. / Economics
- University of Georgia
- MBA
- University of Virginia School of Law
- J.D.
Awards
- Outstanding Service Award
- North American Securities Administrators Association (NASAA)
- Outstanding Service Award
- North American Securities Administrators Association (NASAA)
Professional Associations
- Georgia State Bar
- Member
- Current
- North American Securities Administrators Association (NASAA)
- Past Member, Board of Directors
- Current
- NASAA/FINRA CRD Steering Committee
- Past Vice Chair
- Current
Publications
Articles & Publications
- The Georgia Uniform Securities Act of 2008
- Georgia Bar Journal
Websites & Blogs
- Website
- Robert D. Terry's RIA Compliance Website Profile
- Website
- Page Perry Website
- Website
- Parker MacIntyre - RIA Compliance Website
- Blog
- RIA Compliance Blog
- Date Drawing Near for Compliance with SEC Amendments to Form ADV and Recordkeeping Rules
8 August 2017 - BCG Securities Brokers Accused of Misrepresenting Variable Annuities
4 August 2017 - New Wyoming Investment Adviser Registration Law Impacts SEC Registration Requirements
18 July 2017 - Nevada Enacts Statutory Amendments Creating Fiduciary Obligations for Investment Advisers and Broker-Dealers
12 July 2017 - SEC Charges Broker-Dealer for Violations Relating to Suspicious Activity Report Filings
11 July 2017 - SEC Charges Investment Adviser for Overbilling Clients to Pay Personal Expenses
10 July 2017 - SEC Proposes Amendments to Investment Advisers Act Regarding Small Business Investment Companies
29 June 2017 - Supreme Court Rules that SEC’s Ability to Seek Disgorgement is Subject to a Five-Year Statute of Limitations
13 June 2017 - SEC Charges Options Trading Instructor with Defrauding Investors in Private Funds
9 June 2017
- Blog
- Small Business Investment Lawyers
- SEC Chairman Delivers Speech Affirming Agency’s Role in Facilitating Capital Formation
17 July 2017 - Georgia Amends State “Crowdfunding” Rule to Conform to New SEC Rule 147A
17 July 2017 - Private Placement Brokers Await Attention by SEC
6 June 2017 - SEC Adopts JOBS Act Inflation Adjustments for Title III Crowdfunding and Title I Emerging Growth Companies
25 May 2017 - On One-Year Anniversary of Reg CF, JOBS Act Author Urges Significant Revisions
24 May 2017 - States Begin to Adjust Exemptions as Effective Date for New Rule 147A Draws Near
16 February 2017 - SEC Adopts Final Rules Amending Intrastate and Small Offering Exemptions
30 November 2016
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