Search for "Anna M Mallon"

Education
Georgetown University BSBA Int Business and Economics 1967 Cum Laude Distinction
Emory University JD Taxation and Estate Planning 1974 Magna Cum Laude
University of Miami LLM Maritime and International Law 1974 SJD Thesis Two Hundred Mile Exclusive Economic Zone under UNCLOS III 1974 Summa CumLaude

Employment
US Navy Viet Nam veteran 1967-78 LCDR USNR TS SCI Clearance
Maritime and International Counsel US House of Representatives 1977-87
Maritime and International Attorney Adviser California State Senate 1987-98
Lawrence G Mallon & Associates 1987-Present

Admitted to Practice
Georgia 1973
District of Columbia 1978
New York 1987
California 1987
US Supreme Court 1978
Maritime Law Association Proctor in Admiralty 1978

Kevin is a Principal in the firm and considers himself as a true business attorney. From start-up through transition, Kevin serves as outside counsel for a myriad of local businesses of varying size and industry. He is a member of the firm’s Corporate, Nonprofits, Science & Technology, and Real Estate practice groups, and regularly provides counsel in each of these areas, including general operation and governance of for-profit and nonprofit entities, business dispute resolutions, IP and technology licensing and transactions, private placements, the negotiation of employment relationships and separations, executive compensation, structuring and implementing corporate mergers and acquisitions, the negotiation...

I am a Securities Regulation attorney, having worked at the SEC for nearly ten years. My practice is focused on investment adviser and broker-dealer compliance. To that end my practice involves counseling clients on securities -related issues, conducting mock SEC audits, training registered personnel on various issues involving SEC law, responding to SEC and FINRA deficiency letters, investigations and legal actions and handling state securities law matters.