Kelli Moll

• Investment Management

Illinois

New York

Partner

Schulte Roth & Zabel LLP

Current

Loyola University Chicago

J.D.

1993

University of Illinois

B.S.

1989

Urbana-Champaign

"Causes of Recent Financial Crisis and Effect on Fund Structures," Cayman Funds Focus 2008, Grand Cayman, Feb. 4, 2008“Spotlight on Compliance: Key Issues for 2008,” SRZ 17th Annual Private Investment Funds Seminar, New York, Jan. 15, 2008

“Protecting Your Firm from SEC Scrutiny New Soft Dollar Guidance, Best Execution and Risk-Based Exam Focus,” National Regulatory Services Compliance Conference, November 2006

“Compliance and Examinations,” SRZ 15th Annual Private Investment Funds Seminar, Jan. 19, 2006

“The Regulation of Hedge Funds,” Practising Law Institute (PLI) Investment Management Institute: Meeting the Challenge of a New Regulatory Regime, April 21–23, 2005

“Establishing a Framework of Internal Policies, Practices, and Controls,” American Conference Institute’s Hedge Funds: Developing and Implementing Compliance Best Practices in the New Regulatory Environment conference, Jan. 24–25, 2005

“Developing an Effective Compliance Program for Registered Investment Advisers,” SRZ Private Investments Funds Current issues and Trends Seminar, Jan. 20, 2005

“Marketing Your Private Investment Fund,” SRZ Private Investments Funds Current Issues and Trends Seminar, Nov. 4, 2004

“The Revised Custody Rule,” Financial Research Associates (FRA) Investment Adviser Compliance Forum, May 27–28, 2004

“The Impending Regulation of Hedge Funds,” PLI Investment Management Institute, April 22–23, 2004

“U.K. and U.S. Regulatory Developments,” SRZ Transatlantic View of Emerging Hedge Fund Issues Conference, Oct. 21, 2003

“Hedge Funds in a Mutual Fund Environment: What You Need to Know Regarding Structure, Compensation and Regulatory Issues,” The Hedge Fund 2001 Summit, September 2001

“Surviving An SEC Inspection: Examination of Registered Advisers,” Institute for International Research (IIR), June 2000

"Hot to Get Business," Advisers Education Group Conference, March, June, September and December 1999; March, June and September 2000; and March 2001