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  • Securities Law
  • New York, Ohio, Ohio (inactive)
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Practice Area
Securities Law
Additional Practice Area
  • Investment Management
Jurisdictions Admitted to Practice
New York
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Ohio
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Ohio (inactive)
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Professional Experience
Partner
Schulte Roth & Zabel LLP
Current
Education
Columbia Law School
J.D.
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Harvard University
B.A.
cum laude
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Speaking Engagements
"Debt Oriented Funds," 9th Annual Private Equity Forum, PLI, July 14-15, 2008 “New Issues in Regulation and Valuation of Alternative Investments,” IBA 19th Annual Conference on the Globalisation of Investment Funds, June 4, 2008
“Investment Opportunities in Distressed Credit Markets,” SRZ Investment Management Hot Topics Seminar, April 16, 2008
“Issues in Structuring Ownership and Compensation,”
“Managing Conflicts – Hedge Fund Issues and Disclosure Issues for Investment Banks,” SIFMA Compliance Legal Division’s 40th Annual Seminar, March 30– April 2, 2008
“Strategic Investment in Fund Managers,” SRZ 17th Annual Private Investment Funds Seminar, Jan. 15, 2008
“Tax Regulatory Considerations,” Practising Law Institute/Capital Roundtable Eighth Annual Private Equity Forum, July 16–17, 2007
“Permanent Capital for Hedge Funds and Convergence of Fund Strategies,” Practising Law Institute Hedge Funds 2007 Conference, June 6, 2007
“Hedge Funds Formation, Operation and Compliance,” New York City Bar Association Conference, May 7, 2007
“Managing Conflicts,” SIFMA Compliance Legal Division’s Annual Seminar, March 25–28, 2007
“Fund Formation Issues for Activist Funds," Citigroup, Dec. 7, 2006
“New Hybrid Hedge Fund/Private Equity Firms – Recent Regulatory Issues and Due Diligence," Harvard Club, Dec. 5, 2006
“Convergence of Hedge Fund and Private Equity Strategies,” Practicing Law Institute’s Hedge Funds 2006: The Changing Regulatory Landscape, Sept. 27, 2006
“Fundamentals of Hedge Funds: Structure and Investment Programs, Fee Arrangements and Tax Issues, Derivative Transactions with Hedge Funds, and Conflicts and Ethical Issues,” Citigroup, Sept. 6, 2006
“Off-Shore Hedge Funds,” Securities and Exchange Commission, Compliance Division, Aug. 21, 2006
“Recent Trends in Private Equity Funds,” Practising Law Institute Seventh Annual Private Equity Forum, July 10, 2006
“Platform Development and Distribution,” Security Industry Association Hedge Funds Alternative Investments seminar, June 14, 2006
“Structuring 202: Side Pocketing of Illiquid Securities,” Financial Research Associates Offshore Funds – Structure, Compliance Operations Summit, May 11, 2006
“Issues in Structuring Ownership and Compensation Arrangements for Key Personnel of Private Investment Funds,” New York City Bar Association Conference, May 5, 2006
“Regulatory Sweeps: Past, Present Future,” SRZ Hedge Fund Compliance Investment Management Hot Topics Seminar Series, March 15, 2006
“Private Equity Funds: Structures, Terms Conditions,” New York City Bar Association, Feb. 16, 2006
“Conflicts and Information Barriers,” SRZ 15th Annual Private Investment Funds Seminar, Jan. 19, 2006
“Regulation and Registration: The Impact of Proposed Changes on Risk and Returns,” Morgan Stanley Alternative Investment Partners, May 4, 2004
“Issues Facing Private Equity Firms in Structuring Carried Interest Programmes,” International Bar Association, March 1, 2004
“The New Legal and Regulatory Landscape for Hedge Funds,” Blackstone Investor Conference, Dec. 2, 2003
Websites & Blogs
Website
Website
Contact & Map
919 Third Avenue
Manhattan
New York, NY 10022
Telephone: (212) 756-2542
Fax: (212) 593-5955