Richard Phillips

• Investment Management, Hedge Funds and Alternative Investments
• Securities Enforcement

Bar of California

Bar of District of Columbia

Bar of New York

California

District of Columbia

New York

K&L Gates

Current

Yale Law School

LL.B.

1956

Columbia University

B.A.

1953

Current

Activities: William O. Douglas Award of the SEC Alumni Association for contributions to the development of securities law and service to the financial and SEC communities over the years, 2001

Current

Activities: Chair, Section of Business Law, American Bar Association, 1993-1994

Current

Activities: Vice-Chair and Editor The Business Lawyer, Section of Business Law, American Bar Association, 1991-1992

Current

Activities: Chair, Committee on Federal Regulation of Securities, Section of Corporation, Banking and Business Law, American Bar Association, 1983-1986

Current

Activities: Chair, Executive Council, Federal Bar Association, Securities Law Committee, 1981-1983

Current

Activities: Member, Legal Advisory Committee of the National Association of Securities Dealers, Inc., 1988-1993

Current

Activities: Member, Regulatory Affairs Advisory Committee, New York Stock Exchange, 1992-1996

Current

Activities: Member of Advisory Boards; Bureau of National Affairs, publication entitled Securities Regulation and Law Reports; Standard & Poor's publication entitled Review of Securities Regulation

Current

Activities: Frequent lecturer at securities law conferences, including conferences sponsored by the American Bar Association, American Law Institute, Bureau of National Affairs, Federal Bar Association, Institutional Investor Magazine and Practicing Law Institute

Current

Activities: Leader of Delegations of Corporate and Securities Lawyers to China, Eastern Europe and Russia, November, 1985 to August, 1992

Current

Activities: Consultant to Minister of Finance on Korean Securities Markets, 1975

Current

Activities: Consultant to AID on Brazilian Securities Markets, 1970-1972