Paul Roth

• Business Transactions
• Investment Management

New York

Partner

Schulte Roth & Zabel LLP

Current

Fulbright Fellowship for Study of Law in The Netherlands

1964

Harvard Law School

J.D.

1964

cum laude

Harvard College

A.B.

1961

magna cum laude

“Regulation of Funds,” Brooklyn Law School’s Cennis J. Block Center for the Study of International Business Law’s Future of Financial Regulation Seminar, May 2008 “Hedge Funds Speak Up – Challenges from the Hedge Fund Perspective,” SIFMA Compliance Legal Division’s 40th Annual Seminar, March 2008 “State of the Industry – A Legal and Regulatory Update,” Managed Fund Association’s Network 2008 conference, February 2008 Co-chair, “Hedge Funds at the Crossroads: Activism and New Opportunities in Today’s Capital Markets,” West LegalWorks’ conference, December 2007 Moderator, “Public and Private Sales of Ownership in Hedge Fund Managers” panel, SRZ Cutting Edge Alternative Asset Management Deals seminar, July 2007 “Hedge Funds: The Last Unregulated Frontier - But For How Long?,” Milken Institute Global Conference, April 2007 “The Future of the Hedge Fund Industry and the Role of the Activist Investor,” CFA Institute Annual Conference, April 2007 “Hedge Funds,” SIFMA Anti-Money Laundering Compliance Legal Division Seminar, March 2007 Hedge Fund Panel, SIA Annual Conference, March 2007 Co-chair, IBA Private Investment Fund Conference, London, March 2007 ABA Section of Law, Subcommittee on Private Investment Entities, Spring Conference, March 2007 “Hedge Funds: Overview of Structure, Taxation Regulation,” MFA Network, February 2007 SRZ 16th Annual Private Investment Funds Seminar, January 2007 Co-chair, West LegalWorks Hedge Fund Activism Conference, December 2006 FRA 4th Annual Hedge Funds Business Operations Forum, December 2006 Keynote speaker, “The State of the Industry,” FRA 8th Annual Hedge Fund Regulation Compliance Forum, November 2006 Goldman Sachs 4th Annual Hedge Fund Conference, November 2006 “State of the IA Industry,” and “Protecting Your Firm From SEC Scrutiny,” National Regulatory Services Greenwich Conference, November 2006 “How the Investors in Durus Capital Management took the Firm’s Blowup into their Own Hands and Averted Disaster,” 2nd Annual Absolute Return Hedge Fund Symposium, November 2006 5th Annual Hedge Fund Seminar, London, October 2006 Citigroup Global Prime Brokerage Group Capital Introduction Breakfast for Asian Fund Managers, October 2006 Connecticut Department of Banking Securities, October 2006 “Major Law Changes/Rules for Registration and ERISA,” SRZ Hedge Fund Compliance Seminar, September 2006 “Post-Goldstein Outlook for Hedge Fund Legislation and Regulation,” MFA Annual Forum, September 2006 Bank of America Securities Prime Brokerage Hedge Fund Strategic Initiatives Conference, June 2006 Hedge Fund Institutional Forum, Endowments Foundations Roundtable, June 2006 MFA Annual Forum, June 2006 “A Changing Business Regulatory Environment,” SIA Hedge Funds Alternative Investments Conference, June 2006 “Hedge Fund Advisers,” Adviser Compliance Associates webcast, April 2006 “The Future of Hedge Fund Regulation,” Columbia Business Law Review conference, April 2006 Registered Alternative Funds “New Products for New Markets” seminar, April 2006 ABA Section of Business Law Spring Meeting, April 2006 Chair, ABA Session of Private Investment Entities, April 2006 NICSA, Hedge Funds Conference, April 2006 SIA Compliance Legal Division Annual Seminar, March 2006

Co-chair, IBA/ABA London Conference, February 2006 SRZ 15th Annual Private Investment Funds Seminar, January 2006 SIA Hedge Funds Conference, September 2005 “The SEC’s New Hedge Fund Rules Implications for Managers in Europe,” MFA conference, July 2005 Chair and speaker, GAIM, Hedge Fund Forum, “Hedge Fund MA: The Advantages and Disadvantages of Being Acquired,” June 2005 Cayman Islands Monetary Authority Hedge Fund Regulation and Compliance Roundtable, May 2005 “Implications of the Rule for Chief Compliance Officers,” MFA conference, May 2005

SIA Compliance Legal Division Annual Seminar, April 2005

“Overview of the New Registration Rule,” New York University, April 2005

“State of the Industry-Regulatory Update,” MFA Network conference, February 2005

“Overcoming Compliance, Operational, and Valuation Challenges,” Institutional Investor Hedge Fund Best Practices Conference, February 2005

“Guidance for the Unregistered Adviser,” MFA conference, January 2005

“Mutual Funds and Hedge Funds: The Fees for Professional Investment Advice,” Fordham University Spring Roundtable, January 2005

“Understanding the New Hedge Fund Rule,” Practising Law Institute, November 2004

BlackRock, Fund of Hedge Funds Investor Conference, November 2004

“Investment Partnerships,” Ernst Young Hedge Fund Conference, November 2004

“New Regulation: Weighing the Impact,” SIA conference, November 2004

“Regulatory Brave New World,” Absolute Return Symposium, October 2004

“Hedge Fund Fraud,” University of Pennsylvania, October 2004

MFA/CAPCO, Hedge Fund Valuation and Accounting Town Hall Meeting, October 2004

“Succeeding Within the New Regulatory Environment,” Institutional Investor Hedge Fund Best Practices Conference, September 2004

“Regulatory Update,” GAIM Fund of Funds Conference, September 2004

Bank of America, CFO Conference, June 2004

“Examining the Latest Business Continuity and Disaster Recovery issues for Hedge Funds,” MFA conference, May 2004

“Hedge Fund Business Growth Strategies,” Strategy Institute Future of the Industry Panel, Leaders’ Debate, April 2004

“Hedge Fund Regulatory Update,” MFA Network, February 2004

“Changing Regulatory Landscape,” GAIM USA, January 2004

“Valuation Challenges for Hedge Funds,” MFA conference, January 2004

“Changing Regulatory Update,” GAIM Symposium, January 2004

SEC Hedge Fund Roundtable, Panelist (Assessment of the Current Regulatory Framework), May 2003