Plum Securities Lawyers

Stephen S. Stallings is an experienced trial lawyer with over two decades of public and private experience providing counsel in False Claims Act/qui tam matters, white collar defense, commercial and securities litigation, FCPA, corporate compliance and internal investigations. He frequently serves as lead trial counsel in complex federal cases.

Mr. Stallings served for over seven years as an Assistant United States Attorney for the U.S. Department of Justice, where he prosecuted fraud and public corruption matters through investigation, indictment, trial and appeal in the U.S. Attorney's Offices for the Southern District of Florida in Miami and the Western District of...

Attorney Chad M. Ostrosky represents investors, business owners, and financial professionals nationwide with extensive experience in FINRA arbitrations, investment loss recovery, financial services employment matters, and defending against SEC, FINRA, CFP, and state investigations. Attorney Ostrosky provides straight forward, simple advice ensuring that each of his clients fully understand all available options. He is a Life Member of the Million Dollar Advocates Forum®, The Top Trial Lawyers in America®. Additionally, Attorney Ostrosky serves or has served as an arbitrator for the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the Westmoreland County Court of Common Pleas.