Parker MacIntyre
Legal Services Provided
Attorneys
Arbitration & Mediation, Securities and Stockbroker Fraud
Administrative, Business, Employment and Securities
Administrative, Business and Securities
Arbitration & Mediation, Business and Securities
Arbitration & Mediation, Personal Injury and Securities
Administrative, Business and Securities
Websites & Blogs
- Overview of State-Registered Investment Advisers and Current Regulatory Issues, Part 2
6 December 2018 - Overview of State-Registered Investment Advisers and Current Regulatory Issues
28 November 2018 - Former Wells Fargo Adviser Obtains Class Certification in Deferred Compensation Suit Against Wells Fargo
21 November 2018 - SEC Proposes Rule Changes Regarding Disclosures About Variable Annuities and Variable Life Insurance Contracts
15 November 2018 - FINRA Regulatory Notice Announces Commencement of 2019 Renewal Program
7 November 2018 - Transamerica Entities Settle Charges with SEC Over Errors in Quantitative Investment Models
26 October 2018 - SEC Settles Charges with Former Nomura Managing Director For Securities Fraud
9 October 2018 - Investment Adviser Agrees to Pay $1.9 Million Penalty for Misleading Statements in Advertising
13 September 2018 - Oregon Implements Temporary Rules Regarding Proof of E&O Insurance for Advisers
17 August 2018
- 43 Awesome Filtre A Air Sport Bmw 330d E90
8 December 2018 - 36 Luxe Bmw 7 Er
7 December 2018 - 49 Luxe Bmw X1 Accessories Catalogue
6 December 2018 - 37 Frais Scooter Bmw Electrique Leasing
5 December 2018 - 36 Unique Prix Des Bmw Serie 3
4 December 2018 - 47 Awesome Bmw X3 Occasion Perpignan
3 December 2018 - 38 Awesome Pare Choc Bmw E92 M3
2 December 2018 - 33 Beautiful Dvd Mise A Jour Gps Bmw X5 E53
1 December 2018 - 30 Awesome Jante tole 17 Bmw
30 November 2018
- SEC Adopts Temporary Rules to Extend Filing Deadlines in Response to Hurricane Michael
19 October 2018 - Do U.S. Securities Laws Apply to Your Transaction?
27 August 2018 - An SEC Commissioner Hears and Heeds the Call to Rationalize the Private Placement Broker (“Finder”) Industry
7 March 2018 - South Dakota Proposes Rules Governing Federal Regulation Crowdfunding and Regulation A Notice Filings
21 November 2017 - Iowa Adopts Amendments Implementing Notice Filings for Federal Crowdfunding and Regulation A Offerings
16 November 2017 - Crowdfunding Portals – If You Build It, Will They Come?
18 October 2017 - Parker MacIntyre Publishes Whitepaper on Private Investment Fund Formation
3 October 2017 - Georgia Securities Commissioner Holds Second “Fairness Hearing” in Recent M&A Deal
25 August 2017 - SEC Chairman Delivers Speech Affirming Agency’s Role in Facilitating Capital Formation
17 July 2017
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