• Business Law, Securities Law, Criminal Law
  • New York
Review This Lawyer
Practice Areas
  • Business Law
  • Securities Law
  • Criminal Law
Additional Practice Areas
  • Foreign Corrupt Practices Act (FCPA)
  • Securities Litigation
  • Litigation
  • Investment Management
  • General Civil
  • Exchange Traded Funds
  • Broker-Dealers
  • Broker-Dealer and Capital Markets Regulation
  • Anti-Money Laundering
  • Securities Regulation
Jurisdictions Admitted to Practice
New York
Placeholder image for jurisdictions.
Professional Experience
Education
Brooklyn Law School
J.D
Cum Laude
Placeholder image for education.
Marymount Manhattan College
B.A
Cum Laude
Placeholder image for education.
Professional Associations
Current
Activities: Former Co-Chair, ABA Litigation Section Securities Litigation Committee
Placeholder image for professional associations.
Current
Activities: Former Member, NYSE Legal Advisory Committee
Placeholder image for professional associations.
Current
Activities: Former Member, NASD Membership Committee
Placeholder image for professional associations.
Current
Activities: Former Member, SIA Compliance and Legal Division Executive Committee
Placeholder image for professional associations.
Current
Activities: Recipient, SEC Irving M. Pollack Award
Placeholder image for professional associations.
Current
Activities: Recipient, SEC Distinguished Senior Executive Service Award
Placeholder image for professional associations.
Publications
Articles & Publications
Publication
Publication
Contact & Map
101 Park Avenue
# 350
Oklahoma City, OK 73102
USA
Telephone: (212) 309-6370
Fax: (212) 309-6001