Betty Jane Santangelo

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Practice Areas

Additional Practice Areas

Jurisdictions Admitted to Practice

Professional Experience

: Current; First Vice President and Assistant General Counsel, Merrill Lynch, Pierce Fenner and Smith Inc., 1983–97Assistant U.S. Attorney, U.S. Attorney’s Office, Southern District of New York, 1977–83 Adjunct Professor of Law, Fordham University School of Law, 1982–84; 2003 Law Clerk to Honorable Vincent L. Broderick, (U.S.D.C., S.D.N.Y.) 1976–77 Associate, Martin, Obermaier Morvillo, 1974–76

Education

Professional Associations

Speaking Engagements

: “Best Practices in KYC/CIP for Capital Markets," Daylight Forensic Advisory Conference, May 2008 SIFMA Annual Anti-Money Laundering Conference, 2001–08SIFMA Law Compliance Division Annual Seminar, 1987–07SIFMA Compliance Legal Division Mid-Year Compliance Conference, 2004–06Co-chair, Institutional Investor’s Anti-Money Laundering and Counter-Terrorist Financing Forum, November 2006“Know Your Clients: Practical AML/KYC Topics Facing Broker-Dealers and Future Commission Merchants,” Futures Industry Association, Law and Compliance Division Luncheon, November 2006“AML Guidance for Investment Advisors,” Investment Management Compliance Summit, September 2006“Recent AML Developments and Enforcement Actions,” 9th Annual Securities Enforcement Seminar, May 2006FIA Law and Compliance Seminar, 2002–06Institute for International Research on Bank Secrecy Act and Anti-Money Laundering, 1996-2005 (Co-chair of program 1999–05)ICM Conference on Money Laundering, 1999–02

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