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Roy has been providing strategic guidance and advice to clients in a variety of complex and sophisticated legal transactions for over 20 years. He advises domestic and foreign companies, multinationals, and entrepreneurs on their business activities and investment considerations in the United States and throughout Latin America, Asia, and Europe, including in cross-border transactions.

Roy assists clients in equity and debt offerings registered under U.S. securities laws, the issuance of equity and debt in global transactions not subject to the registration requirements of U.S. securities laws and with corporate governance and securities regulation matters.

Roy also advises clients on M&A transactions, joint...

Justin Sauerwald's practice is divided between representing individuals and groups of investors in FINRA securities arbitrations against brokerage firms, and representing plaintiffs in a variety of class actions involving ERISA violations and securities transactions. These cases involve misconduct such as fraud, negligence, breach of fiduciary duty, failure to supervise, unsuitable recommendations, failure to disclose conflicts of interest and other violations of state and federal securities laws and regulations. ...