Justia Legal Services & Lawyers Directory

With 25 years of experience, I represent financial professionals and firms in all aspects of their operation, compliance and litigation matters, nationwide. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors.

Locally, I represent small and medium sized businesses in their formation, operation and litigation, using my Wall Street background to assist those business entities.