Practice Area
Securities Law
Additional Practice Area
  • Capital Markets
Professional Experience
Of Counsel
Dorsey & Whitney LLP
Current
Education
University of British Columbia
Bachelor of Law,
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University of Hong Kong
Postgraduate Certificate of Laws,
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University of Hong Kong
Bachelor of Law,
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Professional Associations
Current
Activities: Member of the Legal Sub-Group of the Securities and Futures Commission
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Current
Activities: Director of the Investor Compensation Company Limited (“ICC”)
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Current
Activities: The Investor Compensation Fund (“Fund”) was established by statute to provide compensation to clients of intermediaries (brokers etc) who suffer loss as a result of the default of the intermediaries
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Current
Activities: The ICC was established, as envisaged by statute, to administer and manage the Fund
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Current
Activities: Member of the Committee on Real Estate Investment Trusts
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Current
Activities: The Committee was established by the Securities Commission to advise on general policy or regulatory issues that are related to the implementation of the Hong Kong Code on REITs
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Publications
Articles & Publications
Publication
Websites & Blogs
Website
Website
Contact & Map
Hong Kong, USA
Telephone: (852) 210-5023 Ext. 4
Fax: (852) 252-4300
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