Silver Law Group
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- Maria Hendershott of Raymond James & Associates
5 February 2019 - Former UBS Broker William Paynter Jr.
5 February 2019 - Former Retirement Community/Morgan Stanley Broker Andrew T. Yocum Under Investigation Over Energy-related Allegations
24 October 2017 - David Bruce White, David B. White Financial Under Investigation Over Oil and Gas Unsuitability Allegations
17 October 2017 - FINRA Issues Award in Morgan Stanley Smith Barney Arbitration Relating To Charles Alan Correal
6 July 2017 - Former RBC Capital Markets Broker John S. Simpson Allegedly Concentrated Customers in Oil, Gas and Energy Sector
6 June 2017 - Seadrill Warns of Impending Bankruptcy; Shareholder and Bond Investors Likely to Lose Significantly
24 May 2017 - FINRA Panel Holds Wunderlich Securities and Broker Ralph E. DeRose Liable for Over $1 Million due to Securities Misconduct Relating to Energy Investments
1 May 2017 - Barron’s Highlights Linn Energy and 5 Other Oil- and Gas-related Companies Which Recently Emerged from Bankruptcy
14 April 2017
- CFTC Awards Over $1M to Whistleblower For Helping To Expose Scheme
14 January 2020 - SEC Awards More Than $260k To Whistleblowers For Helping To Spot Securities Fraud
25 November 2019 - Did You Work For GPB Capital Or A Broker Dealer That Sold GPB? You May Qualify For An SEC Whistleblower Award
25 November 2019 - SEC Charges Collectors Café With Violating Whistleblower Protection Laws
12 November 2019 - $2.5 Million CFTC Whistleblower Award
28 June 2019 - CFTC Whistleblower Award
28 June 2019 - SEC Awards Whistleblower $4.5 Million After Internal Review, Reporting
28 June 2019 - SEC Awards $3M To Two Whistleblowers
27 June 2019 - CFTC Foreign Corrupt Practices And Whistleblowers
27 June 2019
- Richard Wesselt, Broker Formerly With O.N. Equity Sales Company, Subject Of 16 Disclosures
14 January 2020 - SEC Gets Emergency Asset Freeze, Accuses The Income Store Of Being A “Ponzi-Like Scheme”
14 January 2020 - FINRA Bars John Howley After Global Credit Recovery Scheme Losses of $5.8M
9 January 2020 - Michael Carter Barred After Unauthorized Withdrawals Totaling $5.2M
9 January 2020 - FINRA Bars Broker Stefan Pastor After Unauthorized Trading Allegations
9 January 2020 - James Thomas Booth Of LPL Financial Barred From Securities Industry For Operating Ponzi Scheme
7 January 2020 - Roger Owens, Previously Of Cetera Advisors, Suspended By FINRA For Unauthorized Sale Of Woodbridge Promissory Notes
7 January 2020 - Ricky Mantei Of Centaurus Financial Facing Numerous Customer And Regulatory Disputes
7 January 2020 - Robert Douglas Armstrong Of Dawson James Securities, Inc.
7 January 2020
- Silver Law Group Is Investigating Trulieve Cannabis Corp. (TCNNF)
8 January 2020 - James Booth Of LPL Financial Barred From Securities Industry For Operating Ponzi Scheme
7 January 2020 - Bloomberg Covers Silver Law Group’s Lawsuit Against E*Trade For ‘Hard To Borrow’ Stock Cost
6 January 2020 - Silver Law Group Investigates Marijuana Company HEXO Corp. (HEXO)
6 January 2020 - Silver Law Group Investigates Aurora Cannabis Inc. (ACB)
6 January 2020 - Silver Law Group Investigating Conagra Brands (CAG)
25 November 2019 - Broker Ashley Woodard, Former Employee Of Flynn Wealth Management In Greenville, SC, Subject Of 8 Disclosures
25 November 2019 - Ruhnn Holding Limited (RUHN) Subject Of Class Action Lawsuit
1 November 2019 - Greenlane Holdings, Inc. (GNLN) Of Boca Raton, FL Subject Of Class Action Lawsuit
19 September 2019
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