Shepherd Smith Edwards & Kantas, LLP
About Shepherd Smith Edwards & Kantas, LLP
The attorneys and staff of Shepherd Smith Edwards & Kantas, LLP have more than 100 years of collective experience in the securities industry and in securities regulation. Several of the attorneys of the firm have served as Compliance Director or Vice President of brokerage firms. The experienced team is devoted only to assisting investors nationwide to recover losses caused by inappropriate actions of stockbrokers and their firms. The firm offers a free consultation to those who contact them through their website and serve areas throughout the United States. The practice also serves its clients in Spanish.
Legal Services Provided
Attorneys
Websites & Blogs
- SunTrust Brokers May Have Unsuitably Recommended Northstar Financial Services (Bermuda) to Investors
14 January 2021 - Former Park Avenue Securities Broker Nicholas Palumbo Accused of Selling Away
13 January 2021 - LPL Financial Fined $6.5M by FINRA Over Inadequate Supervision
12 January 2021 - Utah Retirees Files $500K Investor Fraud Claim Over GPB & REIT Losses After Working With Triad Advisors & Broker Michael Payne
11 January 2021 - Crown Capital Securities Broker Kenneth Barroga Under Scrutiny For Possibly Selling GPB Private Placements
6 January 2021 - Transamerica To Pay $8.8M Over Unsuitable Mutual Fund, 529 Plans, and Variable Annuity Sales
5 January 2021 - SEC Sanctions Voya Financial Advisors $23M Over Conflicts That Cost Customers
4 January 2021 - Ex-Merrill Lynch Broker Gets Eight Years in Prison For Investor Fraud
3 January 2021 - Customers Blame Ex-Wells Fargo Broker Clearing Services Herbert Weith For Variable Annuity Losses
28 December 2020
Social Media
Contact & Map
There are no recently viewed profiles.
There are no saved profiles.
There are no profiles to compare.
© 2021 Justia