Search for "Mark E Roth"

Mr. Palermo has over 35 years of diversified business experience including 25 years in the practice of Law. His professional career began at The Chase Manhattan Bank, N.A., where he was a middle market lending officer for several years. After completing his MBA at Adelphi University, Mr. Palermo left Chase to take the position of Vice President , Finance for The Neil Automotive Group. He then returned to school full time on a full scholarship, earning his JD from Hofstra Law in December, 1993. Combining his business experience with his law degree, Mr. Palermo practiced corporate law at the New...

Dave has an active practice representing both broker-dealers and consumers in complex securities and insurance matters. Prior to joining Compass Law Group, Mr Gaba represented broker-dealers and stockbrokers at Golbeck Roth pllc and was an Assistant Attorney General for the State of Washington handling complex state and federal litigation; he has also been an Administrative Law Judge and serves as an arbitrator for FINRA and the American Arbitration Association. Dave also represents securities industry clients in employment matters and drafted and presented the FINRA employment law training to all FINRA arbitrators in Washington and Oregon. Mr. Gaba has a...