Search for "Security Funding "

Scott L. Silver
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Scott L. Silver
(954) 755-4799 11780 W Sample Rd
Coral Springs, FL 33065
Free ConsultationOffers Video ConferencingVideo ConfCoral Springs, FL Attorney with 28 years of experience
Arbitration & Mediation, Securities and Stockbroker Fraud
University of Miami School of Law
Scott Silver has spent his entire legal career practicing securities and financial services law. Scott focuses his law practice on securities arbitration and litigation and plaintiff-side class action litigation, representing individual investors and institutions in claims against brokerage firms, investment advisors, commodities firms, hedge funds and others. Scott also routinely serves as counsel to receivers and trustees in matters relating to the recovery of investor losses in Ponzi schemes. Scott has extensive experience in arbitration before the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the American Arbitration Association (AAA). He has recovered millions of...
Bryan T. Forman
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Bryan T. Forman
Austin, TX Attorney with 37 years of experience
(866) 597-2221 248 Addie Roy Rd
#B-302
Austin, TX 78746
Free ConsultationArbitration & Mediation, Securities and Stockbroker Fraud
SMU Dedman School of Law
Bryan T. Forman is a licensed Texas attorney with offices in Austin, Texas and Tyler, Texas. He has been engaged in the private practice of law since 1987, and has spent the majority of his career in the brokerage industry, serving as Chief Executive Officer and General Counsel for brokerage firms which he founded. Concurrently, he gained experience in the private equity field, founding a private equity hedge fund whose strategy was private equity investments into public companies. His legal practice is focused on representing public investors and market participants in the securities industry. Mr. Forman received his Juris Doctor...
Michael J. Morse
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Michael J. Morse
(248) 350-9050 2211 E Jefferson Ave STE 320,
Detroit, MI 48207
Free ConsultationDetroit, MI Attorney with 31 years of experience
Animal and Social Security Disability
University of Detroit Mercy School of Law
Attorney Michael J. Morse is the founder of The Mike Morse Law Firm in Southfield, Michigan. Morse focuses his practice on personal injury law, representing clients who have been injured due to car accidents, truck accidents or other catastrophes caused by negligence in the metropolitan Detroit area as well as Ann Arbor, Dearborn, Canton, Mount Clemens, Troy, Warren and Southeast Michigan. He also handles a variety of Social Security matters. After earning a bachelor’s degree in business from The University of Arizona, Morse attained his law degree from the University of Detroit Mercy School of Law, where he graduated cum laude....
Troy G. Rosasco
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Troy G. Rosasco
(212) 697-3701 250 Broadway
Suite 600
New York, NY 10017
Free ConsultationOffers Video ConferencingVideo ConfNew York, NY Attorney with 34 years of experience
Asbestos, Personal Injury, Social Security Disability and Workers' Comp
St. John's University School of Law
Troy G. Rosasco is one of the leading 9/11 attorneys in the nation. He has been representing the 9/11 community from the beginning - soon after that tragic day. In October 2001, Troy was asked to represent the family of a victim who died when the buildings came down. He was able to obtain the family significant compensation and burial benefits. As he did with all his 9/11 cases at the time, he waived his legal fee. For over the last 21 years, he has represented 9/11 victims and their families and has the experience necessary to obtain maximum compensation...
Cole Thomas Schmidt
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Cole Thomas Schmidt
Southfield, MI Lawyer with 9 years of experience
(855) 434-2413 24901 Northwestern Hwy
Ste. 700
Southfield, MI 48075
Free ConsultationAnimal, Personal Injury and Social Security Disability
Michigan State University College of Law
Cole Schmidt graduated from Northern Michigan University in 2009, and went on to earn his law degree from Michigan State University College of Law in 2014. While attending law school, Cole interned with the Owosso city attorney and performed criminal prosecution in accordance with Michigan’s court rules; he also assisted with many matters both municipal and civil. After law school, Cole clerked for Oakland County’s corporation counsel before joining a small private practice firm specializing in home/auto insurance defense and dram shop actions. As a social security attorney at the Mike Morse Law Firm, Cole has successfully helped hundreds of...
Ian Herrick
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Ian Herrick
New York, NY Attorney
(212) 537-6221 222 Broadway
19th Floor
New York, NY 10038
Business, Communications, IP and Trademarks
Mr. Herrick has over nine years of corporate law experience working as in-house counsel for established and growing technology companies; outside counsel to startups, software development companies, and software developers; and as an associate in a large New York City law firm.

His experience spans the tech industry and IP law spectrum, including:

- representing an online social media company, a global automotive business, and an online real property rental company in matters ranging from large-scale software development projects to drafting the company's website agreements and nondisclosure agreements,
- negotiating cross-border collaborative research and licensing agreements with various world-renowned universities,
- negotiations with...
Susan Lewis
New York, New York Attorney with 46 years of experience
(212) 839-5317 787 Seventh Avenue
New York, NEW YORK 10019
Business and Securities
New York University School of Law
Gerard Cummins
New York, New York Attorney with 31 years of experience
(212) 839-5374 787 Seventh Avenue
New York, NEW YORK 10019
Securities
Fordham University School of Law
Nir Yarden
New York, NY Lawyer with 34 years of experience
(212) 541-2080 1290 Avenue of the Americas
New York, NY 10019
Business
Duke University
Joseph D Carney
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Joseph D Carney
Avon, OH Lawyer with 46 years of experience
(440) 249-0850 1540 Peach Drive
Avon, OH 44011
Free ConsultationBusiness, Health Care, Real Estate and Securities
Georgetown University Law Center and Case Western Reserve University School of Law
A highly experienced attorney with a broad spectrum of legal expertise and extensive track record of success in Securities, Corporate, Business, Real Estate, and Construction Law. Strengths include specialized knowledge of broker-dealers, investment managers, investment companies, insurance securities, investment advisers. Extensive experience with private placements, entrepreneurial ventures, venture capital, and private equity. Helps starts-ups to $Billion dollar entities with financing rounds, offerings, and planning. Additional qualifications include accounting investigations and related securities investigations and litigation. Corporate Law skills in M & A, financing transactions. Extensive real estate skills as counsel and as owner, in the acquisition, development, construction,...
John A Brunjes
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John A Brunjes
Hartford, CT Attorney with 35 years of experience
(860) 256-8539 Goodwin Square, Suite 2600
225 Asylum Street
Hartford, CT 06103
Securities
Cornell Law School
I handle a wide variety of transactional corporate and securities law matters for institutional and individual investors, investment funds and their managers, as well as for public and private operating companies. My practice focuses on hedge fund, private equity, venture capital fund formation and operational issues, and illiquid investment transactions, with particular emphasis on advising private domestic and offshore capital pools and their stakeholders. I also advise investment advisers, fund managers, and operating companies on state, federal, and international compliance and enforcement considerations. My investor clients include individuals on the Fortune 400, family offices, ERISA-regulated investors, funds of funds, and...
Jason Friedhoff
New York, NY Lawyer with 18 years of experience
(212) 839-5627 787 7th Ave
New York, NY 10019
Business and Securities
The George Washington University Law School
Dane Johansen
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Dane Johansen
Salt Lake City, UT Attorney
(801) 532-7800 101 South 200 East
Suite 700
Salt Lake City, UT 84111
Antitrust, Business and Securities
Peking University and Brigham Young University
Mr. Johansen is a shareholder in Parr Brown’s Business and Finance groups. He has over a decade of experience advising on large, multi-national securities offering, merger, acquisition, fund formation and investment matters, as well as advising on reporting obligations (U.S. SEC and Hong Kong Stock Exchange) and general corporate matters.

Prior to joining the firm, Mr. Johansen worked for leading U.S. and British law firms (inter alia, Paul Hastings and Allen & Overy) in Hong Kong. Mr. Johansen also seconded with the asset management division of a major U.S. investment bank (JP Morgan) focused on fund formation and investment matters for...
Sean T Prosser
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Sean T Prosser
Los Angeles, CA Lawyer with 31 years of experience
(424) 259-4004 2029 Century Park East
Suite 3100
Los Angeles, CA 90067
Free ConsultationAdministrative, Securities, Stockbroker Fraud and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...
Roman Chapaev
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Roman Chapaev
(079) 854-4607 AdviceVector, International House
24 Holborn Viaduct
London, EC1A 2BN
Business, Energy and Securities
Queen Mary, University of London, College of Law, BPP Law School, BPP Law School, MGIMO and NSU
Roman Chapaev is a commodities, finance and corporate counsel.

Extensive experience in the commodities markets, including oil, metals and softs across Africa, the Americas, Europe and the CIS.

Roman works on commercial, corporate and finance transactions for traders and banks, including long-term off-takes, warehouse / throughput agreements, all types of prepayment, trade finance and borrowing base facilities, acquisition financings, share purchase and option agreements and complex debt restructurings.

He also provides advice on regulatory and compliance matters, such as derivatives, anti-dumping and competition, collective investments schemes / alternative investment funds, financial promotion and data protection.

Roman has recently worked with fintech projects, advising...
Seth King
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Seth King
Salt Lake City, UT Lawyer
(801) 532-7840 101 South 200 East
Suite 700
Salt Lake City, UT 84111
Business
Brigham Young University
Seth King is a member of the Firm’s corporate and securities group, working primarily in the areas of securities, mergers and acquisitions, commercial finance and general corporate and business law. Mr. King received his law degree in 2000, graduating magna cum laude from Brigham Young University’s J. Reuben Clark Law School, as a member of the Order of the Coif. He also received a Bachelor’s degree in Finance, cum laude, from Utah State University in 1997.

Mr. King was named one of the top corporate/mergers and acquisitions lawyers in Utah in the 2007-2019 editions of Chambers USA – America’s...
John Shook
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John Shook
Las Vegas, NV Attorney with 30 years of experience
(888) 662-2013 710 South 4th Street
Las Vegas, NV 89101
Free ConsultationMedical Malpractice, Nursing Home, Personal Injury and Workers' Comp
University of Oklahoma College of Law
John B. Shook is a founding partner of the Reno personal injury law firm Shook & Stone. He has more than 18 years of legal experience and frequently handles and serves as lead counsel on the firm's most complex trial cases. Mr. Shook is known for his successful representation of clients affected by product liability, medical malpractice, premises liability, car accidents and insurance bad faith. He is a member of the American Association for Justice, the American Bar Association and the State Bar of Nevada of which he served as the elected chair of the Client's Security Fund from 2009...
Ken Takahashi
 
Administrative, Business and Securities
College of Law at London
Mark Stein
 
Business, Health Care, International and Securities
Harvard Law School
Mark Mihanovic
 
Business, Health Care and Securities
University of Michigan Law School
Noel Christian Pace
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Noel Christian Pace
Weston, FL Attorney with 7 years of experience
(954) 356-2878 1495 North Park Drive
Weston, FL 33326
Cannabis Law, Health Care and White Collar Crime
University of Miami School of Law
Chief Administrative Officer (CAO) and General Counsel (GC) of Therapies4Kids, Inc. which has provided therapy for children in Miami-Dade, Broward, and Palm Beach counties for 15 years. Therapies4Kids offers services in Applied Behavioral Analysis (ABA), occupational, physical, speech, psychiatric, and chiropractic therapies at 5 and soon to be 6 locations and through TeleHealth and Telemedicine. We take a holistic approach to the treatment of individuals with neurological disorders like cerebral palsy, autism, traumatic brain injuries, developmental delays, stroke, and other conditions which affect a patient’s motor and/or cognitive abilities. Our team of over 150 employees including doctors, therapists, and support...
David Benoit
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David Benoit
Middletown, CT Lawyer with 24 years of experience
(860) 724-2160 101 Centerpoint Dr
#105
Middletown, CT 06457
Business, Communications, IP and Trademarks
University of Connecticut School of Law
David Benoit is a partner and co-founder of Aeton Law Partners LLP where his practice focuses on representing clients on all matters involving information technology, licensing, intellectual property, data security and compliance and complex technology transactions. David counsels a wide range of clients, including entrepreneurs, early-stage ventures, e-commerce companies, IT vendors, financial services institutions and global corporations on a wide range of business and technology matters, including software licensing, application development, Internet and compliance, copyright, IP strategy, trademark prosecution, business structures, financing and mergers and acquisitions.
Benjamin T. Beasley
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Benjamin T. Beasley
Salt Lake City, UT Lawyer with 14 years of experience
9980 South 300 West, Suite 200
Salt Lake City, UT 84070
Free ConsultationCommunications and International
Harvard Law School
Ben Beasley received his juris doctor degree from Harvard Law School and is an experienced business lawyer. He has represented clients ranging from individuals starting up small businesses to international corporations, including banks, developers, landowners, governmental entities, and sovereign nations. He has worked on some $50 billion worth of transactions. His legal practice is primarily focused on business, finance, tech, and real estate matters. After graduating from law school Ben worked in the London office of a major New York law firm, and he is now a partner at a national business law firm. Ben has assisted clients in all aspects of...
Mark Lasee
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Mark Lasee
Scottsdale, AZ Lawyer with 38 years of experience
(480) 429-5000 8601 N Scottsdale Road, Suite 300
Scottsdale, AZ 85253
Business, Construction and Real Estate
Hamline University School of Law
Mark offers over 25 years of legal practice affording a vast array of experience in business and real estate matters in Arizona. An "AV Preeminent" rated lawyer and a real estate specialist certified by the Arizona State Bar, Mr. Lasee's practice focuses on significant commercial real estate and business transactions. He is a member of Kutak Rock's National Pension Practice Group, which represents plans in several states, his current focus being on private equity and hedge funds investments. He is a member of the National Association of Public Pension Attorneys and has represented pension plans in placing well over $1...
Michael L. Weisel
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Michael L. Weisel
Raleigh, NC Attorney with 43 years of experience
(919) 679-1776 1101 Haynes Street
Suite 205
Raleigh, NC 27604-1455
Administrative, Business and Stockbroker Fraud
Michael Weisel concentrates his legal practice on corporate finance, mergers, acquisitions and divestitures, commercial real estate, venture capital, business and corporate law, government relations, administrative and regulatory law, campaign finance and election law, and securities arbitration Representing corporations, financial institutions, insurance companies, associations and individuals before the N.C. General Assembly, U.S. Congress, agencies and regulators, he brings a unique blend of legal, legislative, business and political skills to successfully navigate his clients through governmental squalls. Mr. Weisel also employs his distinctive experience and expertise in business representation, believing clients need clear, concise and practical counsel from their lawyer...
Jordan A. Ziegler
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Jordan A. Ziegler
New York, NY Lawyer with 32 years of experience
(212) 341-7900 Woolworth Building
233 Broadway
New York, NY 10279-0815
Medical Malpractice and Workers' Comp
JORDAN A. ZIEGLER is a senior partner of the New York law firm of Brecher Fishman Pasternack Walsh Tilker & Ziegler, P.C. where his practice includes Workers' Compensation, Personal Injury, Social Security Disability, and Municipal Disability Retirement Pensions from the New York City and New York State and Local Retirement Systems. He serves as Chair to the law firm's Municipal Disability Retirement Pension Department. Jordan is Disability Counsel for numerous police and law enforcement associations throughout New York State, as well as for utility worker and building trade unions. He is General Counsel to the Suffolk County Police Benevolent Association Legal...
Mr. Thomas SanFilippo
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Mr. Thomas SanFilippo
(314) 669-5752 211 N. Broadway
Suite 2100
St. Louis, MO 63102
Free ConsultationOffers Video ConferencingVideo ConfSt. Louis, MO Attorney with 13 years of experience
Insurance Claims, Nursing Home, Personal Injury and Workers' Comp
Saint Louis University School of Law
Thomas SanFilippo is the founder and principal of our law firm. He is an attorney at law, business owner, and proud St. Louis native. Thomas received a Bachelor's Degree in History from Miami University and a Juris Doctorate from Saint Louis University School of Law. He is dedicated to the legal professional as a plaintiff's lawyer for individuals who have been harmed or deprived of their rights. Thomas is known for being fiercely committed to his clients and his hometown community of St. Louis. He has represented individuals throughout the State of Missouri and across the...
Perry Schneider
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Perry Schneider
Southfield, MI Lawyer
(855) 434-2413 24901 Northwestern Hwy
Ste. 700
Southfield, MI 48075
Free ConsultationMedical Malpractice, Personal Injury and Social Security Disability
Wayne State University Law School
Perry graduated from Michigan State University in 1992 with a Bachelor of Fine Arts. While attending Wayne State University Law School, he clerked for the Hon. Alice L. Gilbert who handled a diverse civil and criminal docket at the Oakland County Circuit Court. During that clerkship, he gained immeasurable courtroom experience assisting the judge with trials that ranged from complex contract disputes to first-degree felonies. That experience informed his decisions as an attorney and has led to a 20-plus year career working as an advocate for people in such areas as: real estate law including landlord tenant; personal injury law...
Andrew Kata
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Andrew Kata
Harrison Township, MI Lawyer
(248) 206-5905 26140 Crocker Boulevard
1003
Harrison Township, MI 48045
Free ConsultationEstate Planning
Michigan State University College of Law
My name is Andy Kata and I’m your estate planning lawyer in Macomb County. I grew up here and continue to raise my family here. I began my legal career after completing my undergraduate degree from Western Michigan University (Go Broncos!) and earning my law degree from Michigan State University College of Law. More importantly than my name or what I do, is that I am a son, a brother, a husband to an amazing wife, and a father two young girls and two hairy dogs. I love Detroit Red Wings hockey, NFL football, traveling, keeping in shape, and, more...
Jacob Kenneth Yeater
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Jacob Kenneth Yeater
Southfield, MI Lawyer with 14 years of experience
(855) 434-2413 24901 Northwestern Hwy
Ste. 700
Southfield, MI 48075
Free ConsultationAnimal, Personal Injury and Social Security Disability
Western Michigan University Cooley Law School
In 2005, Jake Yeater graduated cum laude from the University of Findlay, where he attained bachelor degrees in Law and Liberal Arts and Criminal Justice. That fall, he attended Thomas M. Cooley School of Law where he later graduated in the top 5% of his class, cum laude. While a law student, Jake participated in Law Review as the Scholarly Writing Editor, Law Journal, Moot Court, and Mock Trial. He was also awarded the Eugene Krasicky Award for his significant contributions to the publication of the Law Review. Before coming to the Mike Morse Law Firm, Jake spent several years clerking...
Howard M. Eisenshtadt
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Howard M. Eisenshtadt
Southfield, MI Lawyer with 34 years of experience
(855) 434-2413 24901 Northwestern Highway
Ste. 700
Southfield, MI 48075
Free ConsultationAnimal, Personal Injury and Social Security Disability
University of Detroit Mercy School of Law
Howard Eisenshtadt is a 1986 graduate from the University of Michigan, Ann Arbor and earned his Juris Doctor from The University of Detroit in 1989. He began his legal career as a No-Fault automobile negligence attorney in Southfield, Michigan. He’s secured large settlements for victims of car accidents, motorcyclists, defective products, dog attacks, and premises injuries. Howard’s legal experience also includes two decades in the title insurance and settlement services industry. He is a licensed title agent in several states, served as general counsel, and lead national enterprise sales executive with Detroit’s Amrock. Outside of the office Howard enjoys Michigan Football and...
Jon L Gelman
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Jon L Gelman
WAYNE, NJ Attorney with 53 years of experience
(973) 696-7900 WAYNE, NJ 07470
Workers' Comp
University of Illinois Chicago School of Law
Jon L. Gelman is nationally recognized as an author, lecturer and skilled trial attorney in the field of workers’ compensation law and occupational/environmental disease litigation. Over a career spanning more than three decades he has been involved in complex litigation involving thousands of clients challenging the mega-industries of: asbestos, tobacco and lead paint. Gelman is the author NJ Workers’ Compensation Law (West-Thompson) and co-author of the national treatise, Modern Workers’ Compensation Law (West-Thompson). He is the former Vice-President of The Workers Injury Law & Advocacy Group (WILG) and a charter member of The College of Workers' Compensation Lawyers. Jon is...
Edward L.  Larsen
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Edward L. Larsen
Naples, FL Attorney with 36 years of experience
(239) 643-0100 2390 Tamiami Trail N
Suite 202
Naples, FL 34103
Arbitration & Mediation and Business
Villanova University School of Law and New York Law School
Florida Qualified Arbitrator Florida Supreme Court Certified Circuit Civil Mediator Florida Bar Board Certified in Business Litigation AV® Preeminent™ Best Lawyers in America® for Commercial Litigation (2018-2022) "Florida Super Lawyer" by Florida Super Lawyers Magazine (2019-2022) Avvo Rated 9.9 BAR ADMISSIONS: State of Florida State of New York State of New Jersey COURT ADMISSIONS: Supreme Court of the United States United States Court of Appeals for the Third Circuit United States Court of Appeals for the Eleventh Circuit United States Court of Appeals for the Armed Forces United States District Court, Middle District of Florida United States District Court, Southern District of New York United States District Court, Eastern District of New York United States District Court,...
Sara Shikhman
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Sara Shikhman
(917) 868-9736 573 Grand St
#D206
New York, NY 10002
Offers Video ConferencingVideo ConfNew York, NY Lawyer with 16 years of experience
Business and Health Care
University of Pennsylvania Law School and University of Pennsylvania Law School
Sara is a managing partner at Lengea Law, a boutique law firm that offers practical legal solutions for healthcare businesses. She has over 15 years of experience as a healthcare lawyer, an entrepreneur, and an author. She is also the creator of MedSpa Confidential, a Best Seller on Amazon that provides guidance on how to start, grow, and sell a medical spa business. Sara has a proven track record of launching and growing successful businesses in the healthcare, tech, and beauty industries. She has helped hundreds of clients navigate the complex legal and regulatory landscape of healthcare, as well as negotiate...
Elvis George Yagomba
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Elvis George Yagomba
(013) 865-7097 Unit 5B, Deer Park Hall
Eckington
Pershore, Worcestershire, WR10 3DG
Energy, Insurance Claims, International and Maritime
Mr Yagomba is a UK qualified Barrister (called to the Bar in 2003 at the Honourable Society of Lincoln’s Inn), who brought his vast experience from his previous role as the Head of Legal Services of AXA Insurance UK Plc (the UK insurance arm of the AXA Group, the world largest insurance company by net written premiums). Mr Yagomba spearheaded the expansion of the Legal Services Unit from one employee to a team of 30+ employees (including Barristers, Solicitors, Legal Executives, Paralegals, and Law Graduates), and being regulated by the Solicitors Regulation Authority. Within 7 years from a cold start,...
Joshua P Bruner
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Joshua P Bruner
Bellingham, WA Attorney with 5 years of experience
(360) 226-7981 301 Prospect Street
Bellingham, WA 98225
Offers Video ConferencingVideo ConfDivorce and Family
University of Washington School of Law
Joshua (Josh) Bruner, a dedicated Family Law Attorney, is renowned for his unwavering commitment to advocating for his clients and achieving exceptional results. With a formidable skill set encompassing client relations, negotiation, and litigation, Mr. Bruner consistently delivers favorable outcomes through effective communication and meticulous case strategies. A masterful negotiator beyond the courtroom and a formidable advocate within it, Josh relentlessly champions his clients' causes. He draws upon his unique background, extensive experience, strategic acumen, and exceptional skills to secure outstanding results while always upholding the dignity and respect his clients deserve. Josh's journey to law was preceded by a career as...
Ross B. Intelisano
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Ross B. Intelisano
(212) 684-0300 183 Madison Ave
#1601
New York, NY 10016
Free ConsultationOffers Video ConferencingVideo ConfNew York, NY Attorney with 29 years of experience
Arbitration & Mediation, Employment, International and Stockbroker Fraud
Brooklyn Law School
Ross B. Intelisano is a founding partner of Rich, Intelisano & Katz, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations.

Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...
Diane Mall Sammarco
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Diane Mall Sammarco
(212) 684-0300 183 Madison Ave
#1601
New York, NY 10016
Offers Video ConferencingVideo ConfNew York, NY Lawyer with 25 years of experience
Business, Construction, Employment and Securities
Brooklyn Law School and Binghamton University
Diane Mall Sammarco is Of Counsel to Rich, Intelisano & Katz, LLP. Ms. Sammarco represents investors in securities arbitration and litigation against financial firms, as well as employees in industry disputes and self-regulatory investigations. Ms. Sammarco joined the firm’s predecessor, Rich & Intelisano, LLP, in 2008.

In June 2010, Ms. Sammarco was part of the team at Rich & Intelisano, LLP that won the Bayou v. Goldman Sachs Execution & Clearing case: a $20.6 million FINRA arbitration award against Goldman Sachs related to the Bayou hedge fund fraud. The 18-day hearing generated a 100% recovery of the compensatory damages requested. It...
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