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- Former RBC Capital Markets Broker John S. Simpson Allegedly Concentrated Customers in Oil, Gas and Energy Sector
6 June 2017 - Seadrill Warns of Impending Bankruptcy; Shareholder and Bond Investors Likely to Lose Significantly
24 May 2017 - FINRA Panel Holds Wunderlich Securities and Broker Ralph E. DeRose Liable for Over $1 Million due to Securities Misconduct Relating to Energy Investments
1 May 2017 - Barron’s Highlights Linn Energy and 5 Other Oil- and Gas-related Companies Which Recently Emerged from Bankruptcy
14 April 2017 - Las Cruces, New Mexico Wells Fargo Broker Jeffrey R. Wilson Alleged to Have Sold Unsuitable Energy Investments to Customers
10 April 2017 - With More Oil and Gas Company Bankruptcies, Here are the Ones with the Highest Amount of Unsecured Debt
7 April 2017 - With Many Investors Left Behind in the Wake of Oil and Gas Companies’ Bankruptcies, the Industry Raised $186 Billion in 2016
7 April 2017 - Raymond James Oil and Gas Claims, Linn Energy in Particular, Continue to Surface
7 April 2017 - Notice to Morgan Stanley Customers Who Suffered Losses Investing in Seadrill
7 April 2017
- SEC Declines Paying a Whistleblower Because the Tip Was Provided Prior to Dodd-Frank
13 June 2017 - New York Settles Whistleblower-initiated Claim for $40 Million; Whistleblower Receives $8.8 Million Bounty
6 June 2017 - SEC Awards Whistleblower a Bounty of Over $500,000
3 May 2017 - SEC Awards Nearly $4 Million to Whistleblower
26 April 2017 - Rule 21F-17: SEC Rule Bar Companies From Attempting to Hinder Whistleblower from Coming Forward
26 April 2017 - U.S. Supreme Court Refuses to Review Would-be Whistleblower’s Petition
7 April 2017 - SEC Awards $7 million to Whistleblower
27 February 2017 - How the Investment Management Firm BlackRock Undermined Whistleblower Incentives
17 February 2017 - SEC Awards $5.5 Million to Whistleblower
23 January 2017
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