Profile Image Placeholder
  • Securities Law
  • New York, New York 1966
Review This Lawyer
Practice Area
  • Securities Law
Additional Practice Areas
  • Securities
  • Securities Regulatory Compliance Counseling
  • Securities Regulatory Aspects of Transactional Work
  • Securities Litigation and SEC Enforcement
  • Securities Enforcement
  • Securities and Futures Regulatory
  • SEC Disclosure
  • Broker-Dealer
  • Private Securities Litigation
  • Insider Trading
  • Financial Reporting and Disclosures
  • Exchanges and Clearing Organizations
Jurisdictions Admitted to Practice
New York
Placeholder image for jurisdictions.
New York 1966
Placeholder image for jurisdictions.
U.S. Supreme Court 1983
Placeholder image for jurisdictions.
Professional Experience
Partner
Current
Education
Columbia University School of Law
LL.B
Robert Noxon Toppan Prize in Constitutional Law
Placeholder image for education.
Columbia College
A.B.
Placeholder image for education.
Professional Associations
Current
Activities: American Bar Association, Section of Business Law; Federal Regulation of Securities Committee; Subcommittees on Broker-Dealer Matters, Civil Litigation and SEC Enforcement Matters; Committee on Law and Accounting
Placeholder image for professional associations.
Current
Activities: American Law Institute
Placeholder image for professional associations.
Current
Activities: Co-Chair, Task Force on Sellers' Due Diligence and Similar Defenses Under the Federal Securities Laws, 1989-92, (report published at 48 The Business Lawyer 1185[(1993])
Placeholder image for professional associations.
Current
Activities: Chair, Task Force on Rule 10b-6, 1995-97
Placeholder image for professional associations.
Current
Activities: Former Chair, Task Force on Manipulation
Placeholder image for professional associations.
Current
Activities: Member, New York Stock Exchange, Legal Advisory Committee to the Board of Governors, 1985-88; Subcommittee on Market Structure
Placeholder image for professional associations.
Current
Activities: Director, American Arbitration Association, 1986-90
Placeholder image for professional associations.
Current
Activities: Chair (1982-84), Securities Industry Association, Federal Regulation Committee, 1978-88
Placeholder image for professional associations.
Websites & Blogs
Website
Website
Contact & Map
787 7th Ave
New York, NY 10019
USA
Telephone: (212) 839-5312
Fax: (212) 839-5599