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Samuel T. Brannan
The Doss Firm, LLCBadges
Claimed Lawyer ProfileBlawgsearch
Practice Areas
- Arbitration & Mediation
- Business Law
- Employment Law
- Securities Law
- Stockbroker & Investment Fraud
Additional Practice Area
- Insurance Bad Faith
Fees
- Free Consultation
Jurisdictions Admitted to Practice
- Georgia
- 11th Circuit
- Georgia Court of Appeals
- Georgia Supreme Court
- U.S. District Court for the Northern District of Georgia
Languages
- English: Spoken, Written
Professional Experience
- The Doss Firm, LLC
- Current
Education
- Georgia State University College of Law
- J.D.
Professional Associations
- Atlanta Bar Association
- Member
- Current
- Public Investors Arbitration Bar Association (“PIABA”)
- Member
- Current
- Georgia State Bar
- Member
- - Current
Publications
Articles & Publications
- Arguments and Authorities Supporting the Viability of Holder Claims
- PIABA Bar Journal
- Trends in Elder Abuse Law
- PIABA Bar Journal
Websites & Blogs
- Website
- Samuel Brannan's Website Profile
- Website
- The Doss Firm, LLC Website
- Blog
- RIA Compliance Blog
- SEC Charges Adviser and its COO with Fraud for Orchestrating Sham Cross Trade between Clients
22 April 2019 - Parker MacIntyre Co-Sponsors Financial Education and Empowerment Workshop for Women
17 April 2019 - Firm’s Failure to Act on Numerous Compliance “Red Flags” Results in $250,000 Penalty and Censure by SEC
4 April 2019 - SEC Solicits “Dialogue” with Public on Custody Rule Implications Raised by Crypto-Assets
28 March 2019 - SEC Case Against Wells Fargo Adviser Highlights Need for Supervision of Account Statements Sent to Clients
18 March 2019 - Advisers Encouraged to Assess Use of New Electronic Messaging Technologies as part of Annual Compliance Review Process
13 March 2019 - Georgia Commissioner of Securities Proposes Amendments to Broker-Dealer and Investment Adviser Examination Requirements to Incorporate FINRA SIE Exam
1 March 2019 - FINRA Issues Warning of Phishing Scheme Targeting Compliance Personnel
26 February 2019 - FINRA Invites Member Firms to Self-Report Potential Share Class Selection Violations
15 February 2019
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