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Practice Area
- Securities Law
Additional Practice Areas
- Broker-Dealer
- Investment Management, Hedge Funds and Alternative Investments
- Securities Enforcement
Jurisdictions Admitted to Practice
- Bar of New York
- Bar of North Carolina
- New York
- North Carolina
Professional Experience
- K&L Gates
- Current
Education
- East Carolina University
- M.B.A.
- Loyola University of Chicago School of Law
- J.D.
- University of North Carolina
- B.S.
Professional Associations
- Current
- Activities: American Bar Association, Member, Section of Corporate, Banking and Business Law, State and Federal Securities Committees and Subcommittees, 1990-present
- Current
- Activities: National Association of Personal Financial Advisors, Inc., Board of Directors, 1990-1993
- Current
- Activities: National Society of Compliance Professionals, Inc., Board of Directors, 1990-1992; Member, 1990-present
- Current
- Activities: North American Securities Administrators Association, Inc., Board of Directors, 1984-1988; President, 1986-1987
- Current
- Activities: Securities Industry Association Compliance and Legal Division, 1995-present
Websites & Blogs
- Website
- Website
Contact & Map
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