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  • Business Law
  • District of Columbia, New York, Washington, Washington, D.C.
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Practice Area
  • Business Law
Additional Practice Area
  • Corporate
Jurisdictions Admitted to Practice
District of Columbia
District of Columbia Bar
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New York
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Washington
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Washington, D.C.
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Professional Experience
Partner
Current
Current
Before joining Ropes Gray, Rick had been Senior Associate Regional Administrator in the New York office of the Securities and Exchange Commission. In that position, he supervised a staff of seventy that conducted inspections of investment companies and advisers in the New York region and oversaw enforcement matters related to those entities. Rick has also been a branch chief in the Division of Enforcement of the Securities and Exchange Commission in Washington, D.C.
Education
The University of Chicago Law School
J.D.
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University of Toronto
M.A.
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Yale University
B.A.
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Professional Associations
District of Columbia Bar
Member
- Current
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Websites & Blogs
Website
Website
Contact & Map
1211 Avenue of the Americas
Manhattan
New York, NY 10036
USA
Telephone: (212) 596-9006
Fax: (646) 728-1770