Darren C. Blum Esq.
About Darren C. Blum Esq.Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys.
Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution, now known as FINRA, which is the forum where approximately 80% of all securities disputes are resolved. At the NASD, Mr. Blum assisted in the adjudication of hundreds of securities arbitration cases.
Directory Practice Areas
- Arbitration & Mediation
- Broker Fraud
- Securities Law
Jurisdictions Admitted to Practice
|Blum Law Group|
|Nova Southeastern University, Shepard Broad Law Center||J.D.|
|University of Florida||B.S.|
|Member, Florida State Bar|
|Member, American Bar Association|
|Member, Public Investors Arbitration Bar Association|
WEBSITES & BLOGS
Website: Darren Blum's Website Profile
Website: Blum Law Group Website
Blog: Stock Attorneys Blog
AML Violations Lead to Historic Penalty for Brown Brothers Harriman SEC Takes Action to Minimize Microcap Fraud: Targets Hundreds of Shell Companies Know Your Stock Attorney Legg Mason Affiliate Charged with Defrauding Clients SEC’s Risk Alert Regarding Alternative Investments Due Diligence KPMG Violates Directives Regarding Auditor Independence What is Breach of Fiduciary Duty? Wife of Florida Ponzi scammer sent to prison for 18 months FINRA Investor Alert