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Alan Rosca

Alan Rosca

Rosca Scarlato LLC - Securities Cases on Behalf of Investors
  • Securities Law, Stockbroker & Investment Fraud, Arbitration & Mediation ...
  • District of Columbia, Ohio
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Biography

Alan Rosca is a seasoned securities lawyer, former adjunct professor of securities regulation, and frequent speaker at legal conferences on topics ranging from Ponzi schemes and investment fraud to cryptocurrencies.

Alan focuses his legal practice on complex financial and commercial matters, particularly in the areas of securities litigation, investment fraud, ERISA, wage-and-hour matters, and international disputes. He often represents institutional and individual investors in disputes with financial industry members, arising out of investment fraud or misconduct. He has extensive experience prosecuting claims on behalf of investors, primarily through class actions and FINRA arbitrations. He also represents employees in compensation-related disputes, and plaintiffs in consumer fraud and antitrust disputes.

Alan received his Juris Doctor degree summa cum laude from the Cleveland-Marshall College of Law in May 2008. While in law school he served as a Managing Editor of the Cleveland State Law Review, received the Dean’s (full) scholarship for the entire Juris Doctor program, was on the Dean’s List, and won the “Best Oralist” award in the Jessup Moot Court competition, Pacific Region. He passed the Ohio Bar exam in top 1%, with the highest grade in the state to the multi-state (federal law) section.

He is licensed to practice law in the Ohio state and District of Columbia courts only, as well as the United States Supreme Court, United States Court of Appeals for the District of Columbia Circuit, United States Court of Appeals for the 4th Circuit, United States Court of Appeals for the 6th Circuit, the Northern and Southern Districts of Ohio federal district courts, and other federal courts. Alan works in the firm’s Cleveland, Ohio metro area office.

He is a member of the Public Investors Advocate Bar Association, the Cleveland Metropolitan Bar Association, the District of Columbia Bar, and the Cleveland Diplomatic Corps.

Practice Areas
Securities Law
Stockbroker & Investment Fraud
Arbitration & Mediation
Business - Arbitration/Mediation, Consumer - Arbitration/Mediation, Family - Arbitration/Mediation
Employment Law
Employee Benefits, Employment Contracts, Employment Discrimination, ERISA, Overtime & Unpaid Wages, Whistleblower
Additional Practice Areas
  • Investment Fraud
  • ERISA
Fees
  • Free Consultation
  • Contingent Fees
Jurisdictions Admitted to Practice
District of Columbia
District of Columbia Bar
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Ohio
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Professional Experience
Member
RoscaLaw LLC
Current
Managing Partner
Rosca Scarlato LLC
- Current
Securities Attorney
Goldman Scarlato & Penny
-
Education
Cleveland State University
J.D. (2008)
Honors: Summa Cum Laude
Cleveland State University Logo
Baldwin-Wallace College
MBA (2001)
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Professional Associations
Public Investors Arbitration Bar Association
Member
Current
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Ohio State Bar  # 0084100
Member
Current
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District of Columbia Court of Appeals (DC Bar)  # 90004120
Member
- Current
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Publications
Articles & Publications
What Do Crypto and AI Get-Rich-Quick Schemes Have in Common? FOMO and Flimsy Due Diligence
The Pitfalls of Exotic Alternative Investments: A Summary of Recent Cannabis Related Scams
The New Roaring Twenties? Why You Need to Be Wary of Market Fever.
Retirement Investment Risks Arising out of the COVID-Driven REIT Struggles
COVID-Triggered Inflation Could Upend Traditional Investing Principles, Hurt Seniors’ Investments
Affinity Fraud and Ponzi Schemes: Victimizing One's Own
Global Law Experts
Are You About to Be the Victim of a Ponzi Scheme?
Entrepreneur
The Flip Side Of The Registered Investment Adviser Explosion: What Investors Need To Know
Benzinga
5 Red Flags For Pandemic-Related Investment Scams
Law360
FinCEN Leaks show need for transparency - including in civil litigation
Crain's Cleveland Business
Former Broker Yousuf Saljooki Sanctioned by FINRA in Connection to Alleged Participation in Undisclosed Business Activities
investorlawyers.org
That advice about not looking at your portfolio when the market crashes?
Medium
Former Commonwealth Financial Advisor Gerald Eaton Barred for Conversion of $3.7 M in Customer Fraud
investorlawyers.org
Concorde Group Holdings Investor Alert: Securities Lawyers Investigate Allegations of Fraud and Ponzi-like Payments Involving Craig Zabala
investorlawyers.org
Investor Advocates Call for Banking Reform in the Wake of FinCEN SAR Leaks Involving Global Banks
PR Newswire
New SEC rules or not, investors still need to be vigilant
Crain's Cleveland Business
Investment advisers working from home heightens ‘selling away' concern
Crain's Cleveland Business
Jason Mininger— Alleged Investment Fraud Scheme
InvestorLawyers.org
Kevin Merrill, Jay Ledford, & Cameron Jezierski— Purported Ponzi-like Scheme
InvestorLawyers.org
Bill Hightower— Alleged Ponzi Scheme
InvestorLawyers.org
Anthony Sichenzio, Joseph Laura, & Walter Gil de Rubio— Alleged Crude Oil Processing Scheme
InvestorLawyers.org
Behavioral Recognition Systems Inc. & Tamara Steele— Alleged Investment Fraud Scheme
InvestorLawyers.org
Websites & Blogs
Website
Rosca Scarlato LLC
Website
Alan Rosca Esq.
Blog
Securities Lawyers for Investors
Contact & Map
Rosca Scarlato LLC
2000 Auburn Drive
200
Beachwood, OH 44122
Toll-Free: (216) 946-7070
Washington, D.C. Office (by appointment only)
20 F Street
7th Floor
Washington, DC 20001
Toll-Free: (888) 998-0530
Cell: (216) 570-0097
Notice: By appointment only.