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Bryan T. Forman

Bryan T. Forman

Forman Law Firm, P.C.
  • Arbitration & Mediation, Stockbroker & Investment Fraud, Securities Law
  • Texas
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Summary

Bryan T. Forman is a licensed Texas attorney-mediator residing in Tyler, Texas. He has been engaged in the private practice of law since 1987, and has spent the majority of his career in the brokerage industry, serving as Chief Executive Officer and General Counsel for brokerage firms which he founded. Concurrently, he gained experience in the private equity field, founding a private equity hedge fund whose strategy was private equity investments into public companies. His legal practice is focused on representing public investors and market participants in the securities industry. Mr. Forman received his Juris Doctor degree from Southern Methodist University School of Law in 1987, and his Bachelor of Business Administration degree in Finance from The University of Texas/Austin in 1984.

Practice Areas
  • Arbitration & Mediation
  • Stockbroker & Investment Fraud
  • Securities Law
Additional Practice Areas
  • Investment Fraud
  • Churning
  • Failure to Follow Directions
  • False Statements & Omissions
  • Mutual Fund Fraud
  • Over-Concentration
  • Selling Away
  • Suitability
  • Unauthorized Trading
  • Unsuitable or Excessive Margin
Fees
  • Free Consultation
Jurisdictions Admitted to Practice
Texas
Languages
  • English
Professional Experience
Founding Partner
- Current
Chairman & CEO
First Financial Investment Securities
-
Education
SMU Dedman School of Law
J.D.
University of Texas - Austin
B.B.A. | Finance
Professional Associations
Texas State Bar # 07258800
Member
Current
Association of Attorney Mediators, National and Central Texas Chapters
Member
Current
American Bar Association Section on Dispute Resolution
Member
Current
Smith County Bar Association
Member
Current
Dallas Bar Association
Member
Current
Houston Bar Association
Member
Current
National Association of Securities Dealers
Member
Current
Public Investors Arbitration Bar Association
Member
Current
Travis County Bar Association
Member
Current
Publications
Articles & Publications
Supervision In The Brokerage Industry: The Devil Is In The Details
Dallas Bar Association
Speaking Engagements
Smith County Bar Association, "Investors Claims/Defenses in NASD Arbitrations", February 11, 2005
National Regulatory Services, "Updating Your Risk Management System to Meet New Regulation"; 19th Annual Spring Compliance Conference, April 13-16, 2004
Houston Bar Association, "Supervision in the Brokerage Industry", Presented to the Securities Litigation & Arbitration Section, September 18, 2003
Dallas Bar Association, "Broker Supervision: New Rules and Perspectives for Claimants' Counsel and Defense Counsel", January 26, 2004
State Bar of Texas, "Books and Records Compliance, Including Supervision", March 24, 2004
Certifications
Credentialed Advanced Mediator
Texas
Mediator and Chairperson Arbitrator
NASD
Social Media
Contact & Map
Forman Law Firm, P.C.
Main Office
248 Addie Roy Rd
#B-302
Austin, TX 78746
USA
Toll-Free: (866) 597-2221
Telephone: (512) 306-8188