Cape May Securities Lawyers

Mr. Duffy works mostly with entrepreneurs and businesses of all sizes. In addition to his J.D. from Rutgers Law School, he holds a Dual LL.M. (Master of Laws) Degree in Tax and in Securities & Financial Regulation from Georgetown Law School where he also earned a Certificate in Pensions & Benefits (part of Tax LL.M.) and was an Olin Scholar in Law & Economics. Since many of his clients are internet entrepreneurs or businesses, he is accomplished in internet law, especially CDA Section 230. Marketing is important on the Internet (and pretty much everywhere else too) that...

Douglas Nelson is a founding partner of Moustakas Nelson, where he counsels startups, entrepreneurs, and established businesses in a variety of transactional business matters, primarily in the technology, internet, manufacturing, and healthcare sectors. Doug also advises investors and emerging companies regarding financing, both bank and privately funded ventures. Doug provides counsel on a wide range of transactional matters including: -- corporate formation and shareholders/operating agreements -- sales, purchases, mergers, and acquisitions -- general and commercial contracts -- venture capital and seed financing -- copyright application, analysis, and protection -- trademark applications and USPTO Office Action responses -- intellectual property licensing -- software and SaaS licensing -- consulting agreements -- data security -- domain...

Zev Rose is the senior shareholder and President of Sherman Silverstein and ex-officio member of the Firm's Management Committee. Mr. Rose is a preeminent attorney, advisor, and community leader. He has practiced real estate law for more than 50 years. He has represented major clients in the acquisition, financing, development, management, and sale of shopping centers, apartment complexes, office buildings, and residential projects throughout the eastern seaboard. Mr. Rose also has consummate expertise in corporate, partnership, business and financing law and transactions.

Before entering private law practice, Mr. Rose was Law Secretary to the Honorable Mitchell H. Cohen, US District Court,...

I bring twenty years of financial experience and fifteen years of criminal law experience to the firm. My financial skills were honed at the Wall Street offices of J.P. Morgan, Chase Manhattan Bank and Kidder Peabody. My criminal law skills were developed as a Public Defender and as the First Assistant Prosecutor in Ocean County.

Ross represents clients in a wide range of complex commercial and consumer disputes, including consumer and insurance fraud, whistleblower actions, healthcare disputes, securities, class actions, and general business litigation. Ross has extensive experience litigating complex matters in federal district and appellate courts across the country and has consistently achieved positive results for his clients. Ross graduated from the George Washington University Law School, with honors, and the Catholic University of America with a B.S. in Business Administration, majoring in Finance. While in law school, Ross worked for the Securities and Exchange Commission’s Office of Chief Counsel for its Division of...

Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.

Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...

My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...

Highly experienced and certified trial attorney with integrity. Knowledgeable in the areas of malpractice and personal injury. Very professional and is a relentless advocate for his clients. Other lawyers trust him with their cases when they need help. Clients and lawyers can feel confident when they have Ray on their side.

Mr. Timoni is an established business lawyer and Certified Public Accountant with more than 35 years’ experience in the health care, real estate and hospitality industries.

His primary focus is the representation of corporations, partnerships, limited liability companies, nonprofit organizations, closely held businesses and entrepreneurs. Mr. Timoni regularly advises clients regarding entity formation and restructuring, financing, technology licensing, franchising, mergers, acquisitions and sales, joint ventures, dissolutions, taxation, valuation, corporate governance and regulatory issues. In the health care field, Mr. Timoni represents health care providers concerning managed care contracting, Medicare and Medicaid reimbursement; privacy, including HIPAA; fraud and abuse; legal and ethical...

Alexander is a litigation generalist with experience prosecuting and defending a wide variety of civil actions in state and federal courts across New York and New Jersey. Born and raised in northern New Jersey, Alexander hails from a family of lawyers and brings the collective wisdom of their past legal practice experience to bear for the benefit of his friends and clients. A graduate of Duke University and Seton Hall Law School, Alexander received his early legal training and experience at a premier regional law firm before spending several years as an associate with one of America’s largest firms. Alexander started...

The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...

Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.

Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.