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Practice Areas
- Arbitration & Mediation
- Business Law
- Employment Law
- Securities Law
- Stockbroker & Investment Fraud
Additional Practice Area
- Insurance Bad Faith
Fees
- Free Consultation
Jurisdictions Admitted to Practice
- Georgia
- 11th Circuit
- Georgia Court of Appeals
- Georgia Supreme Court
- U.S. District Court for the Northern District of Georgia
Languages
- English: Spoken, Written
Professional Experience
- The Doss Firm, LLC
- Current
Education
- Georgia State University College of Law
- J.D.
Professional Associations
- Atlanta Bar Association
- Member
- Current
- Public Investors Arbitration Bar Association (“PIABA”)
- Member
- Current
- Georgia State Bar
- Member
- - Current
Publications
Articles & Publications
- Arguments and Authorities Supporting the Viability of Holder Claims
- PIABA Bar Journal
- Trends in Elder Abuse Law
- PIABA Bar Journal
Websites & Blogs
- Website
- Samuel Brannan's Website Profile
- Website
- The Doss Firm, LLC Website
- Blog
- RIA Compliance Blog
- SEC Settles Charges with Former Nomura Managing Director For Securities Fraud
9 October 2018 - Investment Adviser Agrees to Pay $1.9 Million Penalty for Misleading Statements in Advertising
13 September 2018 - Oregon Implements Temporary Rules Regarding Proof of E&O Insurance for Advisers
17 August 2018 - FINRA Pay-to-Play Rule Applies to Capital Acquisition Brokers
15 August 2018 - SEC Publishes Risk Alert Detailing the Most Common Advisory Fee and Expense Compliance Deficiencies
9 August 2018 - SEC Settles Charges with Three Investment Advisers Over Violations of Pay-to-Play Rule
7 August 2018 - SEC Settles Charges with Investment Advisers and Representatives Over Use of Testimonials in Social Media
31 July 2018 - Wells Fargo Settles Charges with SEC For Misconduct in Sale of Market-Linked Investments
19 July 2018 - SEC Settles Charges with Investment Adviser for Failing to Disclose Conflicts of Interest
3 July 2018
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