Claimed Lawyer Profile
Andrew Cote
Avon, CT Lawyer with 44 years of experience
Free ConsultationArbitration & Mediation, Business, Securities and Stockbroker Fraud
University of Connecticut School of Law
WE REPRESENT CLIENTS IN THE FIELDS OF INVESTMENT FRAUD AND BUSINESS LAW. OVER THE PAST 25 YEARS, WE HAVE RECOVERED MILLIONS OF DOLLARS FOR OUR CLIENTS THROUGHOUT THE NORTHEAST. Andrew C. Cote, LLC is a boutique law firm representing individuals, families, securities professionals and businesses in securities fraud and business law. Andrew Cote's experience may be unique combining eighteen years as a securities, corporate and business attorney with a further nine years as a Registered Investment Adviser and Senior Executive in a brokerage firm. He has an invaluable insider knowledge of the securities industry - experience not offered...
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Ryan Henry Ripp
Portland, OR Attorney with 3 years of experience
Free ConsultationOffers Video ConferencingVideo ConfWillamette University College of Law
Ryan Ripp founded RHR Business Law, LLC for the purpose of making the legal system more accessible to entrepreneurs, small business owners, and investors. He has experience forming entities, providing securities law guidance, and drafting a wide array of business and employment contracts. While in law school, his legal thesis focused on making employee stock option plans and agreements more accessible to the startup community. Licensed to practice in Oregon.
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Stuart M. Dorf
Farmington, MI Lawyer with 22 years of experience
Free ConsultationBusiness and Consumer
Illinois Institute of Technology and Tulane University School of Law
I've focused my career on building successful businesses. Over the past decade I created several nationally recognized organizations in the technology, marketing and real estate industries. By accurately evaluating market opportunities, targeting customer needs, and developing differentiated solutions,
Industry focus includes:
-Law and Accounting Firms
-B2B private corporations
-Information Technology
-Investment Banking, Venture Capital & Private Equity
Selected Highlights:
-Co-founder - Instadium.com
-Co-founder - Website4you.com
-Co-founder - GoWebBaby USA, LLC
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Braden Perry
10.0 (1 Peer Review)
(816) 527-9447
Ext. 8165279447
2000 Shawnee Mission Parkway
Suite 210
Mission Woods, KS 66205
Mission Woods, KS Lawyer with 23 years of experience
Securities and White Collar Crime
University of Kansas School of Law
Braden Perry, is a regulatory and government investigations attorney with Kennyhertz Perry, LLC. Mr. Perry has the unique tripartite experience of a white collar criminal defense and government compliance, investigations, and litigation attorney at a national law firm; a senior enforcement attorney at a federal regulatory agency; and the Chief Compliance Officer/Chief Regulatory Attorney of a global financial institution. Mr. Perry has extensive experience advising clients in CFTC inquiries and investigations, particularly in enforcement matters involving data issues. He couples his technical knowledge and experience defending clients in front of federal agencies with a broad-based understanding of compliance from...
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Alan D. Macpherson
Tacoma, WA Lawyer with 48 years of experience
Business, Estate Planning, Probate and Tax
University of Washington School of Law
Alan Macpherson’s primary area of practice at GTH is estate planning and taxation. He particularly enjoys working on projects that combine financial and tax as well as legal aspects, such as establishing and monitoring investment LLCs and generation-skipping trusts and helping clients build specific themes into their estate plans, like helping with the education of grandchildren.
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Karen P. Wackerman
BRIDGEPORT, CT Attorney with 37 years of experience
(203) 330-2278
850 Main Street
P.O. Box 7006
BRIDGEPORT, CT 06601-7006
Business, Employment, Health Care and Securities
Brooklyn Law School
I work with companies, nonprofits, healthcare entities, and individuals to help them with their business and regulatory needs. I form companies, prepare owner agreements, create form agreements for clients to use in their businesses, draft and review contracts with vendors, employers and customers, and provide general legal counselling. I also provide transactional legal services for commercial loans, mergers and acquisitions, and other transactions. Working with business owners is a real pleasure for me; I enjoy being part of the team that helps these companies succeed. I also help investment advisers with compliance, formation and general business law issues.
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Michael J. Betts
Pittsburgh, PA Lawyer with 43 years of experience
Free ConsultationArbitration & Mediation, Securities and Stockbroker Fraud
University of Pittsburgh School of Law
I am the principal of Michael J. Betts LLC and have over thirty-eight years of experience handling a broad range of civil litigation matters, with an emphasis on commercial litigation and business disputes, securities litigation, FINRA arbitrations and other investment-related claims, trade secret and restrictive covenant litigation and professional negligence claims.
I also serve as an alternative dispute resolution neutral and have been selected by litigants to serve as mediator in numerous cases. I am certified as a mediator by the United States District Court for the Western District of Pennsylvania. I also am on the national arbitrator rosters...
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Bryan M. Etter
10.0 (1 Peer Review)
Free ConsultationOffers Video ConferencingVideo ConfNorth Haven, CT Lawyer with 10 years of experience
Business, Elder, Estate Planning and Probate
Tulane University School of Law
Doctor of Jurisprudence (J.D.), Tulane University Law School, 2012; Bachelor of Science (B.S.), Finance, University of Connecticut, 2009. Admitted to the bar of Connecticut and New York.
Attorney Etter joined forces with what was then known as Wiley Law, LLC in July of 2014. He narrowly tailors his focus to the areas he knows best: Estate, Business, Elder Law and Probate.
He utilizes his experience and personalized care to assist his clients by ensuring that their transactions are completed smoothly...
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Natalie Margaret Wetenhall
Ashland, OR Lawyer with 20 years of experience
Free ConsultationOffers Video ConferencingVideo ConfBusiness, Estate Planning, Real Estate and Trademarks
McGill University Law School
Natalie's practice consists of estate planning, real estate law, drafting and negotiating employment contracts as well as general contract negotiations, dispute resolution, establishing and maintaining corporations, LLCs and other business entities, representing clients in both restructuring and mergers, advising on regulatory compliance for her clients, providing guidance and legal support for her business clients' day-to-day operations, as well as trademark and copyright protection.
Prior to making Oregon her home, Natalie practiced as a business transactional attorney in NYC for a number of years. She worked in the investment banking division of JPMorgan Chase Bank, N.A., and in the legal...
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Chad O. Dorr
Santa Rosa, CA Attorney with 11 years of experience
Business, Estate Planning and Probate
University of California, Berkeley School of Law
Chad practices Business Law and Estate Planning. In his business practice, he represents sole proprietors, partnerships, LLCs and corporations (for-profit and nonprofit) across a broad spectrum of industries. He takes particular pride in assisting families with their estate planning needs to execute their wishes for the next generation.
Prior to joining the Perry, Johnson, anderson, Miller & Moskowitz LLP, Chad was an associate in the Washington, D.C., office of Jones Day, where he was a part of the firm's international trade and national security practice. In that role, he advised U.S. and foreign corporations on a...
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Jeffrey L. Cox
Boca Raton, FL Lawyer with 25 years of experience
Free ConsultationArbitration & Mediation, Business, Securities and Stockbroker Fraud
Shepard Broad Law Center, Nova Southeastern University
Mr. Cox is a Founding Partner at Sallah Astarita Cox LLC. With over 20 years of experience, he provides skilled and knowledgeable counsel to clients with a broad array of legal needs. His practice is concentrated on Arbitration & Mediation, Business Law, Securities Law, Stockbroker & Investment Fraud, and White Collar Crime matters. Mr. Cox is committed to providing outstanding service and aggressive representation for his clients.
In 1995, Mr. Cox received a B.S. in Political Science from Furman University. He earned a J.D. from Nova Southeastern University—Shepard Broad Law Center in 1999. Following law school, Mr. Cox served as...
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Everette Hull
Rockwall , TX Lawyer with 45 years of experience
(972) 467-2728
965 W. Ralph Hall Parkway
Suite 105
Rockwall , TX 75032
Municipal and Securities
University of Tulsa College of Law
Structured Capital LLC (SC LLC) is a private investment banking firm dedicated exclusively to the private placement market. The Company has completed over 450 senior, subordinated and private equity financing, totaling more than $14 billion. SC LLC offers its clients experience, technology, resources and expertise in accessing the private placement capital markets.
SC LLC is a highly experienced independent investment bank, who principal owner and managing director was licensed with the following regulatory agencies for over 30 years:
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Ryan Zenk
Brookfield, WI Attorney with 34 years of experience
(262) 812-6262
125 North Executive Drive
Suite 210
Brookfield, WI 53005
Free ConsultationElder, Estate Planning and Probate
University of Wisconsin - Madison
The ONLY law firm in Wisconsin with an affiliated Geriatric Care Management Firm. I provide families with private care assessments and consultation on care options (facilities, in home care, life care plans) along with educating families with available options on how to pay for care including available county, state, federal, Veteran, and private grants available to help with covering care costs. I also offer Medicaid, Family Care and ISIS application assistance as well as holistic planning from day one through end of life care. W. Ryan Zenk is a practicing Attorney with Elder Law Center of WI, LLC...
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Lisa Jerde Spillman
Cheyenne, WY Attorney with 19 years of experience
Administrative, Appeals, Business and Securities
Chapman University Fowler School of Law
Based out of Wyoming and also licensed in California, I am a Sterlington Law partner focusing on investment management, regulatory matters, business creation and support, and crypto and digital assets. I am also a Board member of a regulated Crypto trading company.
Before joining Sterlington, I served as General Counsel for the State Treasurer's Office of Wyoming which manages over $25 billion in assets. As part of my GC responsibilities, I was responsible for regulatory oversight of investment matters and oversaw the legal side of the State's investments. I also served as Senior Assistant Attorney General in Wyoming and practiced...
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David S. Rich
New York, NY Lawyer with 29 years of experience
Appeals, Business, Employment and Securities
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals.
Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
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Mark Anthony Rafidi
Canfield, OH Attorney
Business, Medical Malpractice and Personal Injury
Attorney Mark Rafidi is the founding partner of Rafidi, Pallante & Melewski, LLC, formerly known as Amendolara & Rafidi, LLC. This Ohio-based law firm has multiple office locations that allow them to take on injury clients from Columbus, Canfield, and the entire state of Ohio. Although personal injury cases are their focus, they also concentrate on other areas of law including business counseling and corporate law.
Throughout his career, Mr. Rafidi has negotiated many multi-million dollar contracts, and won multi-million dollar settlements and awards for his injury clients. He doesn’t just take on any case that comes his way. Attorney...
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Elizabeth Nicole Kozycki
Tucker, GA Lawyer with 9 years of experience
Free ConsultationImmigration
San Joaquine College of Law
E. Nicole Kozycki, Esq. was admitted to the State Bar of California in 2014 and is a founding partner of Kozycki Law, LLC. E. Nicole Kozycki, has 10 years of legal experience in both private practice and for the U.S. Department of Justice. Nicole practices primarily immigration law with ancillary representation in entertainment, contract, and corporate law matters as they relate to immigration issues. She focuses on employment-based immigration in the highly-skilled worker categories as well as investment-based corporate immigration paths. She has a background in the studies of international conflict and human rights, and channels this experience into representation...
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Matthew A. Wiley
10.0 (3 Peer Reviews)
Free ConsultationOffers Video ConferencingVideo ConfShelton, CT Lawyer with 14 years of experience
Business, Elder, Estate Planning and Probate
Quinnipiac University School of Law
Attorney Wiley worked extensively throughout his undergraduate and law school years in the financial services industry. During the course of this period he spent several years working with Northwestern Mutual in Philadelphia, PA and Hamden, CT. Ultimately he served as investment coordinator for a top ranked Certified Financial Planner, before transitioning his planning experience into the legal arena.
Accepting an opportunity with Withers Bergman LLP, Attorney Wiley cultivated his now thriving passion for creating expertly crafted custom estate planning documents. After passing the bar in 2009, Attorney Wiley practiced under the tutelage of Attorney Suzann Beckett at the Estate Planning Law...
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Marnie Cherie Lambert
Columbus, OH Lawyer with 30 years of experience
Free ConsultationArbitration & Mediation, Business, Securities and Stockbroker Fraud
Pepperdine University
Marnie C. Lambert, the founding member of Lambert Law Firm, LLC, is licensed to practice law in all state courts and federal district courts in Ohio and California. She has spent most of her legal career representing consumers in complex civil litigation, commercial litigation, securities litigation and class actions. She has also represented clients seeking recovery for personal injuries, wrongful death and various business torts. Ms. Lambert received her juris doctorate from Pepperdine University School of Law in 1992. She spent the first five years after law school working in Los Angeles, California for a large international law firm....
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Thomas Utzinger
Bedminster, NJ Lawyer
Environmental and Securities
The George Washington University Law School and Boston University School of Law
Thomas A. Utzinger is a lawyer and consultant in New Jersey. He is the Managing Member of GlacierAdvisory LLC, a boutique business advisory firm focused on environmental, social, and governance (ESG)-based strategies. Thomas has worked in government, law firm, and corporate positions and is experienced in environmental regulation, corporate governance, and securities law. He holds an LL.M. in Environmental Law from The George Washington University Law School, a J.D. from Boston University School of Law, and a B.A. in History from Cornell University.
In addition to being an attorney and business advisor, Thomas is a writer on topics including environmental...
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Laura Anthony
West Palm Beach, FL Lawyer with 31 years of experience
Securities
Florida State University College of Law
Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.
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Debra Rosenthal Shpigler
Woodstock, GA Lawyer with 38 years of experience
Immigration
University of Pennsylvania
The Shpigler Law Firm LLC assists individuals, companies, and non-profit organizations with a wide variety of immigration law matters. Our clients include organizations that wish to hire or transfer foreign workers on a temporary or permanent basis, foreign individuals who would like to live or work in the United States, and foreign entrepreneurs who would like to invest in the United States. We work with CEOs, department heads, human resource directors of international and domestic corporations, healthcare and scientific organizations, academic and financial institutions, and everyday individuals. We work hard to help our clients obtain immigrant visas ("green cards"), nonimmigrant...
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Daniel Gottfried
Hartford, CT Attorney
Business, Securities and Tax
University of Connecticut School of Law
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Paul Cuccurullo
New York, New York Lawyer
Securities
Brooklyn Law School
Claimed Lawyer ProfileQ&ASocial MediaResponsive Law
Adam Savett
Allentown, PA Lawyer with 23 years of experience
Free ConsultationAntitrust, Business, Consumer and Securities
Villanova University School of Law
Adam Savett is a complex litigator who represents small businesses, institutional investors, and government entities, in securities, antitrust, consumer protection, and other complex litigation. Recently, Adam was named one of the 100 Lawyers You Need to Know in Securities Litigation by Lawdragon Magazine. He has published a number of articles and original research pieces on class action and securities litigation topics and is also a member of the National Association of Public Pension Attorneys (NAPPA), the Professional Liability Underwriting Society (PLUS), SIFMA's Corporate Actions Division, the American Bar Association (ABA), and the Hedge Fund Business Operations Association (HFBOA). ...
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Fernando O. Zambrana Aviles
San Juan, PR Attorney with 16 years of experience
Civil Rights, Collections, Criminal and Immigration
University of Puerto Rico - Río Piedras
Mr. Zambrana-Aviles completed his undergraduate studies in Science, History and Policy, and International Relations in Carnegie Mellon University, in the City of Pittsburgh, Pennsylvania. During his years as an undergraduate student, he participated in a language exchange program in the Nevsky Institute of Language and Culture, in the City of St. Petersburg, Russian Federation, where he obtained a certificate of proficiency in the Russian language. He also performed research on the reforms of the post-Soviet Russian Armed Forces with the assistance of Russian military scholars in Pittsburgh and Moscow. Afterwards, he completed his Juris Doctor at the University...
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Joel Geelan
Bend, OR Lawyer
Divorce, Estate Planning and Family
Willamette University
Joel Geelan has extensive experience representing clients in areas of estate planning, including wills, trusts, power of attorney, and advanced healthcare directives.
In his work with family law clients, Joel handles divorce, custody, parenting time, child and spousal support, high asset division, move-away cases, grandparent and co-parent third party rights, and DHS-involved cases. He has litigated and settled numerous matters in each area. He specializes in resolving cases involving children and complex financial issues, such as valuing and dividing businesses, real estate, investments, and retirement accounts.
Joel understands the complexities of family relationships. He endeavors to be an educator for...
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Michael J. Giarrusso
Jersey City, NJ Attorney
Appeals, Arbitration & Mediation, Securities and Stockbroker Fraud
Syracuse University College of Law
Financial services attorney primarily focused on resolving disputes through securities arbitration before the Financial Industry Regulatory Authority (FINRA), in addition to state and federal court litigation on select securities and consumer matters. On behalf of aggrieved investors, seek recovery of investment losses due to defective financial products or the wrongdoing of a broker or wealth manager. On behalf of securities industry professionals, offer representation on a broad range of matters including broker transitions, compensation-related disputes and employment matters including U5 expungement.
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Denise Hammond
Olathe, KS Lawyer
Business, Insurance Claims, Insurance Defense and International
Fudan University, Shanghai, China, China University of Political Science and Law, Beijing, China, International Criminal Justice, The Hague, Netherlands, Public International Law, Geneva, Switzerland and Barry University Dwayne O. Andreas School of Law
Denise a native of Kansas, earned her bachelor’s degree from Pittsburg State University in Pittsburg, Kansas and her Juris Doctorate from Barry University in Orlando, Florida.
Denise practices in the areas of Civil Litigation in Kansas, and Small Business Law, International Arbitration & Mediation globally.
Denise has an extensive background in international law having studied:
International Criminal Law and International Criminal Justice at The Hague, Netherlands;
Public International Law and International Intellectual Property Law in Geneva, Switzerland;
Civil Law of the People’s Republic of China, Chinese Corporate Law, Chinese Foreign Investment and Banking Law, and Commercial Arbitration at the Fudan University in Shanghai, China;...
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Maria Keller
Alpharetta, GA Lawyer
Estate Planning and Real Estate
We empower people to live a life and leave a legacy of joy, love and abundance through connecting them to their highest potential through thorough estate planning and real estate investment.
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Eleni Tzioni
7 Dositheou Street
PARA BUILDING, BLOCK A
Nicosia, 1071
Business, Civil Rights, Consumer and Employment
Eleni being the founding partner of the firm, possesses strong experience in a wide spectrum of the legal practice. After many years of pursuing her practice in some of the largest law firms in the island, Eleni has a strong legal knowledge in corporate law which is matched with her compelling commercial awareness enabling her to offer a unique spherical insight. Her legal expertise includes M&A transactions, banking and finance transactions and extends to all areas of the corporate and commercial aspect of legal practice.
Eleni further has an immense experience on Cyprus alternative investment funds and licensing and compliance matters.
Apart...
Richard Fijolek
Dallas, TX Lawyer
Business, International, Securities and Tax
Columbia University
Dee Anne Sjogren
St. Louis, MO Lawyer with 30 years of experience
Business
Tulane Law School
Vicki Martin-Odette
Dallas, TX Attorney
Business, International, Securities and Tax
New York University School of Law, Georgetown University Law Center and Southern Methodist University Dedman School of Law
Amy Lewis
Business, Securities and Tax
University of Illinois College of Law
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Michael K Hepworth
10.0 (1 Peer Review)
Offers Video ConferencingVideo ConfBountiful, UT Attorney
Criminal, DUI & DWI, Personal Injury and Real Estate
University of Denver
Michael is a 4th generation entrepreneur and attorney. His great grandfather, Henry W. Stahle, Esq., founded a real estate development, management, and investment firm that he and his family still operate to this day. Michael earned a Bachelor’s Degree in Political Science (Magna Cum Laude) from Weber State University, and a J.D. from the University of Denver Sturm College of Law.
Michael is the Managing Attorney of Hepworth & Associates, LLC. He is also the Principal Broker and President of Security Real Estate, LLC located in Bountiful, Utah, and Vice President of Hepworth Investment Group, LLC, which is a...
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Kamal Jafarnia
Houston, TX Lawyer with 31 years of experience
Business, Real Estate and Securities
Georgetown University Law Center and Temple University Beasley School of Law
Until Spring 2021 Kamal Jafarnia currently served as General Counsel and Chief Compliance Officer at Artivest Holdings, Inc., which position he has held since October 2018, and as Chief Compliance Officer to its Investment Management business at the Altegris Advisers. Prior to Artivest, Mr. Jafarnia served as Managing Director for Legal and Business Development at Provasi Capital Partners LP. Prior to that, from October 2014 to December 2017, he served as Senior Vice President of W.P. Carey Inc. (NYSE: WPC), as well as Senior Vice President and Chief Compliance Officer of Carey Credit Advisors, Inc. and as Chief Compliance...
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Christopher L. Lufrano
Oak Park, IL Lawyer with 12 years of experience
Free ConsultationEstate Planning, Real Estate, Securities and Stockbroker Fraud
Elisabeth Haub School of Law - Pace University
Christopher L. Lufrano is the managing attorney and principal of Lufrano Law, LLC and has extensive experience in matters involving securities investment disputes, regulatory defense, real estate law and business services. Mr. Lufrano is licensed to practice law in Illinois and New York, and often travels throughout the country to represent aggrieved investors in FINRA securities arbitrations where permitted under state law. Mr. Lufrano is a graduate of Boston University, where he majored in Business Management. Following college, Mr. Lufrano was employed by Morgan Stanley where he worked as...
Louis Tuchman
Business, International, Real Estate and Securities
Yale Law School