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Samuel T. Brannan
The Doss Firm, LLC- Arbitration & Mediation, Broker Fraud, Business Law...
- Georgia
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Practice Areas
- Arbitration & Mediation
- Broker Fraud
- Business Law
- Employment Law
- Securities Law
Additional Practice Area
- Insurance Bad Faith
Fees
- Free Consultation
Jurisdictions Admitted to Practice
- Georgia
- 11th Circuit
- Georgia Court of Appeals
- Georgia Supreme Court
- U.S. District Court for the Northern District of Georgia
Languages
- English: Spoken, Written
Professional Experience
- The Doss Firm, LLC
- Current
Education
- Georgia State University College of Law
- J.D.
Professional Associations
- Atlanta Bar Association
- Member
- Current
- Public Investors Arbitration Bar Association (“PIABA”)
- Member
- Current
- Georgia State Bar
- Member
- - Current
Publications
Articles & Publications
- Arguments and Authorities Supporting the Viability of Holder Claims
- PIABA Bar Journal
- Trends in Elder Abuse Law
- PIABA Bar Journal
Websites & Blogs
- Website
- Samuel Brannan's Website Profile
- Website
- The Doss Firm, LLC Website
- Blog
- RIA Compliance Blog
- SEC Continues Increased Focus on RIA Performance Advertising
19 September 2016 - Court Affirms SEC’s Sanction of Investment Adviser Over Fraudulent Performance Advertising
7 September 2016 - FINRA Proposes Changes to Gifts and Gratuities Rule
25 August 2016 - Performance-Based Fee Threshold Will Change Effective August 15, 2016
2 August 2016 - Private Equity Fund Adviser Sanctioned for Acting as Unregistered Broker-Dealer
28 July 2016 - SEC Fines Broker-Dealer for Failing to Protect Confidential Client Information
19 July 2016 - SEC Proposes Business Continuity and Transition Plan Rule for RIAs
15 July 2016 - SEC Charges Private Fund Administrator with Failure to Satisfy Gatekeeper Responsibilities
28 June 2016 - Massachusetts Issues Policy Statement Questioning Robo-Advisers
27 June 2016
Social Media
Contact & Map