K. Braeden Anderson

K. Braeden Anderson is a seasoned attorney with extensive experience in defending clients involved in high-stakes investigations and examinations initiated by prominent federal and state regulators, including the U.S. Securities and Exchange Commission (SEC), Department of Justice (DOJ), and Financial Industry Regulatory Authority (FINRA). With a robust background in handling complex legal matters, Braeden excels in leading internal investigations for public company boards, audit committees, and special committees, particularly in areas related to financial reporting, disclosure, and compliance.

Braeden's practice is distinguished by his ability to navigate intricate regulatory environments and deliver strategic defense in matters involving securities fraud, corporate governance, and financial misconduct. His expertise has been instrumental in guiding clients through challenging legal landscapes, ensuring compliance while protecting their interests.

Representative Matters:

Securities Fraud Defense: Led the defense in a high-profile SEC and DOJ investigation concerning allegations of securities fraud within a major public company, focusing on uncovering fraudulent financial practices and managing complex regulatory challenges.

Multimillion-Dollar Embezzlement Investigation: Led an in-depth internal investigation into a major embezzlement case within a high-profile professional sports team, involving coordination with the FBI, U.S. Attorney's Office, and league officials.

Bank Lending Practices: Managed a comprehensive DOJ investigation into the lending practices of a regional bank, ensuring compliance with federal regulations and addressing potential legal violations.

Congressional Inquiry: Oversaw a Congressional investigation into business practices within a major professional football league, coordinating efforts with legislative committees and maintaining transparency throughout the process.

• Investigations & Regulatory Enforcement

District of Columbia

District of Columbia Bar

ID Number: 90000466

Since 2022

New York

New York State Office of Court Administration

ID Number: 5655154

Since 2019

Seton Hall University School of Law

District of Columbia Bar  # 90000466

Member

2022 - Current

New York State Bar  # 5655154

Member

2019 - Current