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  • Securities Law
  • Bar of California, Bar of District of Columbia, Bar of New York, California, District of Columbia, New York
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Practice Area
Securities Law
Additional Practice Areas
  • Investment Management, Hedge Funds and Alternative Investments
  • Securities Enforcement
Jurisdictions Admitted to Practice
Bar of California
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Bar of District of Columbia
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Bar of New York
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California
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District of Columbia
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New York
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Professional Experience
K&L Gates
Current
Education
Yale Law School
LL.B.
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Columbia University
B.A.
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Professional Associations
Current
Activities: William O. Douglas Award of the SEC Alumni Association for contributions to the development of securities law and service to the financial and SEC communities over the years, 2001
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Current
Activities: Chair, Section of Business Law, American Bar Association, 1993-1994
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Current
Activities: Vice-Chair and Editor The Business Lawyer, Section of Business Law, American Bar Association, 1991-1992
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Current
Activities: Chair, Committee on Federal Regulation of Securities, Section of Corporation, Banking and Business Law, American Bar Association, 1983-1986
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Current
Activities: Chair, Executive Council, Federal Bar Association, Securities Law Committee, 1981-1983
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Current
Activities: Member, Legal Advisory Committee of the National Association of Securities Dealers, Inc., 1988-1993
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Current
Activities: Member, Regulatory Affairs Advisory Committee, New York Stock Exchange, 1992-1996
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Current
Activities: Member of Advisory Boards; Bureau of National Affairs, publication entitled Securities Regulation and Law Reports; Standard & Poor's publication entitled Review of Securities Regulation
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Current
Activities: Frequent lecturer at securities law conferences, including conferences sponsored by the American Bar Association, American Law Institute, Bureau of National Affairs, Federal Bar Association, Institutional Investor Magazine and Practicing Law Institute
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Current
Activities: Leader of Delegations of Corporate and Securities Lawyers to China, Eastern Europe and Russia, November, 1985 to August, 1992
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Current
Activities: Consultant to Minister of Finance on Korean Securities Markets, 1975
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Current
Activities: Consultant to AID on Brazilian Securities Markets, 1970-1972
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Websites & Blogs
Website
Website
Contact & Map
KPMG Building
55 2nd Street
#1700
San Francisco, CA 94105
Telephone: (415) 249-1010
Fax: (415) 882-8220
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