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  • New York, Washington, Washington, D.C.
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Additional Practice Area
  • Employment & Employee Benefits
Jurisdictions Admitted to Practice
New York
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Washington, D.C.
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Professional Experience
Schulte Roth & Zabel LLP
Partner, Rosenman ColinPrudential Securities Incorporated Vice President and Assistant General CounselU.S. Department of Labor, Employee Benefits Security Administration Division of Regulatory Coordination Divison of Exemptions
The George Washington University Law School
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Columbia University
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Speaking Engagements
“Tax and ERISA Planning: U.K. and U.S. Perspectives,” SRZ 17th Annual Private Investment Funds Seminar, January 2008
"ERISA Law Changes" and "How to Handle ERISA Issues When Managing a Plan Asset Look-Through Fund," SRZ International 6th Annual Hedge Funds Hot Topics Seminar, October 11, 2007“How to Handle ERISA Issues When Managing a Plan Asset Look-Through Fund,” SRZ 6th Annual Hedge Funds Hot Topic Seminar, October 2007 “Revenue Sharing Arrangements in 401(k) Plans,” PLI Pension Plan Investments 2007: Current Perspectives, May 2007“Update on Hedge Funds and their Interaction with ERISA,” IIR Hedge Fund Regulation Compliance Conference, April 2007
Financial Research Associates’ 8th Annual Hedge Fund Regulation Compliance Forum, November 2006
“ERISA Requirements: How to Avoid or Comply with Rules Governing Pension Funds,” American Conference Institute’s 4th National Legal and Compliance Forum, November 2006
“ERISA Law Changes With Respect to the Hedge Fund Industry,” Investment Management Hot Topics Series Session 1: Major Law Changes/Rules for Registration ERISA, September 2006
“ERISA Developments,” Greenwich Private Investment Seminar, May 2006
“ERISA Implications of Soft Dollar and Directed Brokerage Arrangement,” IIR Conference
“Mutual Funds in Crisis: A Prudent Fiduciary Response,” ABA Section of Business Law Committee on Employee Benefits and Executive Compensation, Fall 2004
“ERISA Compliance,” National Society of Compliance Professionals Inc.’s National Membership Meeting, 2004
“Selected ERISA Issues Affecting Broker-Dealers,” Practising Law Institute, June 2004
“Managing ERISA Money,” Transatlantic View of Emerging Hedge Fund Issues, Schulte Roth Zabel LLP, October 2003
“Directed Brokerage and Recapture of Commissions,” Soft Dollars Directed Brokerage and Other Commission Recapture Practices, July 2003
“Running a Plan Asset Fund,” SRZ Private Investment Funds: Current Issues Trends Seminar, January 2003
“Understanding How Hedge Funds Fit within ERISA Context,” INFOVEST 21, January 2003
Websites & Blogs
Contact & Map
919 Third Avenue
New York, NY 10022
Telephone: (212) 756-2141
Fax: (212) 593-5955
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