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  • Business Law, Securities Law, Stockbroker & Investment Fraud
  • Illinois
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Practice Areas
Business Law
Securities Law
Stockbroker & Investment Fraud
Additional Practice Areas
  • Financial Services Law - Securities - Futures - Derivatives
  • Securities and Futures Regulatory and Compliance Matters
  • Strategic Business Planning
Jurisdictions Admitted to Practice
Illinois
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Professional Experience
Partner
Duane Morris LLP
Current
Education
Brooklyn Law School
J.D.
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Professional Associations
Current
Activities: Illinois Bar Foundation - Fellow
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Current
Activities: American Bar Association - Committee on Regulation of Futures and Derivatives -- Chair, Subcommittee on Futures Commission Merchants, 1995-2000; 2001-2007 - Committee on Federal Regulation of Securities -- Subcommittee on Market Regulation (Drafting Committee Chair and Member)
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Current
Activities: Illinois State Bar Association
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Current
Activities: The Association of the Bar of the City of New York
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Current
Activities: Securities Industry and Financial Markets Association - Member, Legal and Compliance Division
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Current
Activities: Illinois Advisory Committee on Commodity Regulation - Chairman, 1989-1995 - Vice Chairman, 1985-1988
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Current
Activities: Arbitrator - Financial Industry Regulatory Authority - National Futures Association
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Current
Activities: Frequent lecturer on financial services-related issues for the Securities Industry Association and the American Bar Association
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Websites & Blogs
Website
Website
Contact & Map
3700 W Chicago Ave
Chicago, IL 60651
Telephone: (312) 499-0121
Fax: (312) 277-2326