Fitapelli | Kurta
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- Alan New Has Received Three Pending Customer Complaints
20 April 2018 - Jonathan Wiley Was Terminated From His Former Employer Following Alleged Rule Violations
20 April 2018 - Arshad Hussain Was Terminated From His Former Employer Following Allegations of Unsuitable Transactions
20 April 2018 - Joseph Ambrosole Was Sanctioned in Connection to Unauthorized Transactions
20 April 2018 - James Mariani Has Received Three Customer Complaints
20 April 2018 - Customer Alleged Harold Weber Over-Concentrated His Retirement Account in Volatile Stocks
20 April 2018 - Philip Hamilton Was Terminated Following Allegations of Violating Firm Policy
20 April 2018 - John Egan Allegedly Recommended Unsuitable Investments
20 April 2018 - Customer Alleged Glen Rosenberg Misrepresented Material Facts Regarding Investments in Puerto Rico Municipal Bonds
20 April 2018
- James Clark Has Been the Subject of Four Regulatory Sanctions
20 April 2018 - Customer Alleged Robert Abramowitz Recommended Unsuitable Investments
19 April 2018 - Joseph Ludovico Was Recently Named in a Regulatory Investigation
19 April 2018 - Joan Norton Has Received a Pending Regulatory Complaint
19 April 2018 - William Lancaster Was Named in a State Regulatory Investigation
19 April 2018 - James Pettit Has Been Barred From Acting as a Broker
19 April 2018 - Customer Alleged John Forster Misrepresented The Risks Associated With an Investment
19 April 2018 - Joel Weber Has Received Two Customer Complaints
19 April 2018 - William Heiden Was Recently Named in a FINRA Investigation
19 April 2018
- Gavin Natelli Was Terminated From a Former Employer
19 April 2018 - Erik O’Leary Has Been the Subject of a Customer Complaint
11 April 2018 - Customer Alleged James Davis Violated California Law and Breached Fiduciary Duty
11 April 2018 - Meaghan Johnson Has Received Resolved or Pending Customer Disputes
11 April 2018 - Customer Alleged Walter Clark Made Unsuitable Investments
11 April 2018 - David Reynolds Has Received a FINRA Sanction
11 April 2018 - Dennis Hennessy Was Terminated From His Former Employer Following Alleged Rule Violations
5 April 2018 - David Gatlin Has Received Complaints For Recommending Unsuitable Investment Options
5 April 2018 - Brian Travers Was Terminated From a Former Employer Following Alleged Rule Violations
5 April 2018
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