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  • Business Law, Securities Law
  • Bar of California, California, California
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Practice Areas
Business Law
Securities Law
Additional Practice Areas
  • Broker-Dealer
  • Depository Institutions
  • Investment Management, Hedge Funds and Alternative Investments
Jurisdictions Admitted to Practice
Bar of California
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California
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California
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Professional Experience
K&L Gates
Current
Education
Golden Gate University School of Law
J.D.
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Michigan State University
B.A.
with honors
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Professional Associations
Current
Activities: State Bar of California Business Law Section Financial Institutions Committee
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Current
Activities: Securities Industry Financial Markets Association Legal and Compliance Division
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Current
Activities: Securities Industry Association  (E-Mail Retention Task Force 2002-2003; Principal draftsperson of proposed revisions to Rules 17a-3 and 17a-4; Investment Adviser Committee 1999-2001)
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Current
Activities: San Francisco Bank Attorneys Association
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Current
Activities: West Coast '40 Acts Group
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Current
Activities: Financial Women's Association
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Current
Activities: Jewish Vocational Service Board of Directors, Vice President
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Current
Activities: Dealer Bank Association / Bank Capital Markets Association Lawyers Committee 1986-1994
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Current
Activities: Series 7 and 24 Securities Licenses (inactive)
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Current
Activities: California Bankers Association 1979-1987 (Regulatory Compliance Committee 1982-1987; Operations Committee 1979-1981; Co-Chair CBA Operations Conference 1980
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Websites & Blogs
Website
Website
Contact & Map
KPMG Building
55 2nd Street
#1700
San Francisco, CA 94105
US
Telephone: (415) 249-1042
Fax: (415) 882-8220