Herskovits PLLC
Attorneys
Free ConsultationArbitration & Mediation, Employment, Securities and Stockbroker Fraud
Websites & Blogs
- SEC DENIES ODD-BALL WHISTLEBLOWER CLAIM
27 January 2021 - Herskovits PLLC Proves Form U5 Defamation and is Awarded Attorneys’ Fees for Our Client
24 November 2020 - FINRA SEEKS TO LIMIT EXPUNGEMENT REQUESTS WITH PROPOSED RULE
27 September 2020 - FINRA SETTLEMENT CASTS DOUBT ON PROTOCOL FOR BROKER RECRUITING PROTECTIONS
11 September 2020 - FINRA ISSUES REPORT ON ARTIFICIAL INTELLIGENCE IN THE SECURITIES INDUSTRY
21 July 2020 - THE SEC’s WAR ON 12b-1 FEES
9 June 2020 - FINRA CRUSHES AN ANALYST FOR DISCLOSING PROPRIETARY INFORMATION
14 May 2020 - CALIFORNIA ENDS ABSOLUTE IMMUNITY FOR FORM U5 DEFAMATION CLAIMS
2 May 2020 - FINRA REMINDS FAs THAT NO GOOD DEEDS GO UNPUNISHED
27 April 2020
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