Search for "NEIL HOFFMAN"

I counsel entities and individuals through government / SRO proceedings and conduct internal investigations. I also have successfully defended shareholder class actions and derivative lawsuits, and counsel clients facing commercial litigation concerns. My matters have involved, among other things, public company financial reporting, disclosure, and controls issues; FCPA concerns; potential insider trading; issues concerning private equity, investment advisors, and broker-dealers; cybersecurity issues; accountant liability questions; fiduciary duty concerns; and civil DOJ matters. I currently serve on the Board of Directors and as Secretary of the Faculty of Federal Advocates; serve on the SEC Historical Society's Board of...