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Practice Area
- Business Law
Additional Practice Area
- Business Transactions
Jurisdictions Admitted to Practice
- Connecticut
- New York
Professional Experience
- Partner
- Schulte Roth & Zabel LLP
- Current
- Current
- Associate, Davis Polk Wardwell, New York, N.Y.
Education
- Yale Law School
- J.D.
- Brooklyn College
- B.S.
- CUNY, summa cum laude
Speaking Engagements
- “Alternative Financing: Using Private Investments in Public Equity (PIPEs),” SRZ Think Big! Small- and Mid-Cap Public Company Forum, New York, July 9, 2008
- “Understanding PIPE Valuations,” FRA Valuation of Hard to Value Securities Portfolios Conference, The Harmonie Club, New York, June 23–24, 2008 “The Proxy Process The Special Meeting Under Pressure,” DealFlow Media SPACs Conference, New York Hilton, New York, June 4–5, 2008“Financing Alternatives: PIPEs” at The 10th China Venture Capital and Private Equity Forum, Shenzhen Wuhzou National Guest House, Shenzhen, China, April 10–12, 2008“Update on the PIPE Market: New Rules Recent Pricing Trends,” DealFlow Media International PIPEs Conference, Grand Hyatt, Hong Kong, April 8–10, 2008“Current Issues in Private Placements and Hedge Fund Investing: A Case Study,” Yale University, New Haven, Conn., March 3, 2008Chair, “7th Annual Industry Summiton PIPEs,” Affinia Hotel, New York, Jan. 29–30, 2008“Addressing Conflicts of Interest,” Schulte Roth Zabel 17th Annual Private Investment Funds Seminar, New York Marriott Marquis, New York, Jan. 15, 2008“Will the SEC’s New Rules Ease Investment in Public Companies?,” DealFlow Media PIPEs Legal Update Webinar, Dec. 12, 2007“Valuation of Hard-to-Value Securities and Portfolios,” Financial Research Associates, Flatotel, New York, Nov. 16, 2007“Capital Access Forum (PIPEs),” Belmont Partners, Four Seasons Hotel, Washington, D.C., Nov. 9, 2007“5th Annual PIPEs Conference,” DealFlow Media, New York, Oct. 18–19, 2007Chair, “3rd PIPEs Summit,” International Quality Productivity Center, The Princeton Club, New York, July 17–19, 2007“Hedge Fund Trading Forum,” Financial Research Associates, The Helmsley Hotel, New York, July 17, 2007“The 6th Annual Valuation of Hard-to-Value Securities and Portfolios,” Financial Research Associates, Flatotel, New York, June 11–12, 2007Chair, “Navigating PIPEs, Laws and Regulations,” Financial Research Associates, The Harvard Club, New York, May 30, 2007“The PIPEs Conference Europe, 2007,” DealFlow Media, London, May 18, 2007“Private Investment in Public Equity (PIPEs),” Strategic Research Institute, Atlanta, Ga., March 13–14, 2007Chair, “The 6th Annual Industry Summit on PIPEs,” Financial Research Associates, The Princeton Club, New York, Jan. 25–26, 2007Chair, “Second PIPEs Summit,” International Quality Productivity Center, Coconut Grove, Fla., Jan. 9–11, 2007“The PIPEs Conference 2006,” DealFlow Media, New York, Nov. 7, 2006“Fifth Annual Valuation of Hard-to-Value Securities and Portfolios,” Financial Research Associates, The Princeton Club, New York, Nov. 30, 2006“5th Annual Hedge Fund Seminar,” The Café Royal, London, Oct. 5, 2006“PIPEs Summit 2006,” International Quality Productivity Center, The Princeton Club, New York, July 19–20, 2006“The PIPEs Conference Europe 2006,” London, June 9, 2006Chair, “The 5th Annual Industry Summit on PIPEs,” The Harvard Club, New York, Financial Research Associates, Jan. 25, 2006“Regulatory and Investment Issues in PIPEs Transactions,” 15th Annual Private Investment Funds Seminar, New York, Jan. 19, 2006Wall Street Reporter Webinar on PIPEs, Feb. 2, 2006“The PIPEs Conference 2005,” A Forum for Private Investments in Public Equity, DealFlow Media, New York, Oct. 26–27, 2005Chair, “The 4th Annual Industry Summit on PIPEs,” The Princeton Club, New York, Financial Research Associates, Feb. 28, 2005Television Appearance, CNBC-Street Signs With Ron Insana, Jan. 11, 2005, Regulation SHO“Small Micro Cap Public Company Symposium,” Strategic Research Institute, Fairmount Southampton, Bermuda, Oct. 24–28, 2004 “The PIPEs Conference 2004,” A Forum for Direct Investments in Public Companies, DealFlow Media, New York, Oct. 13–14, 2004“The 3rd Industry Forum on PIPEs,” Financial Research Associates, New York, Sept. 13, 2004 “The PIPEs Conference,” A Forum for Direct Investments in Public Companies, New York, Oct. 14, 2003 “PIPEs Roundtable,” Wall Street Reporter, New York, June 25, 2003“Overview of Restructurings,” New York City Bar Association, New York, June 19, 2003“Insider Trading Pitfalls,” New York, Feb. 5, 2003“Legal Regulatory and SEC Guidelines in Structuring PIPEs,” Financial Research Associates, New York, Nov. 7, 2002 “The Issuers’ and Investors’ Forum on PIPEs,” Financial Research Associates,The City Athletic Club, New York, Nov. 6, 2002 “Chinese Walls and Related Strategies,” New York, Oct. 28, 2002“Issues in Corporate Resolutions,” New York, Sept. 17, 2002“Registered Direct Offerings,” Minneapolis, Aug. 12, 2002“PIPEs and Alternate Equity Strategies Seminar,” The Institute for International Research, The Helmsley Hotel, New York, July 16, 2002 “Drafting Warrants,” New York, June 2002“PIPEs and Alternative Equity Financing Structures Forum,” Financial Research Associates, The Princeton Club, New York, March 25, 2002“From PIPEs To Equity Lines, Conference on The Private Equity Market For Public Companies,” New York, Oct. 24, 2001“Insider Trading Concerns,” Conference on Securities Issues, New Jersey, Fall 2000“Issues in Shareholders Agreements and Registration Rights Agreements,” New York, March 13, 2000
Websites & Blogs
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