Blum Law Group
Attorneys
Darren C. Blum Esq.
Free ConsultationArbitration & Mediation, Securities and Stockbroker Fraud
Websites & Blogs
- Citigroup Global Markets fined $160,000 for failure to report to OATS™
26 May 2020 - Wells Fargo To Pay 3 Billion Dollar Fine Over Fake Accounts Fraud
13 May 2020 - Class-Action Lawsuit filed Against Wells Fargo for Allegedly Manipulating Paycheck Protection Program Applications
30 April 2020 - Dash Financial Technologies Censured and Fined $90,000 by FINRA
22 April 2020 - Citigroup Global Markets Inc. Fined $225,000 by FINRA
10 April 2020 - Wells Fargo Advisors Fined $225,000 and Censured by FINRA
2 April 2020 - Merrill Lynch, Pierce, Fenner & Smith Incorporated Fined $150,00 by FINRA
31 March 2020 - Jorge A. Reyes fined $4 Million and Banned by FINRA
27 March 2020 - Wilson-Davis & Co., Inc., Byron Bert Barkley and James C. Snow Jr. Fined $1.1 Million by FINRA
26 March 2020
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